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ALJ Decisions & Orders:
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| Release No. | Date | Respondents |
| Fourth Quarter | ||
| 3-4743 | Nov. 11, 1976 | Robert N. Campbell
Irving Sommer, Administrative Law Judge |
| 3-5098 | Nov. 5, 1976 | Daycon Investors Associates, Inc., Joseph P. D'Angelo
Jerome K. Soffer, Administrative Law Judge |
| 3-5074 | Oct. 28, 1976 | Nassar and Company, Inc. (8-20862)
Irving Schiller, Administrative Law Judge |
| Third Quarter | ||
| 3-4733 | Sep. 8, 1976 | Amswiss International Corp. (8-14349), Glenn Woo
Jerome K. Soffer, Administrative Law Judge |
| 3-4694 | Sep. 3, 1976 | Executive Securities Corp. (8-13526), Richard O. Bertoli, Arnold L. Freilich
Ralph Hunter Tracy, Administrative Law Judge |
| 3-4980 | Aug. 30, 1976 | Carob Securities, Inc. and Robert A. Schilleman (8-20294)
Edward B. Wagner, Administrative Law Judge |
| 3-4724 | Aug. 19, 1976 | Jay Rutledge (Stephenson, Leydecker & Co.) David J. Markun, Administrative Law Judge |
| 3-4890 | Aug. 12, 1976 | Research Automation Corporation (24NY-7584) Irving Sommer, Administrative Law Judge |
| 3-4669 | Jul. 19, 1976 | Investors Research Corporation, Mullaney, Wells and Company, James E. Stowers, Richard H. Driehaus
Ralph Hunter Tracy, Administrative Law Judge |
| 3-4837 | Jul. 9, 1976 | Berkley Land and Investment Corporation (24W-3169)
David J. Markun, Administrative Law Judge |
| Second Quarter | ||
| 3-4706 | Jun. 25, 1976 | Lamb Brothers, Inc. (8-17965), Clyde C. Lamb, Jr.
Warren E. Blair, Chief Administrative Law Judge |
| 3-4506 | May 28, 1976 | Mitchum, Jones & Templeton, Inc. (Laidlaw & Co., Inc.) Max O. Regensteiner, Administrative Law Judge |
| 3-4647 | May 20, 1976 | First California Co., et al.
Jerome K. Soffer, Administrative Law Judge |
| 3-4646 | May 6, 1976 | Application for Unlisted Trading Privileges in Common Stock of Ludlow Corporation by the Boston Stock Exchange, File No. 7-4596
Edward B. Wagner, Administrative Law Judge |
| 3-4547 | Apr. 12, 1976 | Edward J. Mawod & Company (8-14068), Edward Joseph Mawod, John William Airsman Ralph Hunter Tracy, Administrative Law Judge |
| First Quarter | ||
| 3-4516 | Feb. 23, 1976 | A.J. Carno Co., Inc. (8-8936), Anthony Nadino
Ralph Hunter Tracy, Administrative Law Judge |
| 3-3748, 3-4755 thru 3-4768 | Jan. 29, 1976 | Mineral Exploration Company File Nos. 20-1924A5 thru 20-1924A16 (12 offering sheets) Ralph Hunter Tracy, Administrative Law Judge |
| 3-4536 | Jan. 15, 1976 | Richard John Mishlen, Morris Cohen d/b/a Marshall Company et al. (8-6420)
Ralph Hunter Tracy, Administrative Law Judge |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc1976.shtml
| Contact | Employment | Links | FOIA | Forms | Privacy | Modified: 01/09/2008 |
