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ALJ Decisions & Orders:
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| Release No. | Date | Respondents |
| Fourth Quarter | ||
| 3-2393 | Nov. 30, 1972 | Lee Petillon
David J. Markun, Administrative Law Judge |
| 3-3185 | Nov. 24, 1972 | Gerald H. Wright & Co. (8-13628), Gerald H. Wright (Analytical Investment Decision Systems, Inc.) d/b/a AIDS Sidney L. Feiler, Administrative Law Judge |
| 3-2990 | Nov. 9, 1972 | Fox-Raff & Company, Inc., Robert L. Raff File No. 8-13645 Sidney L. Feiler, Administrative Law Judge |
| 3-3254 | Nov. 8, 1972 | I. F. D., Inc. (8-12793), Andrew Wormser, Manuel Posy
Irving Schiller, Administrative Law Judge |
| Third Quarter | ||
| 3-3469 | Sep. 27, 1972 | Robert Manufacturing Corporation (24B-1782)
Ralph Hunter Tracy, Administrative Law Judge |
| 3-2870 | Sep. 26, 1972 | James Donohue
Irving Schiller, Administrative Law Judge |
| 3-2547 | Sep. 19, 1972 | Union Electric Company (70-4899)
Warren E. Blair, Chief Administrative Law Judge |
| 3-3081 | Sep. 8, 1972 | Fox Securities Company, Inc., Morris Fox File No. 8-15868-1 David J. Markun, Administrative Law Judge |
| 3-3337 | Aug. 10, 1972 | Associated Mobile Schools and Modern Training Centers, Inc. (24B-1706) Ralph Hunter Tracy, Hearing Examiner |
| 3-3336 | Aug. 9, 1972 | Washington Mineral Products, Inc. File No. 81-109 Sidney L. Feiler, Hearing Examiner |
| 3-3474 | Jul. 27, 1972 | Martin L. Sanchez
Warren E. Blair, Chief Hearing Examiner |
| 3-3249 | Jul. 26, 1972 | Autek Control Systems, Inc. (24A-1979)
Ralph Hunter Tracy, Hearing Examiner |
| 3-1950, 3-1951, 3-1952, 3-2073 |
Jul. 20, 1972 | Albert Teller and Co., Inc. (8-9578), Albert Teller, Morton Goldfield, Arnold M. Krell, Richard C. Spangler, Inc. (8-8876), Richard C. Spangler, Nassar and Co., Inc. (8-12746), George M. Nassar, Emmanuel L. Jenkins
Sidney Ullman, Hearing Examiner |
| 3-2233 | Jul. 20, 1972 | Ernst & Ernst, Clarence T. Isensee, John F. Maurer
Ralph Hunter Tracy, Hearing Examiner |
| 3-2233 | Jul. 19, 1972 | Ernst & Ernst, Clarence T. Isensee, John F. Maurer
Ralph Hunter Tracy, Hearing Examiner |
| 3-1698 | Jul. 17, 1972 | New England Electric System, Eastern Utilities Associates, Boston Edison Company, Eastern Electric Energy System (70-4663)
Sidney L. Feiler, Hearing Examiner |
| 3-2451 | Jul. 7, 1972 | Stone Summers & Company (8-13804), Alexander J. Stone, Thomas E. Summers, Bobby Layne Summers
David J. Markun, Hearing Examiner |
| Second Quarter | ||
| 3-3319 | Apr. 25, 1972 | Sydnor-Barent Scanner Corporation File No. 24D-3011 David J. Markun, Hearing Examiner |
| 3-3000 | Apr. 13, 1972 | Tabby's International, Inc. (24SF-3470)
Warren E. Blair, Chief Hearing Examiner |
| First Quarter | ||
| 3-2157 | Mar. 14, 1972 | IOS, Ltd. (S.A.), Investors Planning Corporation of America
Warren E. Blair, Chief Hearing Examiner |
| 3-2892 and 3-3071 |
Feb. 23, 1972 | Prudential Investments Corporation, Miami Securities, Inc. and Nicholas M. Torelli (8-16344); Prudential Investment Corporation, Howard Leon Alderson, Sidney Leavitt and Nicholas M. Torelli (8-9230) (Consolidated Proceedings)
Ralph Hunter Tracy, Hearing Examiner |
| 3-2601 | Jan. 10, 1972 | Martin Ciment d/b/a Crown Trading Co., Martin Ciment, John Wells File No. 8-14730 Sidney L. Feiler, Hearing Examiner |
http://www.sec.gov/litigation/aljdec/aljdecarchive/aljdecarc1972.shtml
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