SEC Open Meeting Agenda
Wednesday, May 8, 2002

Item 1:	Mandated EDGAR Filing for Foreign Issuers Office:  Division of Corporation Finance Staff:  Elliot B. Staffin
Item 2:	Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks from the Definitions of "Broker" and "Dealer" Under Sections 3(a)(4) and 3(a)(5); Notice of Intent to Amend Rules Office:  Division of Market Regulation Staff:  Catherine McGuire, Daniel Fisher
Item 3:	Proposed Rule Changes by the National Association of Securities Dealers, Inc. and the New York Stock Exchange, Inc. Relating to Research Analyst Conflicts of Interest Office: Division of Market Regulation Staff:  James A. Brigagliano, Thomas D. Eidt

Item 1: Mandated EDGAR Filing for Foreign Issuers

The Commission will consider whether to adopt rules to require foreign issuers to file electronically through the Electronic Data Gathering, Analysis, and Retrieval system ("EDGAR") their securities documents, including Securities Act registration statements and Exchange Act registration statements and reports. The rules would apply to both foreign private issuers and foreign governments.

For further information, please contact Elliot B. Staffin at (202) 942-2990.

Item 2: Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks from the Definitions of "Broker" and "Dealer" Under Sections 3(a)(4) and 3(a)(5); Notice of Intent to Amend Rules

The Commission will consider whether to issue an order extending the temporary exemption of banks, savings associations, and savings banks from the definition of "broker" and "dealer" under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934.

For further information, please contact Daniel Fisher at (202) 942-0073.

Item 3: Proposed Rule Changes by the National Association of Securities Dealers, Inc. and the New York Stock Exchange, Inc. Relating to Research Analyst Conflicts of Interest

The Commission will consider whether to approve proposed rule changes submitted by the National Association of Securities Dealers, Inc. and the New York Stock Exchange, Inc. relating to research analyst conflicts of interest.

For further information, please contact James A. Brigagliano or Thomas D. Eidt, at (202) 942-0772.