Exemptive Orders Archive: 2005

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Exemptive orders currently available include:

Release No.	Date	Details
34-52514	Sep. 27, 2005	Order Granting Exemption to Liquidnet, Inc. from Certain Provisions of Regulation ATS under the Securities Exchange Act of 1934
34-52444	Sep. 15, 2005	Order Under Section 17A and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions from Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions From Specified Provisions of the Company Act and Certain Rules Thereunder Other Release No: IC-27067
34-52405	Sep. 9, 2005	Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks from the Definition of "Broker" under Section 3(a)(4) of the Securities Exchange Act of 1934
34-51998	Jul. 8, 2005	Notice of an Application of the New York Stock Exchange, Inc. for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934 and Request for Comment File No.:  S7-06-05 Comments Due:   August 15, 2005 Comments received are available for this notice.  Click to submit comments on S7-06-05
34-51328	Mar. 8, 2005	Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks from the Definition of “Broker” under Section 3(a)(4) of the Securities Exchange Act of 1934 File No.: S7-12-01 See also: Final Rule, Rel. No. 34-44291 and comments; Proposed Rule, Rel. No. 34-49879 and comments; Other Rules, Rel. Nos. 34-50618, 34-47649, 34-47366, 34-46751, 34-46745, 34-45897, 34-44570
34-51253	Feb. 25, 2005	Order Exempting CIBC Mellon Trust Company from Broker-Dealer Registration

http://www.sec.gov/rules/exorders/exordersarchive/exorders2005.shtml