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Exemptive Orders Archive: 2003
Additional Archives
2008
| 2007
| 2006
| 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
Exemptive orders currently available include:
| Release No. |
Date |
Details |
| 34-47649 |
Apr. 8, 2003 |
Order Extending Temporary Exemption under Section 3(a)(4) of the Securities Exchange Act of 1934; Notice to Amend Rules
File No.: S7-12-01
See also: Final Rule, Rel. No. 34-44291 and comments;
Proposed Rule, Rel. No. 34-49879 and comments;
Other Rules, Rel. Nos. 34-51328, 34-50618, 34-47366, 34-46751, 34-46745, 34-45897, 34-44570
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| 34-47366 |
Feb. 13, 2003 |
Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks from the Definition of "Dealer" under Section 3(a)(5) of the Securities Exchange Act of 1934
File No.: S7-12-01
See also: Final Rule, Rel. No. 34-44291 and comments;
Proposed Rule, Rel. No. 34-49879 and comments;
Other Rules, Rel. Nos. 34-51328, 34-50618, 34-46751, 34-46745, 34-45897, 34-44570 |
http://www.sec.gov/rules/exorders/exordersarchive/exorders2003.shtml
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