Law and Regulation
2007 Federal Register Proposed Rules
December 31, 2007
72 FR 74213
PDF Version
17 CFR Part 150 Revision of Federal Speculative Position Limits; Reopening of Comment Period
Comment File: 07-014
Closing Date:
December 21, 2007
Extended Date:
January 21, 2008
See also:
17 CFR Part 150 Revision of Federal Speculative Position Limits
December 6, 2007
72 FR 68862
PDF Version
Notice of Request for Comment on Exemption Requests
Comment File: 07-016
Closing Date:
January 7, 2008
Extended Date:
February 6, 2008
See also:
Requests Pursuant to Section 4(c) of the Commodity Exchange Act To Extend the Exemption Granted Under Part 35 of the Commission's Regulations to Certain Over-The-Counter Swaps and To Determine as Eligible Swap Participants Certain Floor Brokers and Traders
November 27, 2007
72 FR 66097
PDF Version
17 CFR Part 150 Risk Management Exemption From Federal Speculative Position Limits
Comment File: 07-015
Closing Date:
January 28, 2008
November 21, 2007
72 FR 65483
PDF Version
17 CFR Part 150 Revision of Federal Speculative Position Limits
Comment File: 07-014
Closing Date:
December 21, 2007
Extended Date:
January 21, 2008
See also:
17 CFR Part 150 Revision of Federal Speculative Position Limits; Reopening of Comment Period
September 27, 2007
72 FR 54902
PDF Version
Petition of the Chicago Mercantile Exchange, Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or its Members Register as Futures Commission Merchants; Re-Opening of Comment Period
Comment File: 07-013
Closing Date:
September 24, 2007
Extended Date:
October 9, 2007
See also:
Petition of the Chicago Mercantile Exchange Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or Its Members Register as Futures Commission Merchants
August 23, 2007
72 FR 48262
PDF Version
Petition of the Chicago Mercantile Exchange Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or Its Members Register as Futures Commission Merchants
Comment File: 07-013
Closing Date:
September 24, 2007
Extended Date:
October 9, 2007
See also:
Petition of the Chicago Mercantile Exchange, Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or its Members Register as Futures Commission Merchants; Re-Opening of Comment Period
August 14, 2007
72 FR 45392
PDF Version
17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants
Comment File: 07-012
Closing Date:
September 13, 2007
See also:
17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants
August 13, 2007
72 FR 45225
PDF Version
Privacy Act of 1974: System of Records
Comment File: 07-011
Closing Date:
September 12, 2007
August 13, 2007
72 FR 45185
PDF Version
17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets
Comment File: 07-010
Closing Date:
September 12, 2007
See also:
17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets
July 20, 2007
72 FR 39764
PDF Version
17 CFR Parts 40 and 41 Confidential Information and Commission Records and Information
Comment File: 07-009
Closing Date:
August 20, 2007
June 22, 2007
72 FR 34413
PDF Version
17 CFR Part 18 Maintenance of Books, Records and Reports by Traders
Comment File: 07-008
Closing Date:
July 23, 2007
See also:
17 CFR Part 18 Maintenance of Books, Records and Reports by Traders
June 22, 2007
72 FR 34417
PDF Version
17 CFR Part 21 Special Calls
Comment File: 07-007
Closing Date:
July 23, 2007
See also:
17 CFR Part 21 Special Calls
May 14, 2007
72 FR 27091
PDF Version
Proposal to Exempt the Trading and Clearing of Certain Credit Default Products Traded on the Chicago Board Options Exchange and Cleared Through the Options Clearing Corporation Pursuant to The Exemptive Authority in Sec. 4(c) of the Commodity Exchange Act
Comment File: 07-006
Closing Date:
May 29, 2007
See also:
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA")
Order Exempting the Trading and Clearing of Certain Credit Default Products Pursuant to the Exemptive Authority in Section 4 (c) of the Commodity Exchange Act ("CEA"); Republication
May 1, 2007
72 FR 23804
PDF Version
Privacy Act of 1974: System of Records
Comment File: 07-005
Closing Date:
May 31, 2007
April 26, 2007
72 FR 20788
PDF Version
17 CFR Part 3 Registration of Intermediaries
Comment File: 07-004
Closing Date:
May 29, 2007
April 11, 2007
72 FR 18316
PDF Version
17 CFR Parts 1, 3, 4, 15, and 166 Exemption from Registration for Certain Foreign Persons; Correction
See also:
17 CFR Parts 1, 3, 4, 15, 166 Exemption From Registration for Certain Foreign Persons
April 5, 2007
72 FR 16875
PDF Version
Department of the Comptroller of the Currency 12 CFR Part 40; Federal Reserve System 12 CFR Part 216; Federal Deposit Insurance Corporation 12 CFR Part 332; Department of the Treasury Office of Thrift Supervision 12 CFR Part 573; National Credit Union Administration 12 CFR Part 716; Federal Trade Commission 16 CFR Part 313; Commodity Futures Trading Commission 17 CFR Part 160; Securities and Exchange Commission 17 CFR Part 248 Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act; Correction
See also:
Department of the Comptroller of the Currency 12 CFR Part 40; Federal Reserve System 12 CFR Part 216; Federal Deposit Insurance Corporation 12 CFR Part 332; Department of the Treasury Office of Thrift Supervision 12 CFR Part 573; National Credit Union Administration 12 CFR Part 716; Federal Trade Commission 16 CFR Part 313; Commodity Futures Trading Commission 17 CFR Part 160; Securities and Exchange Commission 17 CFR Part 248 Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act
April 2, 2007
72 FR 15637
PDF Version
17 CFR Parts 1, 3, 4, 15, 166 Exemption From Registration for Certain Foreign Persons
Comment File: 07-003
Closing Date:
May 2, 2007
See also:
17 CFR Parts 1, 3, 4, 15, and 166 Exemption from Registration for Certain Foreign Persons; Correction
17 CFR Parts 1, 3, 4, 15, and 166 Exemption From Registration for Certain Foreign Persons
March 29, 2007
72 FR 14939
PDF Version
Department of the Comptroller of the Currency 12 CFR Part 40; Federal Reserve System 12 CFR Part 216; Federal Deposit Insurance Corporation 12 CFR Part 332; Department of the Treasury Office of Thrift Supervision 12 CFR Part 573; National Credit Union Administration 12 CFR Part 716; Federal Trade Commission 16 CFR Part 313; Commodity Futures Trading Commission 17 CFR Part 160; Securities and Exchange Commission 17 CFR Part 248 Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act
Comment File: 07-002
Closing Date:
May 29, 2007
See also:
Department of the Comptroller of the Currency 12 CFR Part 40; Federal Reserve System 12 CFR Part 216; Federal Deposit Insurance Corporation 12 CFR Part 332; Department of the Treasury Office of Thrift Supervision 12 CFR Part 573; National Credit Union Administration 12 CFR Part 716; Federal Trade Commission 16 CFR Part 313; Commodity Futures Trading Commission 17 CFR Part 160; Securities and Exchange Commission 17 CFR Part 248 Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act; Correction
March 26, 2007
72 FR 14051
PDF Version
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations
Comment File: 07-001
Closing Date:
April 25, 2007
See also:
Final Rule; Notice of Stay