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2007 Federal Register Proposed Rules

December 31, 2007
72 FR 74213    PDF Version
17 CFR Part 150 Revision of Federal Speculative Position Limits; Reopening of Comment Period

Comment File: 07-014    Closing Date:  December 21, 2007    Extended Date:  January 21, 2008 

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December 6, 2007
72 FR 68862    PDF Version
Notice of Request for Comment on Exemption Requests

Comment File: 07-016    Closing Date:  January 7, 2008    Extended Date:  February 6, 2008 

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November 27, 2007
72 FR 66097    PDF Version
17 CFR Part 150 Risk Management Exemption From Federal Speculative Position Limits

Comment File: 07-015    Closing Date:  January 28, 2008 


November 21, 2007
72 FR 65483    PDF Version
17 CFR Part 150 Revision of Federal Speculative Position Limits

Comment File: 07-014    Closing Date:  December 21, 2007    Extended Date:  January 21, 2008 

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September 27, 2007
72 FR 54902    PDF Version
Petition of the Chicago Mercantile Exchange, Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or its Members Register as Futures Commission Merchants; Re-Opening of Comment Period

Comment File: 07-013    Closing Date:  September 24, 2007    Extended Date:  October 9, 2007 

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August 23, 2007
72 FR 48262    PDF Version
Petition of the Chicago Mercantile Exchange Inc. for Exemptive Relief, Pursuant to Section 4(c) of the Commodity Exchange Act, From the Requirement That the China Foreign Exchange Trade System and National Interbank Funding Center or Its Members Register as Futures Commission Merchants

Comment File: 07-013    Closing Date:  September 24, 2007    Extended Date:  October 9, 2007 

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August 14, 2007
72 FR 45392    PDF Version
17 CFR Part 3 Termination of Associated Persons and Principals of Futures Commission Merchants, Introducing Brokers, Commodity Trading Advisors, Commodity Pool Operators and Leverage Transaction Merchants

Comment File: 07-012    Closing Date:  September 13, 2007 

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August 13, 2007
72 FR 45225    PDF Version
Privacy Act of 1974: System of Records

Comment File: 07-011    Closing Date:  September 12, 2007 


August 13, 2007
72 FR 45185    PDF Version
17 CFR Parts 36 and 40 Amendments Pertinent to Registered Entities and Exempt Commercial Markets

Comment File: 07-010    Closing Date:  September 12, 2007 

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July 20, 2007
72 FR 39764    PDF Version
17 CFR Parts 40 and 41 Confidential Information and Commission Records and Information

Comment File: 07-009    Closing Date:  August 20, 2007 


June 22, 2007
72 FR 34413    PDF Version
17 CFR Part 18 Maintenance of Books, Records and Reports by Traders

Comment File: 07-008    Closing Date:  July 23, 2007 

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June 22, 2007
72 FR 34417    PDF Version
17 CFR Part 21 Special Calls

Comment File: 07-007    Closing Date:  July 23, 2007 

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May 14, 2007
72 FR 27091    PDF Version
Proposal to Exempt the Trading and Clearing of Certain Credit Default Products Traded on the Chicago Board Options Exchange and Cleared Through the Options Clearing Corporation Pursuant to The Exemptive Authority in Sec. 4(c) of the Commodity Exchange Act

Comment File: 07-006    Closing Date:  May 29, 2007 

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May 1, 2007
72 FR 23804    PDF Version
Privacy Act of 1974: System of Records

Comment File: 07-005    Closing Date:  May 31, 2007 


April 26, 2007
72 FR 20788    PDF Version
17 CFR Part 3 Registration of Intermediaries

Comment File: 07-004    Closing Date:  May 29, 2007 


April 11, 2007
72 FR 18316    PDF Version
17 CFR Parts 1, 3, 4, 15, and 166 Exemption from Registration for Certain Foreign Persons; Correction

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April 5, 2007
72 FR 16875    PDF Version
Department of the Comptroller of the Currency 12 CFR Part 40; Federal Reserve System 12 CFR Part 216; Federal Deposit Insurance Corporation 12 CFR Part 332; Department of the Treasury Office of Thrift Supervision 12 CFR Part 573; National Credit Union Administration 12 CFR Part 716; Federal Trade Commission 16 CFR Part 313; Commodity Futures Trading Commission 17 CFR Part 160; Securities and Exchange Commission 17 CFR Part 248 Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act; Correction

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April 2, 2007
72 FR 15637    PDF Version
17 CFR Parts 1, 3, 4, 15, 166 Exemption From Registration for Certain Foreign Persons

Comment File: 07-003    Closing Date:  May 2, 2007 

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March 29, 2007
72 FR 14939    PDF Version
Department of the Comptroller of the Currency 12 CFR Part 40; Federal Reserve System 12 CFR Part 216; Federal Deposit Insurance Corporation 12 CFR Part 332; Department of the Treasury Office of Thrift Supervision 12 CFR Part 573; National Credit Union Administration 12 CFR Part 716; Federal Trade Commission 16 CFR Part 313; Commodity Futures Trading Commission 17 CFR Part 160; Securities and Exchange Commission 17 CFR Part 248 Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act

Comment File: 07-002    Closing Date:  May 29, 2007 

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March 26, 2007
72 FR 14051    PDF Version
17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations

Comment File: 07-001    Closing Date:  April 25, 2007 

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Last Updated: August 5, 2007