 |
|
 |
Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations
e-CFR Data is current as of August 21, 2009
TITLE 17--Commodity and Securities Exchanges
CHAPTER II--SECURITIES AND EXCHANGE COMMISSION
PART 279--FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940
|
| Form ADV, for application for registration of investment adviser and for amendments to such registration statement. |
|
|
| Form ADV-W, notice of withdrawal from registration as investment adviser. |
|
|
| Form ADV-H, application for a temporary or continuing hardship exemption. |
|
|
| Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser. |
|
|
| Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser. |
|
February 27, 2007< !-- #EndDate -- >-->
|
