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Home Page > Executive Branch > Code of Federal Regulations > Electronic Code of Federal Regulations
e-CFR Data is current as of August 21, 2009
TITLE 17--Commodity and Securities Exchanges
CHAPTER II--SECURITIES AND EXCHANGE COMMISSION
PART 260--GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
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| Application of definitions contained in the act. |
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| Definitions of terms used in the rules and regulations. |
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| Definition of ''rules and regulations'' as used in certain sections of the Act. |
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| Sequential numbering of documents filed with the Commission. |
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| Business hours of the Commission. |
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| Nondisclosure of information obtained in the course of examinations and investigations. |
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| Small entities for purposes of the Regulatory Flexibility Act. |
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| Liability for certain statements by issuers. |
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| Definition of ''commission from an underwriter or dealer not in excess of the usual and customary distributors' or sellers' commissions'' in section 303(4), for certain transactions. |
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| Definition of ''distribution'' in section 303(4) for certain transactions. |
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| Definitions of ''participates'' and ''participation'' as used in section 303(4), in relation to certain transactions. |
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| Exempted securities under section 304(a)(8). |
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| Exempted securities under section 304(d). |
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| Exempted securities under section 304(a)(9). |
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| Form for applications under section 304(c). |
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| General requirements as to form and content of applications. |
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| Number of copies; filing; signatures; binding. |
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| Applications under section 304(c)(1). |
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| Applications under section 304(c)(2). |
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| Application for exemption from one or more provisions of the Act. |
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| Exemption for Canadian Trust Indentures from Specified Provisions of the Act. |
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| Exemption for securities issued pursuant to 230.802 of this chapter. |
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| Temporary exemption for eligible credit default swaps offered and sold in reliance on Securities Act of 1933 Rule 239T ( 230.239T). |
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| Forms for statements of eligibility and qualification. |
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| General requirements as to form and content of statements of eligibility and qualification. |
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| Number of copies; filing; signatures; binding. |
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| Application pursuant to section 305(b)(2) of the Trust Indenture Act for determining eligibility of a person designated as trustee for offerings on a delayed basis. |
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| General requirements as to form and content of applications. |
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| Number of copies--Filing--Signatures. |
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| Powers of agent for service named in application. |
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| Number of copies; filing; signatures; binding. |
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| Filing of amendments; number of copies. |
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| Telegraphic delaying amendments. |
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| Effective date of amendment filed under section 8(a) of the Securities Act with the consent of the Commission. |
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| Effective date of amendment filed under section 8(a) of the Securities Act pursuant to order of Commission. |
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| Scope of 260.7a-15 to 260.7a-37. |
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| Inclusion of items, differentiation between items and answers, omission of instructions. |
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| Quality, color and size of paper. |
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| Information unknown or not reasonably available. |
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| Statements required where item is inapplicable or where answer is ''none''. |
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| Words relating to periods of time in the past. |
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| Words relating to the future. |
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| Incorporation of matter in application, statement or report, other than exhibits, as answer to item. |
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| Incorporation of exhibits as such. |
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| Identification of material incorporated; form of incorporation. |
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| Incorporation by reference of contested material. |
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| Incorporation by reference rendering document incomplete, unclear, or confusing. |
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| Omission of substantially identical documents. |
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| Formal requirements as to amendments. |
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| Signatures to amendments. |
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| Inspection of applications, statements and reports. |
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| Application for determining eligibility of a foreign person to act as sole trustee pursuant to section 310(a)(1) of the Act. |
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| General requirements as to form and content of applications. |
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| Number of copies--Filing--Signatures. |
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| Consent of trustee to service of process. |
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| Eligibility of Canadian Trustees. |
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| Calculation of percentages. |
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| Applications under section 310(b)(1)(ii). |
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| Applications relative to affiliations between trustees and underwriters. |
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| Application for stay of trustee's duty to resign pursuant to section 310(b) of the Act. |
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| Notices--Exemptive Application Procedure. |
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| Definition of ''cash transaction'' in section 311(b)(4). |
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| Definition of ''self-liquidating paper'' in section 311(b)(6). |
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| Application of 260.7a-15 to 260.7a-38. |
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| Compliance with Section 314(a)(1) of the Trust Indenture Act for certain eligible indenture obligors. |
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February 27, 2007< !-- #EndDate -- >-->
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