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Comment Letters on Notice of Proposed Rulemaking
Anti-Money Laundering Compliance Programs for Unregistered Investment Companies
67 FR 60617
1
Paul B. Uhlenhop
Lawrence, Kamin, Saunders & Uhlenhop, LLC
September 20, 2002
2
Scott Cohen
Cliffwood Partners, LLC
September 20, 2002
3
Kenneth B. Abel
Ober, Kaler
October 11, 2002
4
Timothy Burns
Lombard Investments, Inc.
October 11, 2002
5
Bruce M. Cowan
Steinhart & Falconer, Inc.
October 15, 2002
6
David M. Kozak
John W. Henry & Company, Inc.
October 18, 2002
7
Hale and Dorr, LLP
November 08, 2002
8
James D. Harmon, Jr.
The Harmon Firm, LLC
November 13, 2002
9
Jonathan Axelrad and Arielle Siebert
Wilson, Sonsini, Goodrich & Rosati
November 19, 2002
10
Craig S. Tyle
Investment Company Institute
November 22, 2002
11
Howard S. Rosenblum
Testa, Hurwitz & Thibeault, LLP
November 22, 2002
12
Tannenbaum Helpern Syracuse & Hirschtritt, LLP
November 22, 2002
13
Lee W. Mercer
National Association of Small Business Investment Companies
November 22, 2002
14
Henry H. Hopkins and David Oestreicher
T. Rowe Price
November 25, 2002
15
Tony M. Edwards
National Association of Real Estate Investment Trusts
November 25, 2002
16
Jeffrey S. Giddings
Smith Brandon International
November 25, 2002
17
Bank of Bermuda (New York) International
November 25, 2002
18
Thomas W. Sexton
National Futures Association
November 25, 2002
19
Carole Coleman
Fred Alger & Company, Inc.
November 25, 2002
20
Jessica K. Ditullio
Bank One Corporation
November 25, 2002
21
Steven B. Nadel
Seward & Kissel, LLP
November 25, 2002
22
Mark G. Heesen
National Venture Capital Association
November 25, 2002
23
Scott A. Moehrke and Kamran S. Bajwa
Kirkland & Ellis
November 25, 2002
24
Dechert
November 25, 2002
25
John G. Gaine
Managed Funds Association
November 25, 2002
26
C.-A. Margelisch and A. Hubschmid
Swiss Bankers Association
November 25, 2002
27
Mark R. Beatty
Cascade Investment, LLC
November 25, 2002
28
Steven J. Fredman and Betty Santangelo
Schulte, Roth & Zabel, LLP
November 25, 2002
29
John L. Bronson
Prudential Investment Management
November 26, 2002
30
Daniel D. Soto
Bank of America Corporation
November 26, 2002
31
Susan C. Ervin
Association of the Bar of the City of New York
November 26, 2002
32
Joseph R. Fleming
Dechert
On behalf of The Investment Funds Institute of Canada
December 13, 2002
33
Steven J. Fredman and Betty Santangelo
Schulte, Roth & Zabel, LLP
December 23, 2002
34
Arthur Bell & Associates
January 14, 2003