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Enforcement Actions
Legal actions by the Board and written agreements approved by the Federal Reserve Banks- December 16, 1997
- Order to Cease and Desist against Patti Colbourn
- December 8, 1997
- Final Decision and Order of Prohibition against Massimiliano Locci
- November 24, 1997
- Order of Prohibition against Eric C. Dill
- November 17, 1997
- First enforcement action addressing Y2K compliance against Putnam-Greene Financial
- November 7, 1997
- Order of Prohibition against Luis Carrizo
- November 7, 1997
- Order of Prohibition against Jose E. Romero Muniz
- October 21, 1997
- Order of Prohibition against Kang Soo Lee
- October 10, 1997
- Order of Removal and Prohibition against Gregory D. Cannon
- September 17, 1997
- Combined Consent Order and Order of Assessment of a Civil Money Penalty against Skandinaviska Enskilda Banken
- July 11, 1997
- Order of Assessment of a Civil Money Penalty against Postipankki Limited
- June 30, 1997
- Order to Cease and Desist against the Zia New Mexico Bank
- June 30, 1997
- Order of Prohibition against David A. Kuhn
- June 18, 1997
- Termination of a Written Agreement with John Widmer
- June 4, 1997
- Order to Cease and Desist against Michael Quinn
- June 3, 1997
- Order to Cease and Desist against Robert L. McCook
- June 3, 1997
- Order of Prohibition against Donald G. Austin
- May 30, 1997
- Assessment of a Civil Money Penalty against Toshihiko Araki
- May 22, 1997
- Consent orders of Assessment of Civil Money Penalties against Michael L. Riddle, John Averett, Park Jones, and T. Stuart Ducote
- May 21, 1997
- Written Agreement with Marin National Bancorp
- May 16, 1997
- Order of Prohibition against Francisco Moncaleano
- May 16, 1997
- Order to Cease and Desist against Kwai Por Au
- April 22, 1997
- Public administrative hearing on enforcement action against Park T. Jones
- April 18, 1997
- Order of Prohibition against Steven King
- April 15, 1997
- Order of Prohibition against Charles R. Vickery, Jr.
- April 4, 1997
- Cease and Desist Order against United Security Bancorporation
- April 4, 1997
- Order of Prohibition against Juan Echeverri
- March 28, 1997
- Order to Cease and Desist and Order of Assessment of a Civil Money Penalty against Grace Koo
- March 28, 1997
- Order against The International Commercial Bank of China
- March 28, 1997
- Combined Orders to Cease and Desist and Assessment of a Civil Money Penalty against Mark E. Schindler
- March 14, 1997
- Termination of eight prior enforcement actions
- March 7, 1997
- Combined Orders to Cease and Desist and Assessment of a Civil Money Penalty against Oliver Lu
- March 7, 1997
- Written Agreement with Luis A. Ortega
- March 7, 1997
- Combined Orders to Cease and Desist, Restitution, and Assessment of a Civil Money Penalty against John Gillogly
- March 3, 1997
- Order of Prohibition against Damian Cope
- February 13, 1997
- Combined Orders to Cease and Desist and Assessment of a Civil Money Penalty against Asahi Bank
- February 7, 1997
- Written Agreement with OmniBanc Corporation
- February 7, 1997
- Written Agreement with Cuyamaca Bank
- February 4, 1997
- Combined Orders to Cease and Desist and Assessment of a Civil Money Penalty against Ghaith R. Pharaon
- January 13, 1997
- Termination of three prior enforcement actions
- January 13, 1997
- Written Agreement with Pan American Bank
- January 6, 1997
- Combined Orders to Cease and Desist and Assessment of a Civil Money Penalty against Roberto A.F. Roberts
- January 6, 1997
- Order to Cease and Desist against Brian Gager
- January 3, 1997
- Combined Orders to Cease and Desist and Assessment of a Civil Money Penalty against Mark Yale
1997 Press Releases:
| Monetary policy Banking and consumer regulatory policy Other announcements |
Orders on banking applications Enforcement actions All press releases |
Last update: March 28, 2008
