Division of Enforcement

The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiates settlements.

About the Division Enforcement Actions     Federal Court Actions     Administrative Proceedings     ALJ Initial Decisions & Orders     Commission Opinions Trading Suspensions Investors Claims Funds Internet Enforcement Program

Securities Enforcement Coordination Conference Delinquent Filings Program Prime Bank Fraud Information Center Insider Trading Bounty Program Investor Alerts Accounting and Auditing Enforcement Releases Tips & Complaints