![](https://webarchive.library.unt.edu/eot2008/20080916011951im_/http://sec.gov/images/pixel.gif) |
|
Nationally Recognized Statistical Rating Organizations ("NRSROs")
Compliance Guides
Press Releases
Commission Orders Granting NRSRO Registration
Commission Releases and Studies
Testimony
Commission Hearings Nov. 15 and 21, 2002
Selected No-Action, Exemptive, and Interpretive Letters
Staff Reports and Studies
Annual Report to Congress under Section 6 of the Credit Rating Agency Reform Act of 2006
Press Releases
Commission Orders Granting NRSRO Registration
Note: Pursuant to Securities Exchange Act of 1934 Rule 17g-1(i) (17 CFR 240.17g-1(i)), each NRSRO must make its current Form NRSRO (17 CFR 249b.300) and information and documents submitted in Exhibits 1 through 9 to Form NRSRO publicly available on its Web site, or through another comparable, readily accessible means, within 10 business days after the date of the order granting its registration as an NRSRO.
Commission Releases and Studies
Testimony
- Chairman Christopher Cox, Before the U.S. Senate Committee on Banking, Housing and Urban Affairs, re: Oversight of Nationally Recognized Statistical Rating Organizations (April 22, 2008).
- Chairman Christopher Cox, Before the U.S. Senate Committee on Banking, Housing and Urban Affairs, re: the Role and Impact of Credit Rating Agencies on the Subprime Credit Markets (September 26, 2007).
- Annette L. Nazareth, Director, Division of Market Regulation, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Credit Rating Agencies (April 12, 2005).
- Annette L. Nazareth, Director, Division of Market Regulation, Before the House Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, re: Rating the Rating Agencies: The State of Transparency and Competition (April 2, 2003).
- Commissioner Isaac C. Hunt, Jr., Before the Senate Committee on Governmental Affairs, re: The Role of Rating Credit Rating Agencies in the US Securities Markets (March 20, 2002).
Commission Hearings Nov. 15 and 21, 2002
Selected No-Action, Exemptive, and Interpretive Letters
- Japan Credit Rating Agency, Ltd. (May 23, 2007).
- Rating and Investment Information, Inc. (May 21, 2007).
- A.M. Best Company, Inc. (March 3, 2005).
- Letter to The Honorable Richard H. Baker, Chairman, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, U.S. House of Representatives (June 4, 2003).
- Dominion Bond Rating Service Limited (Feb. 24, 2003).
Incoming letter also available
Staff Reports and Studies
Annual Report to Congress under Section 6 of the Credit Rating Agency Reform Act of 2006
http://www.sec.gov/divisions/marketreg/ratingagency.htm
|