Guidance (Frequently Asked Questions) – Customer Identification Programs and Banks Serving as Insurance Agents (12/12/2006) HTML | PDF
Advisory - Potential Money Laundering Risks related to Shell Company (11/09/2006) HTML | PDF
Guidance (Frequently-Asked Questions) - Suspicious Activity Reporting Requirements for Mutual Funds (10/04/06) (10/04/2006) HTML | PDF
Frequently Asked Questions on Conducting Independent Reviews of Money Services Business Anti-Money Laundering Programs (09/22/2006) HTML | PDF
SEC No-Action Letter Permitting Securities Broker-Dealers to Rely on Investment Advisers for Purposes of the Joint FinCEN/SEC Customer Identification Rule (07/24/2006) HTML Only
Advisory – Guidance to financial institutions on the provision of banking services to North Korean government agencies and associated front companies engaged in illicit activities (12/23/2005) HTML | PDF
Guidance (Frequently Asked Questions) Concerning Anti-Money Laundering Program and Suspicious Activity Reporting Requirements for Insurance Companies (10/31/2005) HTML | PDF
Amended Memorandum Opinion granting Government’s Motion for Summary Judgment in Wuliger V. Office of the Comptroller of the Currency (09/14/2005) PDF Only
Guidance (Frequently Asked Questions) Concerning Whether Anti-Money Laundering Programs and Records Should Be in English (09/02/2005) HTML | PDF
Guidance (Frequently Asked Questions) Concerning completion of Part II of FinCEN Form 104, Currency Transaction Report (08/12/2005) HTML | PDF