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U.S. Securities and Exchange Commission


                           SEC NEWS DIGEST


Issue 2008-2                                           January 3, 2008



ENFORCEMENT PROCEEDINGS


IN THE MATTER OF JAMES T. GARRETT, JR.

On January 3,  the  Commission  issued  an  Order  Instituting  Public
Administrative Proceedings Pursuant to Section 15(b) of the Securities
Exchange Act of 1934, Making Findings and Imposing Remedial  Sanctions
against James T. Garrett, Jr. The Order finds that on June  15,  2007,
Garrett, the former president of Carolinas First Investments, Inc.  of
Charlotte, N.C., pled guilty to nine counts of securities fraud  in  a
South Carolina criminal proceeding (State v. James  T.  Garrett,  Jr.,
Case No. 2005-GS-47-31, S.C. Circuit Court of  Charleston).  Carolinas
First  was  a  broker  dealer  registered  with  the  Commission.  Its
registration was withdrawn  in  January  2004.  The  counts  to  which
Garrett pled guilty alleged that he defrauded investors  and  obtained
money by means  of  materially  false  and  misleading  statements  or
omissions.

Based on the above, the Order bars Garrett from association  with  any
broker or dealer. Garrett consented  to  the  issuance  of  the  Order
without admitting or denying any of the findings in the  Order.  (Rel.
34-57085; File No. 3-12917)

IN THE MATTER OF VFINANCE INVESTMENTS,  INC.,  NICHOLAS  THOMPSON  AND
RICHARD CAMPANELLA

On  January  3,   the   Commission   issued   an   Order   Instituting
Administrative and Cease-and-Desist Proceedings Pursuant  to  Sections
15(b)  and  21C  of  the  Securities  Exchange  Act  of  1934  against
registered broker-dealer vFinance Investments,  Inc.,  based  in  Boca
Raton, Fla.; former vFinance branch manager Nicholas Thompson, 41,  of
Kintnersville, Pa.; and vFinance President Richard Campanella, 56,  of
Boca Raton, Fla.

The Division of Enforcement alleges in the  Order  that  vFinance,  as
well as Campanella and Thompson, failed to retain records and  produce
them to the Commission staff. The action alleges that Thompson deleted
email and other documents from his computer after they were  requested
as part of a Commission investigation. The action further alleges that
vFinance President Campanella, who at the time  served  as  vFinance's
Chief Operating Officer and Chief Compliance Officer,  was  on  notice
that vFinance was not retaining Thompson's business records and failed
to search for responsive documents at Thompson's branch office for  18
months despite repeated requests by the Commission staff.

The Division of Enforcement alleges that through its conduct, vFinance
willfully violated the document retention and production  requirements
of Section 17(a) of the Securities Exchange Act of 1934 and Rules 17a-
4(b)(4) and 17a-4(j) thereunder,  and  that  Thompson  and  Campanella
willfully aided and abetted and caused vFinance's violations.

An administrative hearing will be scheduled to determine  whether  the
allegations in the Order are true, and to provide  vFinance,  Thompson
and Campanella  an  opportunity  to  establish  any  defenses  to  the
allegations. The proceedings  also  will  determine  whether  remedial
sanctions should be  imposed.  As  directed  by  the  Commission,  the
administrative law judge shall  issue  an  initial  decision  in  this
matter no later than 300 days from the date of service of  the  Order.
(Rel. 34-57088; File No. 3-12918)

FINAL JUDGMENT ENTERED AGAINST FORMER CFO OF WASTE MANAGEMENT, INC.

On January 3, the Securities and Exchange  Commission  announced  that
the U.S. District Court for the  Northern  District  of  Illinois  has
entered final judgment against James E.  Koenig,  the  former  CFO  of
Waste Management, Inc., after  a  jury  found  that  he  committed  60
securities laws violations in a five-year period. The  final  judgment
follows an 11-week jury trial in 2006 that resulted in  a  verdict  in
the SEC's favor against Koenig on all charges. The jury  found  Koenig
liable for securities fraud, falsifying  company  books  and  records,
lying to auditors, and aiding and abetting the company's violations.

The final judgment, entered on Dec. 21, 2007, followed a two-day bench
trial on remedies before U.S. District Court Judge Wayne R.  Andersen,
and was based upon a Dec. 3, 2007, memorandum opinion and  order  that
set forth the Court's findings on remedies. See SEC v. Koenig, 2007 WL
4277439, N.D. Ill. Dec. 3, 2007. The final judgment  permanently  bars
Koenig from acting as an officer or director of a public  company  and
enjoins  him  from  future  violations  of  the  antifraud  and  other
provisions of the federal securities laws. The judgment also  requires
Koenig  to  pay  more  than  $4  million,  comprised  of  $831,500  in
disgorgement  for  Koenig's  ill-gotten   earnings-based   performance
bonuses, $1,246,517 in prejudgment interest, and  a  $2,078,017  civil
penalty.

The Commission alleged in its complaint that, beginning  in  1992  and
continuing into 1997, Koenig and others engaged in a systematic scheme
to falsify and misrepresent Waste Management's financial results  with
profits being overstated by $1.7 billion. According to the  complaint,
the scheme was accomplished through false and  misleading  disclosures
and a variety of  non-GAAP  accounting  practices  designed  to  defer
current period expenses whenever  possible.  All  of  these  practices
boosted current period earnings by reducing current  period  expenses.
The fraud resulted in a restatement in February  1998,  which  at  the
time was the largest restatement in history.

Previously, the Commission  reached  settlements  with  the  company's
outside public accountants, Arthur Andersen, and four  of  its  former
partners (Litigation Release No. 17039, June  19,  2001).  Settlements
also were reached in litigation with the founder and  four  other  top
officers of Waste Management (Litigation Release No. 19351,  Aug.  29,
2005, and Litigation Release No.  18913,  Sept.  30,  2004).  [SEC  v.
Koenig, 2007 WL 4277439, N.D. Ill. Dec. 3, 2007] (LR-20420)


SELF-REGULATORY ORGANIZATIONS


IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

A proposed rule change filed by the NASDAQ Stock Market relating to  a
change to Nasdaq's Rule 7033 (SR-NASDAQ-2007-093) has become effective
pursuant to Section 19(b)(3)(A) of  the  Securities  Exchange  Act  of
1934. Publication is expected in the Federal Register during the  week
of January 7. (Rel. 34-57068)

A proposed rule change filed by NYSE Arca amending certain transaction
fees and credits (SR-NYSEArca-2007-126) has become effective  pursuant
to Section  19(b)(3)(A)  of  the  Securities  Exchange  Act  of  1934.
Publication is expected in the Federal Register  during  the  week  of
January 7. (Rel. 34-57069)

A proposed rule change (SR-Amex-2007-139) filed by the American  Stock
Exchange to retire the EEM options pilot program has become  effective
pursuant to Section 19(b)(3)(A) of  the  Securities  Exchange  Act  of
1934. Publication is expected in the Federal Register during the  week
of January 7. (Rel. No. 34-57070)

A proposed rule change filed by the Depository Trust Corporation  (SR-
DTC-2007-15) to provide  participants  using  DTC's  Stock  Loan  REPO
Adjustment Menu system with new warning messages advising participants
if any corrective action is needed to  complete  the  transaction  has
become effective pursuant to Section  19(b)(3)(A)  of  the  Securities
Exchange Act of 1934. Publication is expected in the Federal  Register
during the week of January 7. (Rel. 34-57071)

A  proposed  rule  change  filed  by  Financial  Industry   Regulatory
Authority relating to revisions to the Series 24  examination  program
(SR-FINRA-2007-028)  has  become   effective   pursuant   to   Section
19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
expected in the Federal Register during the week of January  7.  (Rel.
34-57073)

A  proposed  rule  change  filed  by  Financial  Industry   Regulatory
Authority relating to revisions to the Series 23  examination  program
(SR-FINRA-2007-027)  has  become   effective   pursuant   to   Section
19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
expected in the Federal Register during the week of January  7.  (Rel.
34-57074)

A  proposed  rule  change  filed  by  Financial  Industry   Regulatory
Authority relating to revisions to the Series 42  examination  program
(SR-FINRA-2007-029)  has  become   effective   pursuant   to   Section
19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
expected in the Federal Register during the week of January  7.  (Rel.
34-57076)

A  proposed  rule  change  filed  by  Financial  Industry   Regulatory
Authority relating to revisions to the Series 55  examination  program
(SR-FINRA-2007-030)  has  become   effective   pursuant   to   Section
19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
expected in the Federal Register during the week of January  7.  (Rel.
34-57077)

A proposed rule change filed with the Commission by the Chicago  Stock
Exchange regarding trade processing fees on the Exchange (SR CHX-2007-
28) has become immediately effective under Section 19(b)(3)(A) of  the
Securities Exchange Act  of  1934  and  Rule  19b-4(f)(2)  thereunder.
Publication of the proposal is expected to  be  made  in  the  Federal
Register during the week of January 7. (Release No. 34-57078)

A  proposed  rule  change  filed  by  Financial  Industry   Regulatory
Authority relating to revisions to the Series 82  examination  program
(SR-FINRA-2007-033)  has  become   effective   pursuant   to   Section
19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
expected in the Federal Register during the week of January  7.  (Rel.
34-57079)

A  proposed  rule  change  filed  by  Financial  Industry   Regulatory
Authority relating to revisions to the Series 72  examination  program
(SR-FINRA-2007-032)  has  become   effective   pursuant   to   Section
19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
expected in the Federal Register during the week of January  7.  (Rel.
34-57080)

A  proposed  rule  change  filed  by  Financial  Industry   Regulatory
Authority relating to revisions to the Series 62  examination  program
(SR-FINRA-2007-031)  has  become   effective   pursuant   to   Section
19(b)(3)(A) of the Securities Exchange Act  of  1934.  Publication  is
expected in the Federal Register during the week of January  7.  (Rel.
34-57081)

A proposed rule change (SR-CBOE-2007-153) filed by the  Chicago  Board
Options Exchange relating to Rule  6.14  (Hybrid  Agency  Liason)  has
become effective under Section 19(b)(3)(A) of the Securities  Exchange
Act of 1934. Publication  is  expected  to  be  made  in  the  Federal
Register during the week of January 7. (Rel. 34-57082)

A proposed rule change (SR-NYSE-2007-121) filed by the New York  Stock
Exchange to  reduce  the  Trading  Floor  Regulatory  Fee  has  become
effective under Section 19(b)(3)(A) of the Securities Exchange Act  of
1934. Publication is expected in the Federal Register during the  week
of January 7. (Rel. 34-57084)


SECURITIES ACT REGISTRATIONS


The following registration statements have been  filed  with  the  SEC
under the Securities Act of 1933. The reported information appears  as
follows: Form, Name, Address and Phone Number (if  available)  of  the
issuer of the security; Title and the number and/or face amount of the
securities  being  offered;  Name  of  the  managing  underwriter   or
depositor (if  applicable);  File  number  and  date  filed;  Assigned
Branch; and a designation if the statement is a New Issue.

Registration statements may be obtained in person or by writing to the
Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
publicinfo@sec.gov. In most cases, this information is also  available
on the Commission's website: www.sec.gov.


SB-2    FALCON MEDIA SERVICES LTD, 34 GROUSNER GARDENS, LONDON, X0, SW1WODH, 
        631 737 8381 - 3,784,600 ($946,150.00) Equity, (File 333-148425 - 
        Jan. 2) (BR. 05)

S-4     ePAK International LTD, 435 DEVON PARK DRIVE, BUILDING 400, WAYNE, PA, 
        19087, 610-519-1336 - 0 ($132,147,439.00) Equity, (File 333-148427 - 
        Jan. 2) (BR. 10A)

S-8     SMITHTOWN BANCORP INC, 100 MOTOR PARKWAY, SUITE 160, HAUPPAUGE, NY, 
        11788, 631-360-9300 - 874,163 ($19,423,901.00) Equity, 
        (File 333-148428 - Jan. 2) (BR. 07B)

S-3     Atlas Energy Resources, LLC, WESTPOINTE CORPORATE CENTER ONE, 
        1550 CORAOPOLIS HEIGHTS RD. 2ND. FLOOR, MOON TOWNSHIP, PA, 15108, 
        412-262-2830 - 24,001,009 ($741,631,178.10) Equity, (File 333-148429 - 
        Jan. 2) (BR. 04C)

SB-2    MUSTANG ALLIANCES, 410 PARK AVENUE, 15TH FLOOR, NEW YORK, NY, 10022, 
        1888 251 3422 - 4,000,000 ($100,000.00) Equity, (File 333-148431 - 
        Jan. 2) (BR. 05)

SB-2    HUMAN BIOSYSTEMS INC, 1127 HARKER AVE, PALO ALTO, CA, 94301, 
        6503230943 - 35,337,091 ($353,370.91) Equity, (File 333-148432 - 
        Jan. 2) (BR. 01C)

S-3     Neuro-Hitech, Inc., ONE PENN PLAZA, SUITE 2514, NEW YORK, NY, 10119, 
        212-798-8100 - 3,284,645 ($13,795,509.00) Equity, (File 333-148433 - 
        Jan. 2) (BR. 01B)

S-8     PETROHAWK ENERGY CORP, 1000 LOUISIANA SUITE 5600, HOUSTON, TX, 77002, 
        8322042700 - 5,500,000 ($97,267,500.00) Equity, (File 333-148434 - 
        Jan. 2) (BR. 04A)

S-4     MVP Network, Inc., 110 N. JEFFERSON AVENUE, ST. LOUIS, MO, 63103, 
        314-241-0070 - 379,564,544 ($5,313,903.62) Equity, (File 333-148435 - 
        Jan. 2) (BR. 03B)

S-8     K12 INC, 2300 CORPORATE PARK DRIVE, SUITE 200, HERNDON, VA, 20171, 
        7034837000 - 0 ($85,713,260.00) Equity, (File 333-148436 - Jan. 2) 
        (BR. 11A)

SB-2    WESTMOUNTAIN ASSET MANAGEMENT INC, 103 WEST MOUNTAIN, FOR COLLINS, CO, 
        80524, 736,750 ($73,675.00) Equity, (File 333-148437 - Jan. 2) (BR. )

S-8     PAIVIS, CORP ./NV/, 3475 LENOX ROAD, SUITE 400, ATLANTA, 2Q, 30326, 
        4046012885 - 50,000,000 ($2.00) Equity, (File 333-148438 - Jan. 2) 
        (BR. 11B)

SB-2    WESTMOUNTAIN DISTRESSED DEBT INC, 103 WEST MOUNTAIN, FORT COLLINS, CO, 
        80524, 715,750 ($71,575.00) Equity, (File 333-148439 - Jan. 2) (BR. )

SB-2    WestMountain Alternative Energy Inc, 103 West Mountain, Fort Collins, 
        co, 80524, 303-793-0304 - 781,250 ($78,125.00) Equity, 
        (File 333-148440 - Jan. 2) (BR. )


RECENT 8K FILINGS


Form 8-K is used by companies to file current reports on the following
events:
	

1.01	Entry into a Material Definitive Agreement		
1.02	Termination of a Material Definitive Agreement		
1.03	Bankruptcy or Receivership	
2.01	Completion of Acquisition or Disposition of Assets	
2.02	Results of Operations and Financial Condition	
2.03	Creation of a Direct Financial Obligation or an Obligation under an 
	Off-Balance Sheet Arrangement of a Registrant		
2.04	Triggering Events That Accelerate or Increase a Direct Financial Obligation 
	under an Off-Balance Sheet Arrangement		
2.05	Cost Associated with Exit or Disposal Activities		
2.06	Material Impairments		
3.01	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or 
	Standard; Transfer of Listing		
3.02	Unregistered Sales of Equity Securities		
3.03	Material Modifications to Rights of Security Holders		
4.01	Changes in Registrant's Certifying Accountant	
4.02	Non-Reliance on Previously Issued Financial Statements or a Related Audit
	Report or Completed Interim Review		
5.01	Changes in Control of Registrant	
5.02	Departure of Directors or Principal Officers; Election of Directors; 
	Appointment of Principal Officers	
5.03	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04	Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05	Amendments to the Registrant's Code of Ethics, or Waiver of a 
	Provision of the Code of Ethics	
6.01. 	ABS Informational and Computational Material.
6.02.  	Change of Servicer or Trustee.
6.03.  	Change in Credit Enhancement or Other External Support.
6.04. 	Failure to Make a Required Distribution.
6.05.  	Securities Act Updating Disclosure.
7.01	Regulation FD Disclosure	
8.01	Other Events	
9.01	Financial Statements and Exhibits	


8-K  reports  may  be  obtained  in  person  or  by  writing  to   the
Commission's  Public  Reference  Branch  at  100   F   Street,   N.E.,
Washington, D.C. 20549-1090 or at the following  e-mail  box  address:
publicinfo@sec.gov. In most cases, this information is also  available
on the Commission's website: www.sec.gov.


				        STATE     
NAME OF ISSUER                          CODE   	 8K ITEM NO.		    	   DATE        COMMENT
----------------------------------------------------------------------------------------------------------
155 East Tropicana Finance Corp.        NV       8.01                              12/31/07

ADVANCED CELL TECHNOLOGY, INC.          DE       1.01,8.01                         12/28/07

AGL RESOURCES INC                       GA       8.01,9.01                         12/31/07

Airbee Wireless, Inc.                   DE       4.02                              12/20/07

ALANCO TECHNOLOGIES INC                 AZ       1.01,2.03,9.01                    12/31/07

ALBANY INTERNATIONAL CORP /DE/          DE       1.01,9.01                         01/01/08

ALLOS THERAPEUTICS INC                  DE       8.01,9.01                         12/27/07

Alternative Loan Trust Resecuritizati   DE       8.01,9.01                         12/18/07

AMERICAN COMMUNITY PROPERTIES TRUST     MD       5.03                              12/20/07

AMERICAN ENERGY PRODUCTION INC                   2.02,7.01,9.01                    12/31/06

AMERICAN TECHNOLOGY CORP /DE/           DE       4.02,9.01                         12/26/07

AMERICAN TONERSERV CORP.                DE       1.01,1.02,3.02                    12/26/07

AMS HEALTH SCIENCES INC                 OK       1.03,2.04,8.01,9.01               01/02/08

ANALOG DEVICES INC                      MA       8.01,9.01                         12/31/07

APARTMENT INVESTMENT & MANAGEMENT CO    MD       8.01,9.01                         12/27/07

ARCH CHEMICALS INC                      VA       5.02                              12/27/07

ARCHSTONE SMITH OPERATING TRUST                  5.02                              12/31/07

ASIAMART, INC.                          DE       4.01                              01/02/08

ASTRATA GROUP INC                       NV       4.01,9.01                         11/20/07    AMEND

ATHEROGENICS INC                        GA       3.01,9.01                         12/26/07

ATLANTIC AMERICAN CORP                  GA       9.01                              12/27/07

AVNET INC                               NY       7.01,9.01                         01/02/08

BERKSHIRE HILLS BANCORP INC                      7.01,9.01                         01/02/08

BERRY PLASTICS HOLDING CORP             DE       7.01                              01/02/08

BlackRock Kelso Capital CORP            DE       1.01,2.03,9.01                    12/28/07

BLYTH INC                               DE       5.02                              01/02/08

BSML INC                                UT       5.02                              12/19/07

BTHC X INC                              DE       5.03,9.01                         12/31/07

BUCKEYE PARTNERS L P                    DE       8.01                              12/31/07

CADENCE FINANCIAL CORP                  MS       5.02                              12/31/07

CBL & ASSOCIATES PROPERTIES INC         DE       9.01                              10/16/07    AMEND

CHAMPION INDUSTRIES INC                 WV       2.02,9.01                         01/02/08

CHARLOTTE RUSSE HOLDING INC                      5.02,9.01                         12/26/07

CHARMING SHOPPES INC                    PA       1.01,1.02,9.01                    12/31/07

CHEESECAKE FACTORY INC                  DE       8.01,9.01                         12/30/07

China Display Technologies, Inc.        DE       1.01,5.02,9.01                    12/17/07

CIENA CORP                              DE       3.03,5.03                         12/29/07

CLEAN DIESEL TECHNOLOGIES INC           DE       8.01,9.01                         12/31/07

CLICKABLE ENTERPRISES INC               DE       8.01,9.01                         11/15/04

CLICKABLE ENTERPRISES INC               DE       1.01,3.02,9.01                    05/31/07    AMEND

Convergence Ethanol, Inc.                        1.03,2.04,5.02,9.01               12/21/07    AMEND

COWLITZ BANCORPORATION                  WA       5.02,9.01                         01/02/07

CSMC Trust 2007-5R                      DE       8.01,9.01                         12/28/07

DAYTON POWER & LIGHT CO                 OH       8.01,9.01                         01/02/08

DEL LABORATORIES INC                    DE       2.04,5.02,8.01,9.01               12/31/07

DISCOVER CARD MASTER TRUST I            DE       8.01                              12/31/07

DISCOVERY TECHNOLOGIES INC              NV       1.01,2.01,3.02,3.03,5.01,5.02,    12/26/07
                                                 5.03,5.06,9.01 

Dorman Products, Inc.                   PA       1.01,2.03                         01/02/08

DPL INC                                 OH       8.01,9.01                         01/02/08

DXP ENTERPRISES INC                     TX       5.02                              01/02/08

E TRADE FINANCIAL CORP                  DE       5.02,9.01                         12/27/07

EBIX INC                                DE       2.01,2.03,9.01                    12/26/07

ELECTRO OPTICAL SCIENCES INC /NY                 8.01                              01/02/08

Emrise CORP                             DE       8.01,9.01                         01/02/08

Enterprise Informatics Inc              CA       2.02                              09/30/07

EPICUS COMMUNICATIONS GROUP INC         FL       8.01                              01/02/08

EPL Intermediate, Inc.                  DE       1.01,5.02,8.01,9.01               12/26/07

EXACTECH INC                            FL       1.01,2.01,2.02,7.01,9.01          12/27/07

FALCONSTOR SOFTWARE INC                 DE       1.01,5.02,9.01                    12/31/07

FARMERS & MERCHANTS BANCORP INC         OH       5.02                              12/31/07

Federal Home Loan Bank of Boston        X1       2.03                              12/26/07

Federal Home Loan Bank of Chicago       X1       2.03                              12/26/07

Federal Home Loan Bank of Cincinnati    X1       2.03,9.01                         12/26/07

Federal Home Loan Bank of Des Moines    X1       2.03,9.01                         12/27/07

Federal Home Loan Bank of Indianapoli   X1       2.03,9.01                         12/26/07

Federal Home Loan Bank of Pittsburgh    PA       2.03,9.01                         12/26/07

Federal Home Loan Bank of San Francis   X1       2.03                              12/26/07

Federal Home Loan Bank of Seattle                2.03                              12/31/07

Feldman Mall Properties, Inc.           MD       8.01                              12/28/07

Fidelity National Information Service            5.02,9.01                         12/31/07

FIRST FINANCIAL BANKSHARES INC          TX       1.01,9.01                         12/31/07

FIRSTENERGY CORP                        OH       5.02                              12/31/07

FORCE PROTECTION INC                    NV       1.01                              12/18/07

Foundation Coal Holdings, Inc.          DE       5.02,9.01                         01/01/08

GABRIEL TECHNOLOGIES CORP               DE       1.01,4.01,8.01,9.01               10/01/07    AMEND

GATEWAY FINANCIAL HOLDINGS INC          NC       5.03                              01/02/08

General Moly, Inc                       ID       1.01,8.01,9.01                    12/28/07

GFR PHARMACEUTICALS INC                 NV       5.02,9.01                         01/02/08

GlenRose Instruments Inc.                        5.01                              12/31/07

GOAMERICA INC                           DE       1.01,9.01                         01/01/08

GOLDSPRING INC                          FL       7.01,9.01                         01/02/08

GRANT PARK FUTURES FUND LIMITED PARTN   IL       7.01                              12/28/07

Great Lakes Dredge & Dock CORP          DE       8.01                              12/28/07

GREAT PEE DEE BANCORP INC               DE       5.03,9.01                         12/20/07

Grubb & Ellis Healthcare REIT, Inc.     MD       2.01                              12/20/07    AMEND

Grubb & Ellis Healthcare REIT, Inc.     MD       2.03,9.01                         12/19/07    AMEND

HARRAHS ENTERTAINMENT INC               DE       1.01,9.01                         12/31/07

HARTE HANKS INC                         DE       5.02,7.01,9.01                    12/31/07

HAUPPAUGE DIGITAL INC                   DE       2.02,9.01                         12/27/07

HIBBETT SPORTS INC                               1.01,5.02,7.01,9.01               12/27/07

HOKU SCIENTIFIC INC                     DE       1.01,8.01,9.01                    12/28/07

HOKU SCIENTIFIC INC                     DE       1.01                              12/28/07

HOME BANCSHARES INC                              7.01                              01/02/08

HORIZON BANCORP /IN/                    IN       8.01,9.01                         12/31/07

I MANY INC                              DE       1.01,3.02,8.01,9.01               12/31/07

INGRAM MICRO INC                        DE       8.01,9.01                         01/02/08

INNOVATIVE CARD TECHNOLOGIES INC        DE       8.01,9.01                         12/21/07

INSIGHTFUL CORP                         DE       5.03,9.01                         12/31/07

INTERNATIONAL WIRE GROUP INC            DE       7.01,9.01                         01/02/08

INX Inc                                 DE       5.02                              01/02/08

ION MEDIA NETWORKS INC.                 DE       8.01,9.01                         01/02/08

J P MORGAN CHASE & CO                   DE       9.01                              12/28/07

Jade Art Group Inc.                     NV       8.01                              12/28/07

Jake's Trucking International, Inc.     NV       1.01,2.01,5.01,9.01               12/24/07

K-Care Nutritional Products Inc.                 5.03,8.01,9.01                    11/30/07    AMEND

K12 INC                                 DE       8.01                              12/10/07

KAMAN CORP                              CT       5.02,9.01                         01/01/08

KAMAN CORP                              CT       1.01,2.01,9.01                    12/31/07

KAMAN CORP                              CT       8.01,9.01                         12/31/07

KEY TRONIC CORP                         WA       5.02                              12/28/07

KILROY REALTY CORP                      MD       5.02                              12/26/07

LADENBURG THALMANN FINANCIAL SERVICES   FL       8.01,9.01                         12/26/07

LAWSON PRODUCTS INC/NEW/DE/             DE       1.01,9.01                         12/26/07

LCC INTERNATIONAL INC                   DE       1.01,5.02,9.01                    12/26/07

LEGACY RESERVES LP                      DE       5.03,9.01                         01/02/08

LHC Group, Inc                                   8.01,9.01                         01/02/08

LIBERTY STAR URANIUM & METALS CORP.     NV       7.01,9.01                         12/26/07

Limelight Networks, Inc.                DE       8.01                              12/31/07

M&F BANCORP INC /NC/                    NC       8.01,9.01                         01/02/08

MAGELLAN MIDSTREAM HOLDINGS LP                   1.01,2.03,9.01                    01/01/08

MAGNA ENTERTAINMENT CORP                DE       1.01,7.01,8.01,9.01               12/21/07

Magnum dOr Resources Inc                         1.01,1.02,9.01                    12/31/07

Mandalay Media, Inc.                    DE       1.01,9.01                         12/31/07

MARKWEST ENERGY PARTNERS L P                     1.01                              12/26/07

MARKWEST HYDROCARBON INC                DE       1.01                              12/26/07

MARSHALL & ILSLEY CORP                  WI       8.01,9.01                         01/02/08

MARTIN MIDSTREAM PARTNERS LP            DE       1.01,2.03,7.01,9.01               12/28/07

MARVELL TECHNOLOGY GROUP LTD            D0       5.02,9.01                         12/28/07

McCormick & Schmicks Seafood Restaura            1.01,9.01                         12/28/07

Measurement Specialties Inc             NJ       1.01,2.01,2.03,9.01               12/28/07

MEDALLION FINANCIAL CORP                DE       8.01,9.01                         12/28/07

Meritage Homes CORP                     MD       5.02                              01/02/08

MFA MORTGAGE INVESTMENTS                MD       5.02,9.01                         01/01/08

MGP INGREDIENTS INC                     KS       8.01                              12/27/07

Milk Bottle Cards Inc.                  NV       8.01,9.01                         12/28/07

MIV THERAPEUTICS INC                    NV       2.01                              12/28/07

MOVIE GALLERY INC                       DE       7.01,9.01                         12/28/07

MQ ASSOCIATES INC                                8.01,9.01                         12/31/07

NATHANIEL ENERGY CORP                   NV       7.01,9.01                         01/02/08

NATIONAL FUEL GAS CO                    NJ       8.01,9.01                         01/02/08

NATIONAL PENN BANCSHARES INC            PA       1.01,2.03,9.01                    12/19/07

NATURAL GAS SERVICES GROUP INC                   5.02,9.01                         12/26/07

NEOPROBE CORP                           DE       1.01,1.02,2.03,3.02,8.01,9.01     12/26/07

NETGEAR, INC                            DE       5.02,9.01                         01/01/08

Neuro-Hitech, Inc.                      DE       8.01,9.01                         12/31/07

NEUSTAR INC                                      5.02,9.01                         01/02/08

NEVADA CHEMICALS INC                    UT       5.03,9.01                         12/27/07

NEW YORK COMMUNITY BANCORP INC          DE       8.01,9.01                         01/02/08

NITCHES INC                             CA       4.01                              12/31/07

NOVA BIOSOURCE FUELS, INC.              NV       1.01,2.03,7.01,9.01               12/26/07

NUTRITION 21 INC                        NY       3.01                              12/26/07

OMNI ENERGY SERVICES CORP               LA       5.02,9.01                         01/02/08

Oncothyreon Inc.                        DE       8.01,9.01                         01/02/08

OPEN ENERGY CORP                        NV       1.01                              12/26/07

Orchids Paper Products CO /DE           DE       7.01,9.01                         12/28/07

ORLEANS HOMEBUILDERS INC                DE       2.06,9.01                         12/27/07

ORRSTOWN FINANCIAL SERVICES INC         PA       5.02                              01/02/08

OSI PHARMACEUTICALS INC                 DE       8.01                              01/02/08

OVERSEAS PARTNERS LTD                            8.01,9.01                         12/28/07

OVERSTOCK.COM, INC                      UT       5.02,9.01                         12/31/07

PAR PHARMACEUTICAL COMPANIES, INC.      DE       8.01,9.01                         12/28/07

PARK NATIONAL CORP /OH/                 OH       1.01,2.03,8.01,9.01               12/28/07

PENN NATIONAL GAMING INC                PA       5.02,5.03,9.01                    12/26/07

PENN TRAFFIC CO                         DE       7.01,9.01                         01/02/08

People's United Financial, Inc.         DE       2.01,5.02,9.01                    01/01/08

People's United Financial, Inc.         DE       7.01                              01/02/08

PFGI CAPITAL CORP                       MD       5.02,9.01                         12/31/07

PGT, Inc.                               DE       1.01,1.02                         12/26/07

PHH CORP                                MD       1.02,9.01                         01/01/08

PHOTON DYNAMICS INC                     CA       3.01,9.01                         12/26/07

PIEDMONT NATURAL GAS CO INC             NC       2.02,7.01                         12/28/07

PPG INDUSTRIES INC                      PA       2.01,9.01                         01/02/08

PPL ENERGY SUPPLY LLC                            2.03,8.01                         12/31/07

pSivida LTD                             C3       3.01,9.01                         12/27/07

QCR HOLDINGS INC                        DE       3.02,3.03,9.01                    01/02/08

QUIKBYTE SOFTWARE INC                   CO       8.01                              01/02/08

RESEARCH FRONTIERS INC                  DE       5.02                              01/02/08

Ridgewood Energy M Fund LLC                      2.06                              12/26/07

SALARY. COM, INC.                       DE       5.02,9.01                         01/02/08

SALIX PHARMACEUTICALS LTD                        1.01,9.01                         12/28/07

SCIVANTA MEDICAL CORP                   DE       3.02,5.02,9.01                    01/01/08

SEANERGY MARITIME CORP.                          8.01,9.01                         01/02/08

SecureLogic Corp                        NV       1.01,2.05,9.01                    12/28/07

SERVICE CORPORATION INTERNATIONAL       TX       5.02,9.01                         12/28/07

SHARPS COMPLIANCE CORP                  DE       8.01,9.01                         01/02/08

SKY PETROLEUM, INC.                     NV       7.01,9.01                         01/02/08

SMART MOVE, INC.                        DE       8.01,9.01                         12/28/07

Solar Thin Films, Inc.                  DE       1.01,2.03,3.02,9.01               12/19/07

Solar Thin Films, Inc.                  DE       1.01,2.03,3.02,9.01               12/19/07    AMEND

SOMERSET INTERNATIONAL GROUP,INC.       DE       3.02,9.01                         12/31/07

SOUTHWEST BANCORP INC                   OK       1.01,5.02                         12/26/07

Stereotaxis, Inc.                       DE       1.01,8.01                         12/26/07

SYBASE INC                              DE       7.01,9.01                         12/28/07

SYSVIEW TECHNOLOGY, INC.                         5.03                              12/26/07

TEKELEC                                 CA       1.01,2.03,9.01                    12/26/07

Terra Nova Financial Group Inc          TX       5.02                              12/26/07

TESCO CORP                                       5.02                              12/31/07

TomoTherapy Inc                                  8.01,9.01                         01/02/08

TOREADOR RESOURCES CORP                 TX       3.02                              12/31/07

TOTAL SYSTEM SERVICES INC               GA       5.02,5.03,8.01,9.01               12/31/07

TOUSA INC                               DE       8.01                              01/02/08

TOYS R US INC                           DE       7.01,9.01                         01/02/08

TRANSMERIDIAN EXPLORATION INC           DE       1.01,9.01                         12/31/07

TREX CO INC                             DE       5.02,9.01                         01/01/08

TUESDAY MORNING CORP/DE                 DE       5.02,9.01                         12/31/07

uBid.com Holdings, Inc.                 DE       8.01,9.01                         11/30/07

UBS Managed Futures LLC (Aspect Serie            3.02                              01/01/08

UNITED BANCORP INC /MI/                 MI       8.01                              01/02/08

United Financial Bancorp, Inc.          MD       1.01,9.01                         12/20/07

URANIUM RESOURCES INC /DE/              DE       8.01,9.01                         12/31/07

URON INC                                MN       8.01,9.01                         12/31/07

VALCOM, INC                             DE       5.02,9.01                         12/17/07

VERASUN ENERGY CORP                              8.01,9.01                         01/02/08

VERTIS INC                              DE       5.02                              12/26/07

Vyteris Holdings (Nevada), Inc.         NV       1.02                              01/02/08

WAYNE SAVINGS BANCSHARES INC /DE/       DE       5.03,9.01                         12/20/07

WCA WASTE CORP                                   5.02,7.01                         01/01/08

WEGENER CORP                            DE       3.01,9.01                         12/26/07

WELLCARE HEALTH PLANS, INC.             DE       1.02                              12/26/07

WELLS REAL ESTATE INVESTMENT TRUST II   MD       1.01                              12/31/07

WESBANCO INC                            WV       8.01,9.01                         01/02/08

Willdan Group, Inc.                     DE       1.01,1.02,2.03,9.01               12/28/07

WINLAND ELECTRONICS INC                 MN       5.02,9.01                         01/02/08

Xeno Transplants CORP                            1.01,9.01                         12/26/07

YELLOWCAKE MINING INC.                           5.02                              12/31/07

YOUNG BROADCASTING INC /DE/             DE       5.03,9.01                         12/28/07

YRC WORLDWIDE INC                       DE       8.01,9.01                         01/02/08

                           

 

http://www.sec.gov/news/digest/2008/dig010308.htm


Modified: 01/03/2008