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SEC NEWS DIGEST
Issue 2008-1 January 2, 2008
ENFORCEMENT PROCEEDINGS
FINAL JUDGMENT ENTERED AGAINST DEFENDANT MITCHELL S. DRUCKER, IMPOSING
PERMANENT INJUNCTIONS AND OFFICER AND DIRECTOR BAR, ORDERING
DISGORGMENT AND PREJUDGMENT INTEREST, AND IMPOSING A CIVIL PENALTY;
FINAL JUDGMENTS ALSO ENTERED AGAINST DEFENDANT RONALD DRUCKER AND
RELIEF DEFENDANT WILLIAM MINERVA
On Wednesday, Dec. 26, 2007, in SEC v. Mitchell S. Drucker and Ronald
Drucker, Defendants, and William Minerva, Relief Defendant, 06 Civ.
1644 (SDNY) (CM), a Manhattan federal court entered final judgments
against defendants Mitchell S. Drucker and Ronald Drucker, and relief
defendant William Minerva. The judgments follow the jury verdict on
Dec. 3, 2007, in favor of the U.S. Securities and Exchange Commission
finding the defendants liable for insider trading in the stock of
NBTY, Inc. Mitchell Drucker is the former associate general counsel of
NBTY, Inc., a nutritional supplements manufacturer and retailer, and
his father, Ronald Drucker, is a former New York City police
detective. The Commission had charged that, while Mitchell Drucker was
a lawyer at NBTY, and had learned that NBTY was about to announce
lower than expected quarterly earnings, he and his father sold their
holdings of NBTY stock just before the negative announcement.
Collectively, the defendants avoided $197,243 in losses by selling in
advance of the announcement.
The judgment against defendant Mitchell Drucker permanently enjoins
him from violating Section 17(a) of the Securities Act of 1933 and
Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5
thereunder, and bars him from serving as an officer and director of
any public company. The judgment also orders defendant Mitchell
Drucker to pay disgorgement and prejudgment interest totaling
$201,146; to pay, and be jointly and severally liable with his father,
defendant Ronald Drucker for, disgorgement and prejudgment interest
totaling $74,411; and to pay, and be jointly and severally liable with
his friend, relief defendant William Minerva for, disgorgement and
prejudgment interest totaling $11,577. Finally, the judgment orders
Mitchell Drucker to pay a civil penalty of $394,486, representing two
times the combined ill-gotten gains obtained by defendants Mitchell
Drucker and Ronald Drucker, and relief defendant Minerva.
The judgment against defendant Ronald Drucker permanently enjoins him
from violating Section 17(a) of the Securities Act of 1933 and Section
10(b) of the Securities Exchange Act of 1934 and Rule 10b-5
thereunder, and orders him to pay, and be jointly and severally liable
with his son, defendant Mitchell Drucker for, disgorgement and
prejudgment interest totaling $74,411. The judgment against relief
defendant William Minerva orders him to pay, and be jointly and
severally liable with his friend, defendant Mitchell Drucker for,
disgorgement and prejudgment interest totaling $11,577.
In making findings for the judgments, United States District Judge
Colleen McMahon issued on Dec. 20, 2007, her Decision On Relief, in
which she found, among other things, that Mitchell Drucker "perjured
himself during the trial." That same decision stated, among other
things, that the Court is "convinced, by the brazenness of his
misconduct and by his cocky refusal to own up to it, that this
attorney [Mitchell Drucker]-- who was supposed to be NBTY's
'policeman,' and who demonstrated utter indifference to both the law
and to his client --is not fit to participate in the governance of any
public company." (footnote omitted).
For further information see Litigation Release Nos. 19587 and 20385.
[SEC v. Mitchell S. Drucker and Ronald Drucker, Defendants, and
William Minerva, Relief Defendant, 06 Civ. 1644, SDNY, CM] (LR-20419)
SELF-REGULATORY ORGANIZATIONS
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE
A proposed rule change (SR-NYSE-2007-125) filed by the New York Stock
Exchange relating to Exchange Rule 107A (Registered Competitive Market
Makers) and Exchange Rule 110 (Competitive Traders) has become
effective under Section 19(b)(3)(A) of the Securities Exchange Act of
1934. Publication is expected in the Federal Register during the week
of December 31. (Rel. 34-57072)
A proposed rule change filed by the Chicago Board Options Exchange to
extend the duration of CBOE Rule 6.45A(b) pertaining to orders
represented in open outcry (SR-CBOE-2007-149) has become effective
under Section 19(b)(3)(A) of the Securities Exchange Act of 1934.
Publication is expected in the Federal Register during the week of
December 31. (Rel. 34-57054)
ACCELERATED APPROVAL OF PROPOSED RULE CHANGES
The Commission approved a proposed rule change, as modified by
Amendments No. 1 and 2, (SR-Phlx-2007-75) submitted by the
Philadelphia Stock Exchange under Rule 19b-4 of the Securities
Exchange Act of 1934 relating to Market Data Distribution Network
Fees. Publication is expected in the Federal Register during the week
of December 31. (Rel. 34-57075).
The Commission published notice and granted accelerated approval of a
proposed rule change filed by the International Securities Exchange
(SR-ISE-2007-65), as modified by Amendment No. 1 thereto, establishing
generic listing standards for exchange-traded funds based on fixed
income indexes. Publication is expected in the Federal Register during
the week of December 31. (Rel. 34-57066)
The Commission noticed and granted accelerated approval to a proposed
rule change as modified by Amendment Nos. 1, 2, and 3 thereto (SR-
NYSEArca-2006-76) submitted by NYSE Arca under Rule 19b-4 of the
Securities Exchange Act of 1934 relating to trading shares of the
Nuveen Commodities Income and Growth Fund pursuant to unlisted trading
privileges. Publication is expected to be made in the Federal Register
during the week of December 31. (Rel. 34-57059).
The Commission issued an order granting accelerated approval of a
proposed rule change as modified by Amendment No. 1 thereto (SR-Amex-
2007-94) submitted by the American Stock Exchange relating to notes
linked to the performance of the CBOE S&P 500 PutWrite Index (PUTSM).
Publication is expected in the Federal Register during the week of
December 31. (Rel. 34-57057)
APPROVAL OF PROPOSED RULE CHANGES
The Commission issued an order approving a proposed rule change (SR-
CBOE-2007-87), as modified by Amendment No. 1 thereto, filed by the
Chicago Board Options Exchange to amend the quoting requirements
applicable to the Hybrid Opening System. Publication is expected in
the Federal Register during the week of December 31. (Rel. 34-57067)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC
under the Securities Act of 1933. The reported information appears as
follows: Form, Name, Address and Phone Number (if available) of the
issuer of the security; Title and the number and/or face amount of the
securities being offered; Name of the managing underwriter or
depositor (if applicable); File number and date filed; Assigned
Branch; and a designation if the statement is a New Issue.
Registration statements may be obtained in person or by writing to the
Commission's Public Reference Branch at 100 F Street, N.E.,
Washington, D.C. 20549-1090 or at the following e-mail box address:
publicinfo@sec.gov. In most cases, this information is also available
on the Commission's website: www.sec.gov.
N-2 BLACKROCK SENIOR FLOATING RATE FUND II, INC., 800 SCUDDERS MILL RD,
PLAINSBORO, NJ, 08536, 6092820047 - 50,000 ($1,000,000.00) Equity,
(File 333-148407 - Dec. 31) (BR. 17)
SB-2 LUX RESIDENTIAL WARRANTY PROGRAM INC., 821 BLACKBURN MEWS - SUITE 1,
KINGSTON, A6, K7P 2N6, 613-389-0156 - 5,419,000 ($2,709,500.00) Equity,
(File 333-148408 - Dec. 31) (BR. 01)
S-3ASR ALLIED WORLD ASSURANCE CO HOLDINGS LTD, 27 RICHMOND ROAD, PEMBROKE, D0,
HM 08, 441-278-5400 - 0 ($0.00) Unallocated (Universal) Shelf,
(File 333-148409 - Dec. 31) (BR. 01C)
SB-2 Gold Run Inc., 330 BAY STREET, SUITE 820, TORONTO, A6, M5H 2S8,
14163630151 - 6,536,604 ($3,268,302.00) Other, (File 333-148410 -
Dec. 31) (BR. 04B)
S-3 ENERGY XXI (BERMUDA) LTD, CANONS COURT,
22 VICTORIA STREET PO BX HM 1179, HAMILTON, D0, 00000, 713 351 3003 -
0 ($580,218,162.00) Equity, (File 333-148411 - Dec. 31) (BR. 04A)
S-1 Aldabra 3 Acquisition Corp., 540 MADISON AVENUE, 17TH FLOOR, NEW YORK,
NY, 10022, 212-710-4100 - 0 ($855,312,500.00) Other, (File 333-148412 -
Dec. 31) (BR. 08)
S-1 Aldabra 4 Acquisition Corp., 540 MADISON AVENUE, 17TH FLOOR, NEW YORK,
NY, 10022, 212-710-4100 - 0 ($171,062,500.00) Other, (File 333-148413 -
Dec. 31) (BR. 09)
S-11 BEHRINGER HARVARD MULTIFAMILY REIT I INC, 15601 DALLAS PKWY, STE 600,
ADDISON, TX, 75001, 0 ($1,500,000,000.00) Equity, (File 333-148414 -
Dec. 31) (BR. )
S-8 Tennessee Commerce Bancorp, Inc., 381 MALLORY STATION RD, SUITE 207,
FRANKLIN, TN, 37067-8264, 615-599-2274 - 0 ($25,195,000.00) Equity,
(File 333-148415 - Dec. 31) (BR. 07B)
S-8 EchoStar Holding CORP, 90 INVERNESS CIRCLE, ENGLEWOOD, CO, 80112,
303-723-1277 - 0 ($745,051,500.00) Equity, (File 333-148416 - Dec. 31)
(BR. 11B)
S-3ASR Eagle Bulk Shipping Inc., 477 MADISON AVENUE, SUITE 1405, NEW YORK, NY,
10022, 212-785-2500 - 0 ($0.00) Other, (File 333-148417 - Dec. 31)
(BR. 05B)
S-1 Alma Lasers Ltd., C/O ALMA LASERS INC., 485 HALF DAY RD #100,
BUFFALO GROVE, IL, 60089, (866) 414-2526 - 0 ($86,300,000.00) Equity,
(File 333-148418 - Dec. 31) (BR. )
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following
events:
1.01 Entry into a Material Definitive Agreement
1.02 Termination of a Material Definitive Agreement
1.03 Bankruptcy or Receivership
2.01 Completion of Acquisition or Disposition of Assets
2.02 Results of Operations and Financial Condition
2.03 Creation of a Direct Financial Obligation or an Obligation under an
Off-Balance Sheet Arrangement of a Registrant
2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation
under an Off-Balance Sheet Arrangement
2.05 Cost Associated with Exit or Disposal Activities
2.06 Material Impairments
3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing
3.02 Unregistered Sales of Equity Securities
3.03 Material Modifications to Rights of Security Holders
4.01 Changes in Registrant's Certifying Accountant
4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit
Report or Completed Interim Review
5.01 Changes in Control of Registrant
5.02 Departure of Directors or Principal Officers; Election of Directors;
Appointment of Principal Officers
5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans
5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a
Provision of the Code of Ethics
6.01. ABS Informational and Computational Material.
6.02. Change of Servicer or Trustee.
6.03. Change in Credit Enhancement or Other External Support.
6.04. Failure to Make a Required Distribution.
6.05. Securities Act Updating Disclosure.
7.01 Regulation FD Disclosure
8.01 Other Events
9.01 Financial Statements and Exhibits
8-K reports may be obtained in person or by writing to the
Commission's Public Reference Branch at 100 F Street, N.E.,
Washington, D.C. 20549-1090 or at the following e-mail box address:
publicinfo@sec.gov. In most cases, this information is also available
on the Commission's website: www.sec.gov.
STATE
NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT
---------------------------------------------------------------------------------------------------------
ACHIEVERS MAGAZINE INC NV 1.01,2.01,2.03,3.02,9.01 12/17/07
ADDVANTAGE TECHNOLOGIES GROUP INC OK 5.03,9.01 12/31/07
ADUROMED INDUSTRIES, INC. DE 2.03 12/27/07
Aftersoft Group DE 1.01,2.03,3.02,8.01,9.01 12/31/07
ALABAMA NATIONAL BANCORPORATION DE 5.04,9.01 12/27/07
ALLETE INC MN 8.01,9.01 12/31/07
ALLIANCE LAUNDRY SYSTEMS LLC 8.01 12/28/07
ALPHARX INC DE 8.01,9.01 12/31/07
AMERICAN ITALIAN PASTA CO DE 1.01,8.01,9.01 12/27/07
ANWORTH MORTGAGE ASSET CORP MD 1.01,9.01 12/21/07
ARIEL WAY INC FL 3.02 12/31/07
Ascend Acquisition Corp. DE 4.01,9.01 12/31/07
ASCENDIA BRANDS, INC. DE 7.01,9.01 12/31/07
BAKERS FOOTWEAR GROUP INC MO 5.02 12/28/07
Banks.com, Inc. FL 5.02 12/31/07
BNC BANCORP NC 1.01,3.02,9.01 12/31/07
BNCCORP INC DE 1.01,8.01,9.01 12/26/07
BURKE MILLS INC NC 8.01 12/31/07
CAPSTEAD MORTGAGE CORP MD 1.01 12/27/07
CARBIZ INC A6 1.01,2.01,2.03,9.01 12/24/07
CELL THERAPEUTICS INC WA 1.01,2.01,9.01 12/21/07
CENTENARY INTERNATIONAL CORP NV 5.02 12/31/07
CHECKPOINT SYSTEMS INC PA 5.02,8.01,9.01 12/27/07
China Natural Gas, Inc. DE 1.01,2.03,3.02,9.01 12/30/07
China Water & Drinks Inc.. NV 5.01 05/30/07 AMEND
COGNOS INC CA 2.01,9.01 10/25/07 AMEND
Collexis Holdings, Inc. 3.02,8.01 12/26/07
COLOMBIA GOLDFIELDS LTD 3.02,8.01,9.01 12/28/07
COMMUNITY BANCORP /VT VT 1.01,9.01 12/27/07
COMPLIANCE SYSTEMS CORP 3.02,5.03,8.01,9.01 12/24/07
COMSTOCK RESOURCES INC NV 2.01,9.01 12/31/07
Convergence Ethanol, Inc. 1.03,2.04,5.02,9.01 12/21/07
CYTOKINETICS INC 8.01,9.01 12/31/07
DAKOTA GROWERS PASTA CO INC ND 7.01,9.01 12/31/07
DAYBREAK OIL & GAS INC WA 3.02 12/27/07
DELPHI CORP DE 7.01,9.01 12/31/07
DELTA PETROLEUM CORP/CO CO 1.01,9.01 12/31/07
DOCUMENT SECURITY SYSTEMS INC NY 5.02,8.01 12/21/07
Dresser-Rand Group Inc. DE 1.01,2.03,9.01 12/28/07
Easy Golf CORP NV 5.01,5.02 12/27/07
Echo Healthcare Acquisition Corp. DE 8.01,9.01 12/28/07
Echo Therapeutics, Inc. MN 1.01,5.02,9.01 12/22/07
ECOTALITY, INC. NV 2.01,9.01 12/28/07
Elite Artz, Inc NV 2.01,5.06,9.01 10/01/07 AMEND
ERF Wireless, Inc. NV 2.01,9.01 10/17/07 AMEND
EUROGAS INC UT 8.01 12/31/07
EVCI Career Colleges Holding Corp DE 1.01,2.03,9.01 12/31/07
EVERGREENBANCORP INC WA 8.01,9.01 12/31/07
EXELON CORP PA 8.01 12/21/07
EXPRESSJET HOLDINGS INC DE 5.02 12/21/07
Exterra Energy Inc. NV 2.01,5.01,8.01,9.01 12/31/07 AMEND
Federal Home Loan Bank of Atlanta X1 2.03 12/21/07
Federal Home Loan Bank of Seattle 8.01,9.01 12/28/07
FIRST CITIZENS BANCSHARES INC /DE/ DE 5.02 12/31/07
FIRST NATIONAL BANCSHARES INC /SC/ SC 8.01 12/31/07
FNB United Corp. NC 5.02,9.01 12/31/07
Forestar Real Estate Group Inc. 8.01,9.01 12/28/07
GEN RX INC NY 8.01,9.01 12/31/07
GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 12/31/07
GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 12/31/07
GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 12/31/07
GEODYNE ENERGY INCOME LTD PARTNERSHIP OK 8.01,9.01 12/31/07
GEODYNE INSTITUTIONAL PENSION ENERGY OK 8.01,9.01 12/31/07
GEODYNE INSTITUTIONAL PENSION ENERGY TX 8.01,9.01 12/31/07
GOLDEN EAGLE INTERNATIONAL INC CO 3.02,3.03 12/27/07
GOOD TIMES RESTAURANTS INC NV 3.01 12/31/07
Grubb & Ellis Apartment REIT, Inc. MD 1.01,2.01,2.03,7.01,9.01 12/21/07
Grubb & Ellis Healthcare REIT, Inc. MD 1.01,2.01,2.03,7.01,9.01 12/20/07
Grubb & Ellis Healthcare REIT, Inc. MD 1.01,2.01,2.03,7.01,9.01 12/20/07
Guaranty Financial Group Inc. DE 8.01,9.01 12/28/07
H&R BLOCK INC MO 1.01,5.02 12/24/07
Harbor Acquisition Corp. DE 8.01,9.01 12/31/07
HAWAIIAN HOLDINGS INC DE 1.01,9.01 12/26/07
HEMISPHERX BIOPHARMA INC DE 5.02,9.01 12/26/07
Hughes Communications, Inc. DE 1.01 12/21/07
HYPERCOM CORP DE 5.02,9.01 12/26/07
I MANY INC DE 1.01,2.03,3.02,9.01 12/31/07
IDM PHARMA, INC. DE 8.01,9.01 12/31/07
IMAX CORP A6 5.02 12/31/07
InterMetro Communications, Inc. 3.01 12/24/07
INTERNATIONAL ISOTOPES INC TX 1.01 12/21/07
IRVINE SENSORS CORP/DE/ DE 1.01,1.02,4.01,5.02,9.01 12/26/07
JEFFERSONVILLE BANCORP NY 5.03,9.01 12/31/07
KV PHARMACEUTICAL CO /DE/ DE 3.01,5.03,9.01 11/30/07
LEE ENTERPRISES, INC DE 8.01,9.01 12/31/07
LEGACY COMMUNICATIONS CORP 2.01,9.01 12/28/07
Lehman XS 2007-4N DE 1.01,9.01 12/27/07
LL&E ROYALTY TRUST TX 2.02,9.01 12/31/07
M I HOMES INC OH 2.05,2.06,7.01,9.01 12/26/07
MBI Financial, Inc. NV 5.02 12/21/07
MEDIACOM COMMUNICATIONS CORP DE 5.03,9.01 12/21/07
META FINANCIAL GROUP INC DE 5.03,9.01 12/27/07
MEXCO ENERGY CORP CO 8.01,9.01 12/31/07
MGM MIRAGE DE 1.01,9.01 12/31/07
MIDDLEBY CORP DE 7.01,9.01 12/31/07
Morgan Stanley Capital I Trust 2007-H DE 8.01,9.01 12/28/07
MSC-Medical Services CO FL 5.02,9.01 12/31/07
Nascent Wine Company, Inc. 2.01,9.01 07/10/07 AMEND
NASDAQ STOCK MARKET INC DE 8.01,9.01 12/31/07
NATIONAL QUALITY CARE INC DE 2.03,3.02,9.01 12/26/07
NATURES SUNSHINE PRODUCTS INC UT 1.01,2.02,5.02,9.01 12/21/07
NETSCOUT SYSTEMS INC DE 1.01,2.03,9.01 12/21/07
NEW FRONTIER ENERGY INC CO 1.01,2.01,2.03,9.01 12/31/07
NIGHTINGALE INC UT 3.03,9.01 12/28/07
NOVAMED INC DE 8.01 12/19/07
NOVAMERICAN STEEL INC. DE 8.01,9.01 12/31/07
NS8 CORP DE 5.02,9.01 12/28/07
NuSTATE ENERGY HOLDINGS, INC. NV 5.03,7.01,9.01 12/20/07
OLD NATIONAL BANCORP /IN/ IN 1.01,2.03,9.01 12/27/07
ORION ETHANOL, INC KS 4.01,9.01 12/31/07
PETER KIEWIT SONS INC /DE/ DE 5.03,8.01,9.01 12/28/07
PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 12/28/07
PINNACLE WEST CAPITAL CORP AZ 8.01 12/31/07
PRIDE INTERNATIONAL INC DE 8.01,9.01 12/28/07
PRIVATEBANCORP, INC DE 7.01 12/31/07
ProUroCare Medical Inc. 1.01,2.03,3.02,3.03,9.01 12/27/07
Puppy Zone Enterprises, Inc NV 1.01,9.01 12/24/07
QUANTRX BIOMEDICAL CORP NV 1.02 12/20/07
QUANTUM CORP /DE/ DE 5.02 12/24/07
R&G FINANCIAL CORP PR 7.01,9.01 12/31/07
RESEARCH FRONTIERS INC DE 5.02 12/31/07
Rosetta Resources Inc. DE 7.01,9.01 12/31/07
ROYAL INVEST INTERNATIONAL CORP. DE 7.01,9.01 12/31/07
SALIX PHARMACEUTICALS LTD 8.01,9.01 12/31/07
SALTON INC DE 1.01,1.02,2.01,2.04,5.02,5.03, 12/28/07
5.05,8.01,9.01
SANTA FE ENERGY TRUST TX 8.01,9.01 12/31/07
SCIELE PHARMA, INC. DE 1.01,9.01 12/26/07
SEACHANGE INTERNATIONAL INC DE 1.01,9.01 12/21/07
SEARCHHELP INC 3.03,9.01 12/28/07
Security Capital Assurance Ltd D0 5.02,9.01 12/27/07
SENTRA CONSULTING CORP 1.01,2.01,3.02,5.01,5.02,5.03, 12/21/07
5.06,9.01
SEPRACOR INC /DE/ DE 5.02,9.01 12/27/07
SEREFEX CORP DE 4.01,8.01,9.01 12/27/07
SES SOLAR INC. 7.01,9.01 12/31/07
SMF ENERGY CORP DE 3.01,9.01 12/28/07
Solar Power, Inc. 5.02,9.01 12/31/07
SourceForge, Inc DE 1.01,9.01 12/27/07
SOUTHERN MICHIGAN BANCORP INC MI 8.01 12/31/07
SOUTHWEST WATER CO DE 5.02 12/31/07
SPSS INC DE 8.01,9.01 12/31/07
STEEL DYNAMICS INC IN 8.01,9.01 12/19/07
STEN CORP MN 4.02 12/26/07
STOCKERYALE INC MA 3.01 12/28/07
STRATS SM TRUST FOR U S CELL CORP SEC 8.01,9.01 12/17/07 AMEND
Surge Global Energy, Inc. 8.01,9.01 12/26/07
TEMPLE INLAND INC DE 2.01,5.02,9.01 12/28/07
Thorium Power, Ltd NV 1.01,8.01,9.01 12/31/07
TIER TECHNOLOGIES INC DE 5.02 12/21/07
Titanium Group LTD D8 5.02 12/28/07
TOWERSTREAM CORP DE 5.02,9.01 12/21/07
TRAVELERS COMPANIES, INC. MN 8.01 12/28/07
TRIPLE-S MANAGEMENT CORP 1.01 12/22/07
TXP CORP NV 1.01,2.03,3.02,9.01 12/24/07
U S PRECIOUS METALS INC DE 5.02 12/31/07
UNICA CORP 2.02,9.01 12/31/07
UOMO Media Inc. NV 1.01,9.01 12/28/07
Voyant International CORP NV 7.01,9.01 12/31/07
Vyta Corp NV 2.01,9.01 12/31/07
WESTSIDE ENERGY CORP NV 9.01 11/09/07 AMEND
WIND ENERGY AMERICA INC. MN 2.01,3.02 12/28/07
WIRELESS RONIN TECHNOLOGIES INC MN 5.02 12/27/07
XECHEM INTERNATIONAL INC DE 3.02,9.01 12/21/07 AMEND
XL CAPITAL LTD 5.02,9.01 12/27/07
ZIONS BANCORPORATION /UT/ UT 2.04,8.01 12/31/07
http://www.sec.gov/news/digest/2008/dig010208.htm
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