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Corporation Finance Offices
| Office Name |
Telephone Number |
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| Office of Chief Counsel |
(202) 551-3500 |
| Office of Chief Accountant |
(202) 551-3400 |
| Office of EDGAR & Information Analysis |
(202) 551-3600 |
| Office of Global Security Risk |
(202) 551-3470 |
| Office of International Corporate Finance |
(202) 551-3450 |
| Office of Mergers and Acquisitions |
(202) 551-3440 |
| Office of Rulemaking |
(202) 551-3430 |
| Office of Small Business Policy |
(202) 551-3460 |
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| Assistant Director Review Offices |
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| Health Care and Insurance |
(202) 551-3710 |
| Consumer Products |
(202) 551-3720 |
| Computers and On Line Services |
(202) 551-3730 |
| Natural Resources and Food |
(202) 551-3740 |
| Structured Finance, Transportation and Leisure |
(202) 551-3750 |
| Manufacturing and Construction |
(202) 551-3760 |
| Financial Services |
(202) 551-3770 |
| Real Estate and Business Services |
(202) 551-3780 |
| Emerging Growth Companies |
(202) 551-3790 |
| Electronics and Machinery |
(202) 551-3800 |
| Telecommunications |
(202) 551-3810 |
E-Mail Addresses
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cfletters@sec.gov This mailbox may be used to send requests for interpretive or no-action letters to the Division of Corporation Finance. This mailbox also may be used for other correspondence, including questions. Remember that your e-mail is not confidential, and others may intercept and read your e-mail. At this time, correspondence must be in standard e-mail text or ASCII format so the staff can easily read and print the material. The letters and questions should include the telephone number of the requestor. These letters will be processed by the staff in the same manner as requests submitted in paper. Questions will be processed by the staff in the same manner as telephone calls. |
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smallbusiness@sec.gov Use this electronic mailbox to ask questions and submit comments on the SEC's rules and programs affecting small businesses and private equity securities offerings, including venture capital financings. Included among these rules and programs are:
- Regulation D (Rules 504, 505 and 506), Section 3(a)(11) and Rule 147, which provide exemptions for limited securities offerings from the requirement that all securities offerings be registered with the SEC;
- Regulation S-B, which contains special rules designed to ease the legal and accounting burdens of smaller public companies that file registration statements and periodic reports with the SEC;
- Regulation A, which provides a simplified "registration-like" procedure for securities offerings not exceeding $5 million;
- Rule 701, which accommodates private companies that wish to grant stock options and other equity incentive compensation to employees; and
- the SEC Government-Business Forum on Small Business Capital Formation, a conference held annually in September.
You may also use this mailbox to seek information on the relationship between the federal and state securities law regulatory systems. You should include your telephone number in all messages sent to this mailbox.
This mailbox should not be used to submit requests for interpretative or "no action" letters or policy advice in areas other than those set forth immediately above. Such requests should be sent in traditional written form or by e-mail and addressed to the Chief Counsel of the appropriate SEC division — Corporation Finance, Market Regulation or Investment Management — depending upon the nature of the specific matter involved. |
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rule-comments@sec.gov You may submit comments on proposed rules either in writing, as explained on the first page of each rule proposal, or via electronic mail. Proposed rules can be found on the SEC Proposed Rules page of the SEC website. Comments on proposed rules received either electronically or in writing will be made available to the public. |
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webtech@sec.gov Questions about the EDGAR System and the EDGAR materials available on the EDGAR site may be directed to this address. |
http://www.sec.gov/divisions/corpfin/contact.htm
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