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NASDAQ OMX PHLX, Inc. (Phlx) Rulemaking
The Philadelphia Stock Exchange, Inc. has changed its name to NASDAQ OMX PHLX, Inc. All filings by NASDAQ OMX PHLX, Inc., as well as filings by the Philadelphia Stock Exchange made before the name change, will be posted to this page. |
We encourage the public to submit comments on the following NASDAQ OMX PHLX, Inc. (Phlx) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter | Second Quarter | First Quarter
Phlx File Number List for 2008
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Third Quarter |
SR-Phlx-2008-62 |
| 34-58420 |
Aug. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Exchange's Fee Schedule Concerning Complex Orders
Comments due: September 19, 2008
 Submit comments on SR-Phlx-2008-62
|
SR-Phlx-2008-53 |
| 34-58410 |
Aug. 22, 2008 |
Order Approving Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public
See also: Notice: Rel. No. 34-58168
|
SR-Phlx-2008-63 |
| 34-58405 |
Aug. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Execution Fees on the XLE Fee Schedule
Comments due: September 23, 2008
Submit comments on SR-Phlx-2008-63
|
SR-Phlx-2008-61 |
| 34-58380 |
Aug. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changing Its Name
Comments due: September 12, 2008
Submit comments on SR-Phlx-2008-61
|
SR-Phlx-2008-50 |
| 34-58361 |
Aug. 14, 2008 |
Order Approving a Proposed Rule Change Relating to the Electronic Handling of Complex Orders
See also: Notice: Rel. No. 34-58099
|
SR-Phlx-2007-33 |
| 34-58340 |
Aug. 11, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 thereto, Relating to Margining
See also: Notice: Rel. No. 34-58045
|
SR-Phlx-2008-55 |
| 34-58234 |
Jul. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Pilot Programs in Connection with Linkage P/A Orders
Comments due: August 25, 2008
Submit comments on SR-Phlx-2008-55
|
SR-Phlx-2008-57 |
| 34-58218 |
Jul. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to its Certificate of Incorporation and By-Laws
Comments due: August 20, 2008
Submit comments on SR-Phlx-2008-57
|
SR-Phlx-2008-47 |
| 34-58194 |
Jul. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties
Comments due: August 14, 2008
Submit comments on SR-Phlx-2008-47
|
SR-Phlx-2008-54 |
| 34-58185 |
Jul. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Crossing and Facilitation Orders
Comments due: August 13, 2008
Submit comments on SR-Phlx-2008-54
|
SR-Phlx-2008-31 |
| 34-58179 |
Jul. 17, 2008 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Changes to Phlx's Governing Documents in Connection with the Acquisition of Phlx by The NASDAQ OMX Group, Inc.
Comments due: August 13, 2008
See also: Notice: Rel. No. 34-57703
Submit comments on SR-Phlx-2008-31
|
SR-Phlx-2008-12 |
| 34-58175 |
Jul. 16, 2008 |
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption from Examination Requirements for Off-Floor Traders
See also: Notice: Rel. No. 34-57923
|
SR-Phlx-2008-53 |
| 34-58168 |
Jul. 16, 2008 |
Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public
Comments due: August 12, 2008
See also: Order: Rel. No. 34-58410
|
SR-Phlx-2008-49 |
| 34-58144 |
Jul. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges Applicable to Linkage "P" and "P/A" Orders
Comments due: August 8, 2008
Submit comments on SR-Phlx-2008-49
|
SR-Phlx-2008-50 |
| 34-58099 |
Jul. 3, 2008 |
Notice of Filing of a Proposed Rule Change Relating to Complex Orders
Comments due: July 31, 2008
See also: Order: Rel. No. 34-58361
|
| Second Quarter |
SR-Phlx-2008-46 |
| 34-58049 |
Jun. 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Options on the Full-Size Nasdaq 100 Index and Options on the Mini Nasdaq 100 Index
Comments due: July 24, 2008
Submit comments on SR-Phlx-2008-46
|
SR-Phlx-2007-33 |
| 34-58045 |
Jun. 26, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 thereto and 2, Relating to Margining
Comments due: 21 days after publication in the Federal Register
See also: Order: Rel. No. 34-58340
|
SR-Phlx-2008-44 |
| 34-58039 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program
Comments due: July 24, 2008
Submit comments on SR-Phlx-2008-44
|
SR-Phlx-2008-42 |
| 34-58002 |
Jun. 23, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Catastrophic Errors
Comments due: July 18, 2008
Submit comments on SR-Phlx-2008-42
|
SR-Phlx-2008-45 |
| 34-57953 |
Jun. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Maximum Number of Quoters in options overlying the SPDR Gold Trust
Comments due: July 9, 2008
Submit comments on SR-Phlx-2008-45
|
SR-Phlx-2008-36 |
| 34-57936 |
Jun. 6, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to List and Trade Options on Full and Reduced Values of the Nasdaq-100 Index
Comments due: July 3, 2008
|
SR-Phlx-2008-12 |
| 34-57923 |
Jun. 4, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption from Examination Requirements for Off-Floor Traders
Comments due: July 3, 2008
See also: Notice: Rel. No. 34-58175
|
SR-Phlx-2008-40 |
| 34-57899 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties and the Listing of $2.50 Strikes for Options on the SIG KCI Coal Index™
Comments due: June 27, 2008
|
SR-Phlx-2008-17 |
| 34-57894 |
May 30, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified, and Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust
Comments due: 21 days after publication in the Federal Register
|
SR-Phlx-2008-27 |
| 34-57872 |
May 27, 2008 |
Order Approving Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor
See also: Notice: Rel. No. 34-57683
|
SR-Phlx-2008-37 |
| 34-57871 |
May 27, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Exchange-Traded Fund Share
Comments due: June 23, 2008
|
SR-Phlx-2008-38 |
| 34-57851 |
May 22, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Payment for Order Flow Pilot Program
Comments due: June 20, 2008
|
SR-Phlx-2008-39 |
| 34-57844 |
May 21, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Permanent Approval of the Exchange’s Directed Order Program
Comments due: June 19, 2008
|
SR-Phlx-2008-33 |
| 34-57834 |
May 19, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Notes
Comments due: June 13, 2008
|
SR-Phlx-2008-35 |
| 34-57824 |
May 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to FLEX Equity Option Opening Transactions
Comments due: June 12, 2008
|
SR-Phlx-2008-34 |
| 34-57806 |
May 9, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: June 6, 2008
|
SR-Phlx-2008-28 |
| 34-57737 |
Apr. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust
Comments due: May 27, 2008
|
SR-Phlx-2008-30 |
| 34-57715 |
Apr. 25, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due: May 21, 2008
|
SR-Phlx-2007-69 |
| 34-57712 |
Apr. 24, 2008 |
Order Granting Approval of a Proposed Rule Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors
See also: Notice: Rel. No. 34-57482
|
SR-Phlx-2008-31 |
| 34-57703 |
Apr. 23, 2008 |
Notice of Filing of Proposed Rule Change Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by The Nasdaq Stock Market, Inc.
Comments due: May 20, 2008
Additional Materials: Exhibit 5A, Exhibit 5B, and Exhibit 5C
See also: Notice/Order: Rel. No. 34-58179
Submit comments on SR-Phlx-2008-31
|
SR-Phlx-2008-27 |
| 34-57683 |
Apr. 18, 2008 |
Notice of Filing of Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor
Comments due: May 15, 2008
See also: Order: Rel. No. 34-57872
|
SR-Phlx-2008-22 |
| 34-57608 |
Apr. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Floor Broker Charge and Specialist Unit Credit in Connection with Linkage P/A Orders
Comments due: April 29, 2008
|
SR-Phlx-2008-24 |
| 34-57597 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position and Exercise Limits on IWM Options
Comments due: April 28, 2008
|
| First Quarter |
SR-Phlx-2008-23 |
| 34-57583 |
Mar. 31, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend the Quarterly Options Series Pilot Program to Permit the Listing of Additional Series
Comments due: April 25, 2008
|
SR-Phlx-2008-06 |
| 34-57575 |
Mar. 28, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices
See also: Notice: Rel. No. 34-57361
|
SR-Phlx-2008-25 |
| 34-57567 |
Mar. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase II of the Penny Pilot Program
Comments due: April 23, 2008
|
SR-Phlx-2008-18 |
| 34-57528 |
Mar. 19, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Plan Violations
Comments due: April 15, 2008
|
SR-Phlx-2008-21 |
| 34-57515 |
Mar. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add the SIG Energy MLP Index™ to Rules 1101A and 1104A
Comments due: April 14, 2008
|
SR-Phlx-2007-69 |
| 34-57482 |
Mar. 12, 2008 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Obvious Errors
Comments due: April 8, 2008
See also: Order: Rel. No. 34-57712
|
SR-Phlx-2008-13 |
| 34-57473 |
Mar. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 715 and Rule 716
Comments due: April 7, 2008
|
SR-Phlx-2008-19 |
| 34-57434 |
Mar. 5, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Option Transaction Charge Credit Pilot Program
Comments due: April 2, 2008
|
SR-Phlx-2008-16 |
| 34-57420 |
Mar. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Program
Comments due: March 31, 2008
|
SR-Phlx-2008-14 |
| 34-57418 |
Mar. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program That Increases Position and Exercise Limits on Equity Options
Comments due: March 28, 2008
|
SR-Phlx-2008-02 |
| 34-57386 |
Feb. 27, 2008 |
Order Granting Approval of Proposed Rule Change to Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50
See also: Notice: Rel. No. 34-57155
|
SR-Phlx-2008-06 |
| 34-57361 |
Feb. 20, 2008 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices
Comments due: March 19, 2008
See also: Order: Rel. No. 34-57575
|
SR-Phlx-2008-07 |
| 34-57359 |
Feb. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Delta Hedging Exemption from Equity Options Position Limits
Comments due: March 21, 2008
|
SR-Phlx-2008-10 |
| 34-57313 |
Feb. 12, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Linkage P/A Orders
Comments due: March 12, 2008
|
SR-Phlx-2008-09 |
| 34-57277 |
Feb. 6, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Trading Hours for Physical Delivery FCOs
Comments due: March 6, 2008
|
SR-Phlx-2007-68 |
| 34-57265 |
Feb. 4, 2008 |
Order Granting Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Customized U.S. Dollar-Settled Foreign Currency Options
See also: Notice: Rel. No. 34-57018
|
SR-Phlx-2007-91 |
| 34-57263 |
Feb. 4, 2008 |
Order Approving a Proposed Rule Change to Require a Non-Streaming Quote Trader Registered Option Traders ("non-SQT ROT") to Submit a List of Options for Intended Assignment
See also: Notice: Rel. No. 34-57034
|
SR-Phlx-2008-08 |
| 34-57253 |
Feb. 1, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Options Floor Broker Subsidy Program
Comments due: February 28, 2008
|
SR-Phlx-2008-03 |
| 34-57224 |
Jan. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing Standards for Index-Linked Securities
Comments due: February 25, 2008
|
SR-Phlx-2008-02 |
| 34-57155 |
Jan. 15, 2008 |
Notice of Filing of Proposed Rule Change to Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50
Comments due: February 13, 2008
See also: Order: Rel. No. 34-57386
|
SR-Phlx-2005-68 |
| 34-57134 |
Jan. 11, 2008 |
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Deletion of Rule 702, Carrying Accounts
See also: Notice: Rel. No. 34-55256
|
SR-Phlx-2007-95 |
| 34-57116 |
Jan. 9, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Securities with Restricted Trading Sessions on XLE
Comments due: February 6, 2008
|
SR-Phlx-2008-01 |
| 34-57111 |
Jan. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand and Permanently Adopt the $1 Strike Pilot Program
Comments due: February 4, 2008
|
SR-Phlx-2007-94 |
| 34-57090 |
Jan. 3, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Examinations Fee
Comments due: January 30, 2008
|
SR-Phlx-2007-90 |
| 34-57086 |
Jan. 2, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the $1 Strike Pilot Program
Comments due: January 22, 2008
Submit comments on SR-Phlx-2007-90
|
| Phlx File Number List for 2008 |
| Release No. |
Date |
Details |
SR-Phlx-2008-63 |
| 34-58405 |
Aug. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Execution Fees on the XLE Fee Schedule
Comments due: September 23, 2008
Submit comments on SR-Phlx-2008-63
|
SR-Phlx-2008-62 |
| 34-58420 |
Aug. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Philadelphia Stock Exchange, Inc. Relating to the Exchange's Fee Schedule Concerning Complex Orders
Comments due: September 19, 2008
Submit comments on SR-Phlx-2008-62
|
SR-Phlx-2008-61 |
| 34-58380 |
Aug. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changing Its Name
Comments due: September 12, 2008
Submit comments on SR-Phlx-2008-61
|
SR-Phlx-2008-57 |
| 34-58218 |
Jul. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to its Certificate of Incorporation and By-Laws
Comments due: August 20, 2008
Submit comments on SR-Phlx-2008-57
|
SR-Phlx-2008-55 |
| 34-58234 |
Jul. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of Pilot Programs in Connection with Linkage P/A Orders
Comments due: August 25, 2008
Submit comments on SR-Phlx-2008-55
|
SR-Phlx-2008-54 |
| 34-58185 |
Jul. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participation Guarantees for Crossing and Facilitation Orders
Comments due: August 13, 2008
Submit comments on SR-Phlx-2008-54
|
SR-Phlx-2008-53 |
| 34-58410 |
Aug. 22, 2008 |
Order Approving Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public
|
| 34-58168 |
Jul. 16, 2008 |
Notice of Filing of a Proposed Rule Change Relating to an Exchange Member's Conduct of Doing Business with the Public
Comments due: August 8, 2008
|
SR-Phlx-2008-50 |
| 34-58361 |
Aug. 14, 2008 |
Order Approving a Proposed Rule Change Relating to the Electronic Handling of Complex Orders
|
| 34-58099 |
Jul. 3, 2008 |
Notice of Filing of a Proposed Rule Change Relating to Complex Orders
Comments due: July 31, 2008
|
SR-Phlx-2008-49 |
| 34-58144 |
Jul. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Transaction Charges Applicable to Linkage "P" and "P/A" Orders
Comments due: August 8, 2008
Submit comments on SR-Phlx-2008-49
|
SR-Phlx-2008-47 |
| 34-58194 |
Jul. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties
Comments due: August 14, 2008
Submit comments on SR-Phlx-2008-47
|
SR-Phlx-2008-46 |
| 34-58049 |
Jun. 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for Options on the Full-Size Nasdaq 100 Index and Options on the Mini Nasdaq 100 Index
Comments due: July 24, 2008
Submit comments on SR-Phlx-2008-46
|
SR-Phlx-2008-45 |
| 34-57953 |
Jun. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Increasing the Maximum Number of Quoters in options overlying the SPDR Gold Trust
Comments due: July 9, 2008
Submit comments on SR-Phlx-2008-45
|
SR-Phlx-2008-44 |
| 34-58039 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Quarterly Options Series Pilot Program
Comments due: July 24, 2008
Submit comments on SR-Phlx-2008-44
|
SR-Phlx-2008-42 |
| 34-58002 |
Jun. 23, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Catastrophic Errors
Comments due: July 18, 2008
Submit comments on SR-Phlx-2008-42
|
SR-Phlx-2008-40 |
| 34-57899 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Disclaimer of Warranties and the Listing of $2.50 Strikes for Options on the SIG KCI Coal Index™
Comments due: June 27, 2008
|
SR-Phlx-2008-39 |
| 34-57844 |
May 21, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Permanent Approval of the Exchange’s Directed Order Program
Comments due: June 19, 2008
Submit comments on SR-Phlx-2008-39
|
SR-Phlx-2008-38 |
| 34-57851 |
May 22, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Payment for Order Flow Pilot Program
Comments due: June 20, 2008
|
SR-Phlx-2008-37 |
| 34-57871 |
May 27, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of Exchange-Traded Fund Share
Comments due: June 23, 2008
|
SR-Phlx-2008-36 |
| 34-57936 |
Jun. 6, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to List and Trade Options on Full and Reduced Values of the Nasdaq-100 Index
Comments due: July 3, 2008
|
SR-Phlx-2008-35 |
| 34-57824 |
May 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to FLEX Equity Option Opening Transactions
Comments due: June 12, 2008
|
SR-Phlx-2008-34 |
| 34-57806 |
May 9, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Consolidating into a Single Rule Certain Requirements for Products Traded on the Exchange Pursuant to Unlisted Trading Privileges
Comments due: June 6, 2008
|
SR-Phlx-2008-33 |
| 34-57834 |
May 19, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity Linked Notes
Comments due: June 13, 2008
|
SR-Phlx-2008-31 |
| 34-58179 |
Jul. 17, 2008 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 1 and 2 Thereto, Relating to Changes to Phlx's Governing Documents in Connection with the Acquisition of Phlx by The NASDAQ OMX Group, Inc.
Comments due: August 13, 2008
Submit comments on SR-Phlx-2008-31
|
| 34-57703 |
Apr. 23, 2008 |
Notice of Filing of Proposed Rule Change Relating to Changes to Phlx's Governing Documents in Connection With the Acquisition of Phlx by The Nasdaq Stock Market, Inc.
Comments due: May 20, 2008
Additional Materials: Exhibit 5A, Exhibit 5B, and Exhibit 5C
Submit comments on SR-Phlx-2008-31
|
SR-Phlx-2008-30 |
| 34-57715 |
Apr. 25, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Criteria for Securities that Underlie Options Traded on the Exchange
Comments due: May 21, 2008
|
SR-Phlx-2008-28 |
| 34-57737 |
Apr. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position and Exercise Limits for Options on the DIAMONDS Trust
Comments due: May 27, 2008
|
SR-Phlx-2008-27 |
| 34-57872 |
May 27, 2008 |
Order Approving Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor
|
| 34-57683 |
Apr. 18, 2008 |
Notice of Filing of Proposed Rule Change Relating to Access to XLE on Phlx's Options Floor
Comments due: May 15, 2008
|
SR-Phlx-2008-25 |
| 34-57567 |
Mar. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Implementation of Phase II of the Penny Pilot Program
Comments due: April 23, 2008
|
SR-Phlx-2008-24 |
| 34-57597 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Position and Exercise Limits on IWM Options
Comments due: April 28, 2008
|
SR-Phlx-2008-23 |
| 34-57583 |
Mar. 31, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend the Quarterly Options Series Pilot Program to Permit the Listing of Additional Series
Comments due: April 25, 2008
|
SR-Phlx-2008-22 |
| 34-57608 |
Apr. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Floor Broker Charge and Specialist Unit Credit in Connection with Linkage P/A Orders
Comments due: April 29, 2008
|
SR-Phlx-2008-21 |
| 34-57515 |
Mar. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add the SIG Energy MLP Index™ to Rules 1101A and 1104A
Comments due: April 14, 2008
|
SR-Phlx-2008-19 |
| 34-57434 |
Mar. 5, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Specialist Option Transaction Charge Credit Pilot Program
Comments due: April 2, 2008
|
SR-Phlx-2008-18 |
| 34-57528 |
Mar. 19, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Imposition of Fines for Minor Rule Plan Violations
Comments due: April 15, 2008
|
SR-Phlx-2008-17 |
| 34-57894 |
May 30, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified, and Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified, Relating to Listing and Trading Options on the SPDR Gold Trust
Comments due: 21 days after publication in the Federal Register
|
SR-Phlx-2008-16 |
| 34-57420 |
Mar. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Dividend, Merger, and Short Stock Interest Strategies Fee Cap Program
Comments due: March 31, 2008
|
SR-Phlx-2008-14 |
| 34-57418 |
Mar. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent a Pilot Program That Increases Position and Exercise Limits on Equity Options
Comments due: March 28, 2008
|
SR-Phlx-2008-13 |
| 34-57473 |
Mar. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Rule 715 and Rule 716
Comments due: April 7, 2008
|
SR-Phlx-2008-12 |
| 34-58175 |
Jul. 16, 2008 |
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption from Examination Requirements for Off-Floor Traders
|
| 34-57923 |
Jun. 4, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to an Exemption from Examination Requirements for Off-Floor Traders
Comments due: July 3, 2008
|
SR-Phlx-2008-10 |
| 34-57313 |
Feb. 12, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Payment for Order Flow and Linkage P/A Orders
Comments due: March 12, 2008
|
SR-Phlx-2008-09 |
| 34-57277 |
Feb. 6, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Trading Hours for Physical Delivery FCOs
Comments due: March 6, 2008
|
SR-Phlx-2008-08 |
| 34-57253 |
Feb. 1, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to an Options Floor Broker Subsidy Program
Comments due: February 28, 2008
|
SR-Phlx-2008-07 |
| 34-57359 |
Feb. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Create a Delta Hedging Exemption from Equity Options Position Limits
Comments due: March 21, 2008
|
SR-Phlx-2008-06 |
| 34-57575 |
Mar. 28, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices
|
| 34-57361 |
Feb. 20, 2008 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to U.S. Dollar-Settled FCO Spot Prices
Comments due: March 19, 2008
|
SR-Phlx-2008-03 |
| 34-57224 |
Jan. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing Standards for Index-Linked Securities
Comments due: February 25, 2008
|
SR-Phlx-2008-02 |
| 34-57386 |
Feb. 27, 2008 |
Order Granting Approval of Proposed Rule Change to Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50
|
| 34-57155 |
Jan. 15, 2008 |
Notice of Filing of Proposed Rule Change to Amend By-Law Article XIV, Section 14-5 and Phlx Rule 50
Comments due: February 13, 2008
|
SR-Phlx-2008-01 |
| 34-57111 |
Jan. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand and Permanently Adopt the $1 Strike Pilot Program
Comments due: February 4, 2008
|
http://www.sec.gov/rules/sro/phlx.shtml
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