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OCC Rulemaking
We encourage the public to submit comments on the following Options Clearing Corporation (OCC) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Note: Only selected SRO rule proposals were posted to the SEC website prior to 2004. To obtain releases not appearing on the website, contact the Public Reference Room at (202) 551-8090 or by e-mail: publicinfo@sec.gov.
Chronological List
Third Quarter | Second Quarter | First Quarter
File Number Lists for 2008
 OCC
ODD
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002
| Release No. |
Date |
Details |
| Third Quarter |
SR-OCC-2008-16 |
| 34-58353 |
Aug. 13, 2008 |
Notice of Filing of a Proposed Rule Change Relating to the Cash Dividend Threshold
Comments due: September 3, 2008
Submit comments on SR-OCC-2008-16
|
SR-OCC-2008-17 |
| 34-58352 |
Aug. 13, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Permit the Clearance and Settlement of Options on the Realized Variance and Realized Volatility of an Index
Comments due: September 9, 2008
Submit comments on SR-OCC-2008-17
|
SR-OCC-2008-15 |
| 34-58349 |
Aug. 12, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Binary Options
Comments due: September 9, 2008
Submit comments on SR-OCC-2008-15
|
SR-OCC-2008-09 |
| 34-58347 |
Aug. 12, 2008 |
Notice of Filing of a Proposed Rule Change Relating to Eligible Margin Assets
Comments due: September 9, 2008
Submit comments on SR-OCC-2008-09
|
SR-OCC-2008-08 |
| 34-58346 |
Aug. 12, 2008 |
Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements
See also: Notice: Rel. No. 34-57963
|
SR-OCC-2008-12 |
| 34-58258 |
Jul. 30, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining
Comments due: August 28, 2008
Submit comments on SR-OCC-2008-12
|
SR-OCC-2007-20 |
| 34-58158 |
Jul. 15, 2008 |
Order Granting Approval of a Proposed Rule Change Relating to the System for Theoretical Analysis and Numerical Simulations
See also: Notice: Rel. No. 34-57270
|
| Second Quarter |
SR-OCC-2008-10 |
| 34-58059 |
Jun. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the New Methodology for Adjusting Options Contracts for Cash Dividends and Distributions
Comments due: July 30, 2008
Submit comments on SR-OCC-2008-10
|
SR-ODD-2008-02 |
| 34-58043 |
Jun. 26, 2008 |
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Stock and Index Options, Range Options and Delayed Start Options
|
SR-OCC-2008-11 |
| 34-58003 |
Jun. 23, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Range Options
Comments due: July 21, 2008
Submit comments on SR-OCC-2008-11
|
SR-OCC-2008-08 |
| 34-57963 |
Jun. 13, 2008 |
Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements
Comments due: July 10, 2008
See also: Order: Rel. No. 34-58346
|
SR-OCC-2008-07 |
| 34-57895 |
May 30, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to SPDR Gold Shares
See also: Notices: Rel. Nos. 34-57695 and 34-57466
|
SR-ODD-2008-01 |
| 34-57744 |
Apr. 30, 2008 |
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Options and Delayed Start Option Series; and Amendment to the Options Disclosure Document Front Cover Page to Update the Markets in which Options Are Traded
|
SR-OCC-2008-07 |
| 34-57695 |
Apr. 21, 2008 |
Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares
Comments due: May 12, 2008
See also: Order: Rel. No. 34-57895 and Notice: Rel. No. 34-57466
|
| First Quarter |
SR-OCC-2007-16 |
| 34-57584 |
Mar. 31, 2008 |
Notice of Filing of a Proposed Rule Change Relating to Late Exercises
Comments due: April 28, 2008
Submit comments on SR-OCC-2007-16
|
SR-OCC-2008-05 |
| 34-57547 |
Mar. 21, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Flexibly Structured Foreign Currency Options
Comments due: April 17, 2008
|
SR-OCC-2008-03 |
| 34-57543 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cross-Margining
Comments due: April 17, 2008
|
SR-OCC-2008-01 |
| 34-57535 |
Mar. 20, 2008 |
Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements
See also: Notice: Rel. No. 34-57304
|
SR-OCC-2008-02 |
| 34-57520 |
Mar. 18, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition and Use of the Terms "Settlement Price" and "Final Settlement Price"
Comments due: April 15, 2008
|
SR-OCC-2008-07 |
| 34-57466 |
Mar. 11, 2008 |
Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares
Comments due: April 7, 2008
See also: Order: Rel. No. 34-57895 and Notice: Rel. No. 34-57695
|
SR-OCC-2008-01 |
| 34-57304 |
Feb. 11, 2008 |
Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements
Comments due: March 11, 2008
See also: Order: Rel. No. 34-57535
|
SR-OCC-2007-20 |
| 34-57270 |
Feb. 5, 2008 |
Notice of Filing of a Proposed Rule Change Relating to the System for Theoretical Analysis and Numerical Simulations
Comments due: March 4, 2008
See also: Order: Rel. No. 34-58158
|
SR-OCC-2007-17 |
| 34-57192 |
Jan. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Clearing Fee Schedule
Comments due: February 20, 2008
|
SR-OCC-2007-18 |
| 34-57163 |
Jan. 16, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedure
Comments due: February 14, 2008
|
SR-OCC-2007-19 |
| 34-57118 |
Jan. 9, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining with ICE-Clear US, Inc.
Comments due: February 6, 2008
|
| File Number Lists for 2008 |
OCC
| Release No. |
Date |
Details |
SR-OCC-2008-17 |
| 34-58352 |
Aug. 13, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Permit the Clearance and Settlement of Options on the Realized Variance and Realized Volatility of an Index
Comments due: September 9, 2008
Submit comments on SR-OCC-2008-17
|
SR-OCC-2008-16 |
| 34-58353 |
Aug. 13, 2008 |
Notice of Filing of a Proposed Rule Change Relating to the Cash Dividend Threshold
Comments due: September 3, 2008
Submit comments on SR-OCC-2008-16
|
SR-OCC-2008-15 |
| 34-58349 |
Aug. 12, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Binary Options
Comments due: September 9, 2008
Submit comments on SR-OCC-2008-15
|
SR-OCC-2008-12 |
| 34-58258 |
Jul. 30, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cross-Margining
Comments due: August 28, 2008
Submit comments on SR-OCC-2008-12
|
SR-OCC-2008-11 |
| 34-58003 |
Jun. 23, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Range Options
Comments due: July 21, 2008
Submit comments on SR-OCC-2008-11
|
SR-OCC-2008-10 |
| 34-58059 |
Jun. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the New Methodology for Adjusting Options Contracts for Cash Dividends and Distributions
Comments due: July 30, 2008
Submit comments on SR-OCC-2008-10
|
SR-OCC-2008-09 |
| 34-58347 |
Aug. 12, 2008 |
Notice of Filing of a Proposed Rule Change Relating to Eligible Margin Assets
Comments due: September 9, 2008
Submit comments on SR-OCC-2008-09
|
SR-OCC-2008-08 |
| 34-58346 |
Aug. 12, 2008 |
Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements
|
| 34-57963 |
Jun. 13, 2008 |
Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements
Comments due: July 10, 2008
|
SR-OCC-2008-07 |
| 34-57895 |
May 30, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to SPDR Gold Shares
|
| 34-57695 |
Apr. 21, 2008 |
Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares
Comments due: May 12, 2008
|
| 34-57466 |
Mar. 11, 2008 |
Notice of Filing of a Proposed Rule Change Relating to streetTRACKS Gold Shares
Comments due: April 7, 2008
|
SR-OCC-2008-05 |
| 34-57547 |
Mar. 21, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Flexibly Structured Foreign Currency Options
Comments due: April 17, 2008
|
SR-OCC-2008-03 |
| 34-57543 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cross-Margining
Comments due: April 17, 2008
|
SR-OCC-2008-02 |
| 34-57520 |
Mar. 18, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition and Use of the Terms "Settlement Price" and "Final Settlement Price"
Comments due: April 15, 2008
|
SR-OCC-2008-01 |
| 34-57535 |
Mar. 20, 2008 |
Order Granting Approval of a Proposed Rule Change Relating to its Facilities Management Agreements
|
| 34-57304 |
Feb. 11, 2008 |
Notice of Filing of a Proposed Rule Change Relating to Its Facilities Management Agreements
Comments due: March 11, 2008
|
ODD
| Release No. |
Date |
Details |
SR-ODD-2008-02 |
| 34-58043 |
Jun. 26, 2008 |
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Stock and Index Options, Range Options and Delayed Start Options
|
SR-ODD-2008-01 |
| 34-57744 |
Apr. 30, 2008 |
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Changes to Disclosure Regarding Certain Binary Options and Delayed Start Option Series; and Amendment to the Options Disclosure Document Front Cover Page to Update the Markets in which Options Are Traded
|
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