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NYSE Rulemaking
We invite comments on the following New York Stock Exchange LLC (NYSE; formerly New York Stock Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter | Second Quarter | First Quarter
NYSE File Number List for 2008
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996
| Release No. |
Date |
Details |
| Third Quarter |
SR-NYSE-2008-83 |
| 34-58522 |
Sep. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Resume the Operation of NYSE Rule 123D(3) with Respect to Trading in the Securities of Fannie Mae and Freddie Mac Beginning on September 11, 2008, Following the Suspension of That Rule Pursuant to SR-NYSE-2008-81
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-NYSE-2008-83
|
SR-NYSE-2008-61 |
| 34-58517 |
Sep. 11, 2008 |
Order Approving Proposed Rule Change Amending NYSE Rule 104(e) (Dealings by Specialists) to Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H)
See also: Notice: Rel. No. 34-58278
|
SR-NYSE-2008-57 |
| 34-58500 |
Sep. 9, 2008 |
Order Approving Proposed Rule Change to Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange to Adjust the Earnings of Companies for Purposes of Its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing
See also: Notice: Rel. No. 34-58253
|
SR-NYSE-2008-58 |
| 34-58499 |
Sep. 9, 2008 |
Order Approving Proposed Rule Change to Make Permanent a Pilot Program Under Which the Exchange Excludes From its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity
See also: Notice: Rel. No. 34-58254
|
SR-NYSE-2008-81 |
| 34-58488 |
Sep. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Rule Proposed by New York Stock Exchange LLC to Suspend the Operation of NYSE Rule 123D with Respect to Trading in the Securities of Fannie Mae and Freddie Mac
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSE-2008-81 |
SR-NYSE-2008-59 |
| 34-58487 |
Sep. 8, 2008 |
Order Approving Proposed Rule Change to Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them That They are Noncompliant with Exchange Listing Requirements
See also: Notice: Rel. No. 34-58235
|
SR-NYSE-2008-77 |
| 34-58467 |
Sep. 5, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend its Rule Governing Equity-Linked Debt Securities to Permit the Listing of Equity-Linked Debt Securities Linked to Baskets of up to Thirty Underlying Securities and to Provide for Greater Flexibility in Listing Criteria
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSE-2008-77
|
SR-NYSE-2008-78 |
| 34-58450 |
Sep. 2, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 18 to Allow NYSE Alternext US LLC to Participate in the Compensation Fund Established by the NYSE to Reimburse Claimants for Losses Associated with NYSE-Operated System Failures
Comments due: September 30, 2008
Submit comments on SR-NYSE-2008-78
|
SR-NYSE-2008-79 |
| 34-58443 |
Aug. 29, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Reduce the Monthly Fee for NYSE Realtime Reference Prices
Comments due: September 30, 2008
Submit comments on SR-NYSE-2008-79
|
SR-NYSE-2008-76 |
| 34-58430 |
Aug. 27, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 2B In Order To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C.
Comments due: September 25, 2008
Submit comments on SR-NYSE-2008-76
|
SR-NYSE-2008-71 |
| 34-58429 |
Aug. 27, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123B (Exchange Automated Order Routing System) to Allow a Member Organization to Provide Other Market Participants with Access to the Exchange on an Agency Basis
Comments due: September 25, 2008
Submit comments on SR-NYSE-2008-71
|
SR-NYSE-2008-069 |
| 34-58398 |
Aug. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiving Compliance with DRS Participation Rules for Foreign Private Issuers
Comments due: September 24, 2008
Submit comments on SR-NYSE-2008-069
|
SR-NYSE-2008-75 |
| 34-58367 |
Aug. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 303A.02(b) of the Listed Company Manual with respect to Two of its Director Independence Tests
Comments due: September 15, 2008
Comments received are available for this notice.
Submit comments on SR-NYSE-2008-75
|
SR-NYSE-2008-52 |
| 34-58363 |
Aug. 14, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by New York Stock Exchange LLC to Modify the Method by which it Allocates and Reallocates Securities to Specialist Units and to Establish an Allocation System Based on a Single Objective Measure to Determine a Specialist Unit's Eligibility to Participate in the Allocation Process
Comments due: September 11, 2008
Submit comments on SR-NYSE-2008-52
|
SR-NYSE-2008-73 |
| 34-58351 |
Aug. 13, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 104(b) to Provide for an Automated Opening Message that will be Effectuated through the Specialist Application Programmed Interface to Allow Specialists to Automatically Open a Security on a Trade
Comments due: September 9, 2008
Submit comments on SR-NYSE-2008-73
|
SR-NYSE-2008-45 |
| 34-58328 |
Aug. 7, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Rule 98 and Related Rules to Redefine Specialist Operations at the NYSE
See also: Notice: Rel. No. 34-58052
|
SR-NYSE-2008-63 |
| 34-58323 |
Aug. 6, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend until October 1, 2008 the Adoption of Interim NYSE Rule 128 (Clearly Erroneous Executions)
Comments due: September 3, 2008
Submit comments on SR-NYSE-2008-63
|
SR-NYSE-2008-74 |
| 34-58311 |
Aug. 5, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Enable the Exchange to Waive Annual Listing Fees for Securities Transferring from the Amex or NYSE Arca, Inc.
Comments due: September 5, 2008
Submit comments on SR-NYSE-2008-74
|
SR-NYSE-2008-62 |
| 34-58303 |
Aug. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Sections 305 and 308 and the Shareholder Rights Provisions of Section 314 of the Listed Company Manual
Comments due: September 2, 2008
Submit comments on SR-NYSE-2008-62
|
SR-NYSE-2008-56 |
| 34-58301 |
Aug. 4, 2008 |
Notice of Filing of Proposed Rule Change to Amend Section 902.09 of the Listed Company Manual to Establish Fees for Securities Listed under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and to Waive Fees for Structured Products Transferred from the Amex to the NYSE
Comments due: September 2, 2008
Submit comments on SR-NYSE-2008-56
|
SR-NYSE-2008-68 |
| 34-58299 |
Aug. 4, 2008 |
Notice of Filing of Proposed Rule Change to Enable the Exchange to Determine that a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company
Comments due: September 2, 2008
Submit comments on SR-NYSE-2008-68
|
SR-NYSE-2008-70 |
| 34-58290 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change Amending Rules Governing Membership in Order to Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange
Comments due: September 2, 2008
Submit comments on SR-NYSE-2008-70
|
SR-NYSE-2008-60 |
| 34-58285 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto in Connection with the Proposed Acquisition of The Amex Membership Corporation
Comments due: August 28, 2008
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G
Submit comments on SR-NYSE-2008-60
|
SR-NYSE-2008-61 |
| 34-58278 |
Jul. 31, 2008 |
Notice of Filing of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 104(e) (Dealings by Specialists) to Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H)
Comments due: August 28, 2008
See also: Order: Rel. No. 34-58517
|
SR-NYSE-2008-65 |
| 34-58269 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Portfolio Margin Program
Comments due: August 28, 2008
Submit comments on SR-NYSE-2008-65
|
SR-NYSE-2008-67 |
| 34-58268 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Order Flow Sent to the Specialist Application Programmed Interface
Comments due: August 28, 2008
Submit comments on SR-NYSE-2008-67
|
SR-NYSE-2008-66 |
| 34-58261 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 431 to Make Permanent the Portfolio Margin Pilot Program
Comments due: August 28, 2008
Submit comments on SR-NYSE-2008-66
|
SR-NYSE-2008-58 |
| 34-58254 |
Jul. 30, 2008 |
Notice of Filing of Proposed Rule Change to Make Permanent a Pilot Program under which the Exchange Excludes from its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity
Comments due: August 26, 2008
See also: Order: Rel. No. 34-58499
|
SR-NYSE-2008-57 |
| 34-58253 |
Jul. 30, 2008 |
Notice of Filing of Proposed Rule Change to Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange to Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing
Comments due: August 26, 2008
See also: Order: Rel. No. 34-58500
|
SR-NYSE-2008-64 |
| 34-58246 |
Jul. 29, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Exceptional Messaging Fee
Comments due: August 26, 2008
Submit comments on SR-NYSE-2008-64
|
SR-NYSE-2008-59 |
| 34-58235 |
Jul. 28, 2008 |
Notice of Filing of Proposed Rule Change to Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them that They are Noncompliant with Exchange Listing Requirements
Comments due: August 25, 2008
See also: Order: Rel. No. 34-58487
Comments received are available for this notice.
|
SR-NYSE-2008-46 |
| 34-58184 |
Jul. 17, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Create a New NYSE Market Model, with Certain Components to Operate as a One-Year Pilot That Will Provide Market Participants with Additional Abilities to Post Hidden Liquidity, Phase Out Specialists by Creating a Designated Market Maker, and Enhance the Speed of Execution Through Technological Enhancements
Comments due: August 13, 2008
Additional Materials: Amendment No. 1, Exhibit 5
Submit comments on SR-NYSE-2008-46
|
SR-NYSE-2008-55 |
| 34-58137 |
Jul. 10, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 17 to Address Issues Related to Vendor Liability
Comments due: August 7, 2008
Submit comments on SR-NYSE-2008-55
|
SR-NYSE-2008-39 |
| 34-58111 |
Jul. 7, 2008 |
Order Granting Approval of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
See also: Notice: Rel. No. 34-57881
|
SR-NYSE-2007-64 |
| 34-58108 |
Jul. 7, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, relating to Section 31 Accumulated Funds
Comments due: August 4, 2008
Submit comments on SR-NYSE-2007-64
|
SR-NYSE-2008-54 |
| 34-58096 |
Jul. 3, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operative Date of the NYSE Rule 2 Requirement that NYSE-Only Member Organizations Apply for and Be Approved as Members of the Financial Industry Regulatory Authority, Inc.
Comments due: July 31, 2008
Submit comments on SR-NYSE-2008-54
|
| Second Quarter |
SR-NYSE-2008-20 |
| 34-58068 |
Jun. 30, 2008 |
Order Granting Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) to Make Permanent an Existing Portable Phone Pilot
See also: Notice: Rel. No. 34-57611
|
SR-NYSE-2008-45 |
| 34-58052 |
Jun. 27, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 98 and Related Rules to Redefine Specialist Operations at the NYSE
Comments due: July 24, 2008
br>See also: Order: Rel. No. 34-58328
Additional Materials: Exhibit No. 5
|
SR-NYSE-2008-53 |
| 34-58050 |
Jun. 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 123D (Openings and Halts in Trading) to Provide for a Limited Exemption for Securities Trading on the Exchange That Are Part of the Russell Index Reconstitution
Comments due: July 24, 2008
|
SR-NYSE-2008-50 |
| 34-58040 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 104.10 to Extend the Duration of the Pilot Program Applicable to Conditional Transactions in All Securities to September 30, 2008
Comments due: July 24, 2008
|
SR-NYSE-2008-51 |
| 34-58036 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation)
Comments due: July 24, 2008
|
SR-NYSE-2008-49 |
| 34-58033 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers, Pursuant to NYSE Rule 107A, and Competitive Traders, Pursuant to NYSE Rule 110
Comments due: July 24, 2008
|
SR-NYSE-2008-48 |
| 34-58013 |
Jun. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103A to Exempt Executive Floor Governors from Floor Member Continuing Education
Comments due: July 22, 2008
|
SR-NYSE-2007-04 |
| 34-57966 |
Jun. 16, 2008 |
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Approval of Fee for NYSE Real-Time Reference Prices
Comments due: July 11, 2008
See also: Notice: Rel. No. 34-55354
Comments received are available for this notice.
|
SR-NYSE-2008-44 |
| 34-57905 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing on a Three Month Pilot Basis
Comments due: June 27, 2008
|
SR-NYSE-2008-40 |
| 34-57904 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue its Policy of Requiring Listed Companies Whose Charters Contain Transfer Restrictions to Amend Their Charters to Include Language Specifying that those Restrictions Do Not Apply to Public Market Transactions [CORRECTED]
Comments due: June 30, 2008
|
SR-NYSE-2008-43 |
| 34-57903 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude from its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity on a Three Month Pilot Basis
Comments due: June 30, 2008
|
SR-NYSE-2008-39 |
| 34-57881 |
May 29, 2008 |
Notice of Filing of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due: June 25, 2008
See also: Order: Rel. No. 34-58111
|
SR-NYSE-2008-37 |
| 34-57870 |
May 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 13 to Extend the Definition of Routing Broker and Effect Conforming Changes to NYSE Rule 17
Comments due: June 23, 2008
|
SR-NYSE-2008-41 |
| 34-57862 |
May 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 15 (Pre-Opening Indications) and Exchange Rule 123C (Market On The Close Policy And Expiration Procedures)
Comments due: June 20, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-42 |
| 34-57861 |
May 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance its NYSE OpenBook Product Offerings
Comments due: June 25, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-32 |
| 34-57845 |
May 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend NYSE Rule 123A.30 to Permit Certain Convert-and-Parity Orders to Trade on Parity with Other Limit Orders, Including Orders Entered through Its Designated Order Turnaround System®
Comments due: June 17, 2008
|
SR-NYSE-2008-26 |
| 34-57841 |
May 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 412 to Conform to FINRA Incorporated Versions of NYSE Rule 412
Comments due: June 17, 2008
|
SR-NYSE-2008-35 |
| 34-57833 |
May 19, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Section 703.21 of the Listed Company Manual Relating to Equity-Linked Debt Securities
Comments due: June 13, 2008
|
SR-NYSE-2008-38 |
| 34-57823 |
May 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend, through December 31, 2008, the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System
Comments due: June 12, 2008
|
SR-NYSE-2008-36 |
| 34-57792 |
May 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Reserve Order Pilot Program Currently Operating in 100 Securities Traded on the Exchange to Include All Equity Securities Traded on the Exchange
Comments due: June 3, 2008
|
SR-NYSE-2008-17 |
| 34-57785 |
May 6, 2008 |
Order Approving Proposed Rule Change to Adopt New Initial and Continued Listing Standards to List Securities of Special Purpose Acquisition Companies
See also: Notice: Rel. No. 34-57499
|
SR-NYSE-2008-34 |
| 34-57746 |
Apr. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 36 (Communication Between Exchange and Exchange Members' Offices)
Comments due: May 28, 2008
|
SR-NYSE-2008-31 |
| 34-57730 |
Apr. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Its Routing Fee for Floor Brokers
Comments due: May 23, 2008
|
SR-NYSE-2008-30 |
| 34-57688 |
Apr. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend Exchange Rule 13 (Definitions of Orders) to Add a New Order Type to be Known as a Reserve Order and to Amend Exchange Rule 70 (Bids and Offers)
Comments due: May 15, 2008
|
SR-NYSE-2008-29 |
| 34-57682 |
Apr. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 92(c)(3)
Comments due: May 15, 2008
|
SR-NYSE-2008-28 |
| 34-57672 |
Apr. 16, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule 472 (Communication with the Public)
Comments due: May 13, 2008
|
SR-NYSE-2008-27 |
| 34-57671 |
Apr. 16, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule Interpretation 344/02 (Research Analysts and Supervisory Analysts)
Comments due: May 13, 2008
|
SR-NYSE-2008-19 |
| 34-57627 |
Apr. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Amend NYSE Rule 46 to Permit the Appointment of Qualified Exchange Employees to Act as Floor Governors
Comments due: May 2, 2008
|
SR-NYSE-2008-25 |
| 34-57617 |
Apr. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program for Providing Liquidity on the NYSE BondsSM System
Comments due: May 1, 2008
|
SR-NYSE-2008-20 |
| 34-57611 |
Apr. 3, 2008 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) to Make Permanent an Existing Portable Phone Pilot
Comments due: April 30, 2008
See also: Order: Rel. No. 34-58068
|
SR-NYSE-2008-22 |
| 34-57601 |
Apr. 2, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by NYSE Rules 107A and 110, Respectively, for an Additional Three Months
Comments due: April 29, 2008
|
SR-NYSE-2008-23 |
| 34-57592 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10 to Extend the Duration of the Pilot Program Applicable to Conditional Transactions In All Securities To June 30, 2008
Comments due: April 28, 2008
|
SR-NYSE-2008-21 |
| 34-57591 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation)
Comments due: April 28, 2008
|
| First Quarter |
SR-NYSE-2008-18 |
| 34-57555 |
Mar. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for NYSE Members to Complete Required 2007 Continuing Education Modules under NYSE Rule 103A
Comments due: April 22, 2008
|
SR-NYSE-2008-16 |
| 34-57523 |
Mar. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (Pre-Opening Indications)
Comments due: April 15, 2008
|
SR-NYSE-2008-17 |
| 34-57499 |
Mar. 14, 2008 |
Notice of Filing of Proposed Rule Change to Adopt New Initial and Continued Listing Standards to List Special Purpose Acquisition Companies
Comments due: April 11, 2008
See also: Order: Rel. No. 34-57785
|
SR-NYSE-2008-03 |
| 34-57455 |
Mar. 7, 2008 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Rescind NYSE Rule 97 (Limitation on Member's Trading Because of Block Positioning)
See also: Notice: Rel. No. 34-57236
|
SR-NYSE-2008-13 |
| 34-57442 |
Mar. 6, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete from Section 802.01E of the Exchange's Listed Company Manual Text that is No Longer Relevant
Comments due: April 2, 2008
|
SR-NYSE-2008-15 |
| 34-57433 |
Mar. 5, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Credit to Members for Execution of Orders Sent Directly to a Floor Broker that Adds Liquidity to the Exchange
Comments due: April 1, 2008
|
SR-NYSE-2008-09 |
| 34-57323 |
Feb. 13, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Permit the Exchange to Modify or Cancel Clearly Erroneous Trades
Comments due: March 12, 2008
|
SR-NYSE-2004-70 |
| 34-57312 |
Feb. 12, 2008 |
Notice of Filing of Amendments No. 2, 3, and 5 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 2, 3, and 5, to Amend Rule�104 to Require Specialists to Yield Proprietary Trades to Later-Arriving System Orders
Comments due: March 11, 2008
See also: Notice: Rel. No. 34-51048
Comments received are available for this notice.
|
SR-NYSE-2007-119 |
| 34-57305 |
Feb. 11, 2008 |
Order Approving Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure to Pay Fees)
See also: Notice: Rel. No. 34-57065
|
SR-NYSE-2008-11 |
| 34-57295 |
Feb. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 13 and 124 to Remove Certain Manual Order Types
Comments due: March 6, 2008
|
SR-NYSE-2007-113 |
| 34-57291 |
Feb. 7, 2008 |
Order Approving Proposed Rule Change to Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management
See also: Notice: Rel. No. 34-57061
|
SR-NYSE-2008-12 |
| 34-57287 |
Feb. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104 (Dealings by Specialists)
Comments due: March 6, 2008
|
SR-NYSE-2007-101 |
| 34-57272 |
Feb. 5, 2008 |
Order Granting Approval of Proposed Rule Change Relating to Amendments to NYSE Rule 104.21 (�Specialist Organizations � Additional Capital Requirements�)
See also: Notice: Rel. No. 34-57000
|
SR-NYSE-2007-62 |
| 34-57251 |
Feb. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to NYSE Rules 104 (Dealings by Specialists); 111 (Reports of Executions); 123A (Miscellaneous Reports); 123C (Market on the Close Policy and Expiration Procedures); 421(Periodic Reports); 440B (Short Sales); 440C (Short Sale Borrowing and Delivery Requirements); 440F (Public Short Sale Transactions Effected on the Exchange); 440G (Transactions in Stocks and Warrants for the Accounts of Members, Allied Members and Member Organizations); 902 (Off-Hours Trading Orders); 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation); and 1003 (Application of Tick Tests) Relating to Recent Amendments to Rule 10a-1 and Regulation SHO
Comments due: February 28, 2008
|
SR-NYSE-2008-10 |
| 34-57249 |
Jan. 31, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 36 (Communication Between Exchange and Exchange Members' Offices)
Comments due: February 27, 2008
|
SR-NYSE-2007-98 |
| 34-57239 |
Jan. 30, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reduce from Six Months to Three Months the Period for Which a Company's Average Global Market Capitalization Must Exceed the Levels Established by the Exchange's Pure Valuation/Revenue Test
See also: Notice: Rel. No. 34-56976
|
SR-NYSE-2008-03 |
| 34-57236 |
Jan. 30, 2008 |
Notice of Filing of Proposed Rule Change to Rescind Rule 97 (Limitation on Member's Trading Because of Block Positioning)
Comments due: February 27, 2008
See also: Order: Rel. No. 34-57455
Comments received are available for this notice.
|
SR-NYSE-2008-08 |
| 34-57232 |
Jan. 30, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Company Manual Section 806.01 (Change of Specialist Unit Upon Request of Company)
Comments due: February 26, 2008
|
SR-NYSE-2007-110 |
| 34-57223 |
Jan. 29, 2008 |
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities
See also: Notice: Rel. No. 34-56984
|
SR-NYSE-2008-06 |
| 34-57216 |
Jan. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Transaction Fees for NYSE MatchPoint
Comments due: February 25, 2008
|
SR-NYSE-2008-07 |
| 34-57213 |
Jan. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Crossing Sessions III and IV Pilots
Comments due: February 25, 2008
|
SR-NYSE-2008-05 |
| 34-57204 |
Jan. 25, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Eliminate the One-Year Minimum Life Requirement from the Listing Standards for "Other Securities"
Comments due: February 22, 2008
|
SR-NYSE-2008-02 |
| 34-57184 |
Jan. 22, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and NYSE Rule 103B (Specialist Stock Allocation)
Comments due: February 19, 2008
|
SR-NYSE-2008-04 |
| 34-57176 |
Jan. 18, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Four-Month Pilot Program to Offer Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM System
Comments due: February 19, 2008
|
SR-NYSE-2007-120 |
| 34-57156 |
Jan. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rules 13, 60, and 1000 to Allow For the Automatic Execution of G-Quotes in the Display Book
Comments due: February 13, 2008
|
SR-NYSE-2008-01 |
| 34-57139 |
Jan. 14, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 129 to Reflect the Changes to the NYSE's Gross FOCUS (Financial and Operational Combined Uniform Single Report) Fee That Commenced on January 1, 2008
Comments due: February 8, 2008
|
SR-NYSE-2007-87 |
| 34-57100 |
Jan. 4, 2008 |
Order Approving Proposed Rule Change, as modified by Amendment No. 1 Thereto, to Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 into NYSE Rule 460
See also: Notice: Rel. No. 34-56777
|
SR-NYSE-2007-127 |
| 34-57093 |
Jan. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Regulatory Fees
Comments due: January 30, 2008
|
SR-NYSE-2007-121 |
| 34-57084 |
Jan. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Trading Floor Regulatory Fee
Comments due: January 29, 2008
|
| Release No. |
Date |
Details |
SR-NYSE-2008-83 |
| 34-58522 |
Sep. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Resume the Operation of NYSE Rule 123D(3) with Respect to Trading in the Securities of Fannie Mae and Freddie Mac Beginning on September 11, 2008, Following the Suspension of That Rule Pursuant to SR-NYSE-2008-81
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSE-2008-83
|
SR-NYSE-2008-81 |
| 34-58488 |
Sep. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Rule Proposed by New York Stock Exchange LLC to Suspend the Operation of NYSE Rule 123D with Respect to Trading in the Securities of Fannie Mae and Freddie Mac
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSE-2008-81 |
SR-NYSE-2008-79 |
| 34-58443 |
Aug. 29, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Reduce the Monthly Fee for NYSE Realtime Reference Prices
Comments due: September 30, 2008
Submit comments on SR-NYSE-2008-79
|
SR-NYSE-2008-78 |
| 34-58450 |
Sep. 2, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 18 to Allow NYSE Alternext US LLC to Participate in the Compensation Fund Established by the NYSE to Reimburse Claimants for Losses Associated with NYSE-Operated System Failures
Comments due: September 30, 2008
Submit comments on SR-NYSE-2008-78
|
SR-NYSE-2008-77 |
| 34-58467 |
Sep. 5, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend its Rule Governing Equity-Linked Debt Securities to Permit the Listing of Equity-Linked Debt Securities Linked to Baskets of up to Thirty Underlying Securities and to Provide for Greater Flexibility in Listing Criteria
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSE-2008-77
|
SR-NYSE-2008-76 |
| 34-58430 |
Aug. 27, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 2B In Order To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C.
Comments due: September 25, 2008
Submit comments on SR-NYSE-2008-76
|
SR-NYSE-2008-75 |
| 34-58367 |
Aug. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 303A.02(b) of the Listed Company Manual with respect to Two of its Director Independence Tests
Comments due: September 15, 2008
Comments received are available for this notice.
Submit comments on SR-NYSE-2008-75
|
SR-NYSE-2008-74 |
| 34-58311 |
Aug. 5, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Enable the Exchange to Waive Annual Listing Fees for Securities Transferring from the Amex or NYSE Arca, Inc.
Comments due: September 5, 2008
Submit comments on SR-NYSE-2008-74
|
SR-NYSE-2008-73 |
| 34-58351 |
Aug. 13, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 104(b) to Provide for an Automated Opening Message that will be Effectuated through the Specialist Application Programmed Interface to Allow Specialists to Automatically Open a Security on a Trade
Comments due: September 9, 2008
Submit comments on SR-NYSE-2008-73
|
SR-NYSE-2008-71 |
| 34-58429 |
Aug. 27, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123B (Exchange Automated Order Routing System) to Allow a Member Organization to Provide Other Market Participants with Access to the Exchange on an Agency Basis
Comments due: September 25, 2008
Submit comments on SR-NYSE-2008-71
|
SR-NYSE-2008-70 |
| 34-58290 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change Amending Rules Governing Membership in Order to Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange
Comments due: September 2, 2008
Submit comments on SR-NYSE-2008-70
|
SR-NYSE-2008-069 |
| 34-58398 |
Aug. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiving Compliance with DRS Participation Rules for Foreign Private Issuers
Comments due: September 24, 2008
Submit comments on SR-NYSE-2008-069
|
SR-NYSE-2008-68 |
| 34-58299 |
Aug. 4, 2008 |
Notice of Filing of Proposed Rule Change to Enable the Exchange to Determine that a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company
Comments due: September 2, 2008
Submit comments on SR-NYSE-2008-68
|
SR-NYSE-2008-67 |
| 34-58268 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Order Flow Sent to the Specialist Application Programmed Interface
Comments due: August 28, 2008
Submit comments on SR-NYSE-2008-67
|
SR-NYSE-2008-66 |
| 34-58261 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 431 to Make Permanent the Portfolio Margin Pilot Program
Comments due: August 28, 2008
Submit comments on SR-NYSE-2008-66
|
SR-NYSE-2008-65 |
| 34-58269 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Portfolio Margin Program
Comments due: August 28, 2008
Submit comments on SR-NYSE-2008-65
|
SR-NYSE-2008-64 |
| 34-58246 |
Jul. 29, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Exceptional Messaging Fee
Comments due: August 26, 2008
Submit comments on SR-NYSE-2008-64
|
SR-NYSE-2008-63 |
| 34-58323 |
Aug. 6, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend until October 1, 2008 the Adoption of Interim NYSE Rule 128 (Clearly Erroneous Executions)
Comments due: September 3, 2008
Submit comments on SR-NYSE-2008-63
|
SR-NYSE-2008-62 |
| 34-58303 |
Aug. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Sections 305 and 308 and the Shareholder Rights Provisions of Section 314 of the Listed Company Manual
Comments due: September 2, 2008
Submit comments on SR-NYSE-2008-62
|
SR-NYSE-2008-61 |
| 34-58278 |
Jul. 31, 2008 |
Notice of Filing of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 104(e) (Dealings by Specialists) to Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H)
Comments due: August 28, 2008
Submit comments on SR-NYSE-2008-61
|
SR-NYSE-2008-60 |
| 34-58285 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto in Connection with the Proposed Acquisition of The Amex Membership Corporation
Comments due: August 28, 2008
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G
Submit comments on SR-NYSE-2008-60
|
SR-NYSE-2008-59 |
| 34-58487 |
Sep. 8, 2008 |
Order Approving Proposed Rule Change to Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them That They are Noncompliant with Exchange Listing Requirements
|
| 34-58235 |
Jul. 28, 2008 |
Notice of Filing of Proposed Rule Change to Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them that They are Noncompliant with Exchange Listing Requirements
Comments due: August 25, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-58 |
| 34-58499 |
Sep. 9, 2008 |
Order Approving Proposed Rule Change to Make Permanent a Pilot Program Under Which the Exchange Excludes From its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity
|
| 34-58254 |
Jul. 30, 2008 |
Notice of Filing of Proposed Rule Change to Make Permanent a Pilot Program under which the Exchange Excludes from its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity
Comments due: August 26, 2008
|
SR-NYSE-2008-57 |
| 34-58500 |
Sep. 9, 2008 |
Order Approving Proposed Rule Change to Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange to Adjust the Earnings of Companies for Purposes of Its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing
|
| 34-58253 |
Jul. 30, 2008 |
Notice of Filing of Proposed Rule Change to Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange to Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing
Comments due: August 26, 2008
|
SR-NYSE-2008-56 |
| 34-58301 |
Aug. 4, 2008 |
Notice of Filing of Proposed Rule Change to Amend Section 902.09 of the Listed Company Manual to Establish Fees for Securities Listed under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and to Waive Fees for Structured Products Transferred from the Amex to the NYSE
Comments due: September 2, 2008
Submit comments on SR-NYSE-2008-56
|
SR-NYSE-2008-55 |
| 34-58137 |
Jul. 10, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 17 to Address Issues Related to Vendor Liability
Comments due: August 7, 2008
Submit comments on SR-NYSE-2008-55
|
SR-NYSE-2008-54 |
| 34-58096 |
Jul. 3, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operative Date of the NYSE Rule 2 Requirement that NYSE-Only Member Organizations Apply for and Be Approved as Members of the Financial Industry Regulatory Authority, Inc.
Comments due: July 31, 2008
Submit comments on SR-NYSE-2008-54
|
SR-NYSE-2008-53 |
| 34-58050 |
Jun. 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 123D (Openings and Halts in Trading) to Provide for a Limited Exemption for Securities Trading on the Exchange That Are Part of the Russell Index Reconstitution
Comments due: July 24, 2008
|
SR-NYSE-2008-52 |
| 34-58363 |
Aug. 14, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by New York Stock Exchange LLC to Modify the Method by which it Allocates and Reallocates Securities to Specialist Units and to Establish an Allocation System Based on a Single Objective Measure to Determine a Specialist Unit's Eligibility to Participate in the Allocation Process
Comments due: September 11, 2008
Submit comments on SR-NYSE-2008-52
|
SR-NYSE-2008-51 |
| 34-58036 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation)
Comments due: July 24, 2008
|
SR-NYSE-2008-50 |
| 34-58040 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 104.10 to Extend the Duration of the Pilot Program Applicable to Conditional Transactions in All Securities to September 30, 2008
Comments due: July 24, 2008
|
SR-NYSE-2008-49 |
| 34-58033 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers, Pursuant to NYSE Rule 107A, and Competitive Traders, Pursuant to NYSE Rule 110
Comments due: July 24, 2008
|
SR-NYSE-2008-48 |
| 34-58013 |
Jun. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103A to Exempt Executive Floor Governors from Floor Member Continuing Education
Comments due: July 22, 2008
|
SR-NYSE-2008-46 |
| 34-58184 |
Jul. 17, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Create a New NYSE Market Model, with Certain Components to Operate as a One-Year Pilot That Will Provide Market Participants with Additional Abilities to Post Hidden Liquidity, Phase Out Specialists by Creating a Designated Market Maker, and Enhance the Speed of Execution Through Technological Enhancements
Comments due: August 13, 2008
Additional Materials: Amendment No. 1, Exhibit 5
Submit comments on SR-NYSE-2008-46
|
SR-NYSE-2008-45 |
| 34-58328 |
Aug. 7, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Rule 98 and Related Rules to Redefine Specialist Operations at the NYSE
|
| 34-58052 |
Jun. 27, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 98 and Related Rules to Redefine Specialist Operations at the NYSE
Comments due: July 24, 2008
Additional Materials: Exhibit No. 5
|
SR-NYSE-2008-44 |
| 34-57905 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing on a Three Month Pilot Basis
Comments due: June 27, 2008
|
SR-NYSE-2008-43 |
| 34-57903 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude from its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity on a Three Month Pilot Basis
Comments due: June 30, 2008
|
SR-NYSE-2008-42 |
| 34-57861 |
May 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance its NYSE OpenBook Product Offerings
Comments due: June 25, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-41 |
| 34-57862 |
May 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 15 (Pre-Opening Indications) and Exchange Rule 123C (Market On The Close Policy And Expiration Procedures)
Comments due: June 20, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-40 |
| 34-57904 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue its Policy of Requiring Listed Companies Whose Charters Contain Transfer Restrictions to Amend Their Charters to Include Language Specifying that those Restrictions Do Not Apply to Public Market Transactions [CORRECTED]
Comments due: June 30, 2008
|
SR-NYSE-2008-39 |
| 34-58111 |
Jul. 7, 2008 |
Order Granting Approval of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
|
| 34-57881 |
May 29, 2008 |
Notice of Filing of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due: June 25, 2008
|
SR-NYSE-2008-38 |
| 34-57823 |
May 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend, through December 31, 2008, the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System
Comments due: June 12, 2008
|
SR-NYSE-2008-37 |
| 34-57870 |
May 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 13 to Extend the Definition of Routing Broker and Effect Conforming Changes to NYSE Rule 17
Comments due: June 23, 2008
|
SR-NYSE-2008-36 |
| 34-57792 |
May 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Reserve Order Pilot Program Currently Operating in 100 Securities Traded on the Exchange to Include All Equity Securities Traded on the Exchange
Comments due: June 3, 2008
|
SR-NYSE-2008-35 |
| 34-57833 |
May 19, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Section 703.21 of the Listed Company Manual Relating to Equity-Linked Debt Securities
Comments due: June 13, 2008
|
SR-NYSE-2008-34 |
| 34-57746 |
Apr. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 36 (Communication Between Exchange and Exchange Members' Offices)
Comments due: May 28, 2008
|
SR-NYSE-2008-32 |
| 34-57845 |
May 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend NYSE Rule 123A.30 to Permit Certain Convert-and-Parity Orders to Trade on Parity with Other Limit Orders, Including Orders Entered through Its Designated Order Turnaround System®
Comments due: June 17, 2008
|
SR-NYSE-2008-31 |
| 34-57730 |
Apr. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Its Routing Fee for Floor Brokers
Comments due: May 23, 2008
|
SR-NYSE-2008-30 |
| 34-57688 |
Apr. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend Exchange Rule 13 (Definitions of Orders) to Add a New Order Type to be Known as a Reserve Order and to Amend Exchange Rule 70 (Bids and Offers)
Comments due: May 15, 2008
|
SR-NYSE-2008-29 |
| 34-57682 |
Apr. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 92(c)(3)
Comments due: May 15, 2008
|
SR-NYSE-2008-28 |
| 34-57672 |
Apr. 16, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule 472 (Communication with the Public)
Comments due: May 13, 2008
|
SR-NYSE-2008-27 |
| 34-57671 |
Apr. 16, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule Interpretation 344/02 (Research Analysts and Supervisory Analysts)
Comments due: May 13, 2008
|
SR-NYSE-2008-26 |
| 34-57841 |
May 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 412 to Conform to FINRA Incorporated Versions of NYSE Rule 412
Comments due: June 17, 2008
|
SR-NYSE-2008-25 |
| 34-57617 |
Apr. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program for Providing Liquidity on the NYSE BondsSM System
Comments due: May 1, 2008
|
SR-NYSE-2008-23 |
| 34-57592 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10 to Extend the Duration of the Pilot Program Applicable to Conditional Transactions In All Securities To June 30, 2008
Comments due: April 28, 2008
|
SR-NYSE-2008-22 |
| 34-57601 |
Apr. 2, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by NYSE Rules 107A and 110, Respectively, for an Additional Three Months
Comments due: April 29, 2008
|
SR-NYSE-2008-21 |
| 34-57591 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation)
Comments due: April 28, 2008
|
SR-NYSE-2008-20 |
| 34-58068 |
Jun. 30, 2008 |
Order Granting Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) to Make Permanent an Existing Portable Phone Pilot
|
| 34-57611 |
Apr. 3, 2008 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) to Make Permanent an Existing Portable Phone Pilot
Comments due: April 30, 2008
|
SR-NYSE-2008-19 |
| 34-57627 |
Apr. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Amend NYSE Rule 46 to Permit the Appointment of Qualified Exchange Employees to Act as Floor Governors
Comments due: May 2, 2008
|
SR-NYSE-2008-18 |
| 34-57555 |
Mar. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for NYSE Members to Complete Required 2007 Continuing Education Modules under NYSE Rule 103A
Comments due: April 22, 2008
|
SR-NYSE-2008-17 |
| 34-57785 |
May 6, 2008 |
Order Approving Proposed Rule Change to Adopt New Initial and Continued Listing Standards to List Securities of Special Purpose Acquisition Companies
|
| 34-57499 |
Mar. 14, 2008 |
Notice of Filing of Proposed Rule Change to Adopt New Initial and Continued Listing Standards to List Special Purpose Acquisition Companies
Comments due: April 11, 2008
|
SR-NYSE-2008-16 |
| 34-57523 |
Mar. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (Pre-Opening Indications)
Comments due: April 15, 2008
|
SR-NYSE-2008-15 |
| 34-57433 |
Mar. 5, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Credit to Members for Execution of Orders Sent Directly to a Floor Broker that Adds Liquidity to the Exchange
Comments due: April 1, 2008
|
SR-NYSE-2008-13 |
| 34-57442 |
Mar. 6, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete from Section 802.01E of the Exchange's Listed Company Manual Text that is No Longer Relevant
Comments due: April 2, 2008
|
SR-NYSE-2008-12 |
| 34-57287 |
Feb. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104 (Dealings by Specialists)
Comments due: March 6, 2008
|
SR-NYSE-2008-11 |
| 34-57295 |
Feb. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 13 and 124 to Remove Certain Manual Order Types
Comments due: March 6, 2008
|
SR-NYSE-2008-10 |
| 34-57249 |
Jan. 31, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 36 (Communication Between Exchange and Exchange Members' Offices)
Comments due: February 27, 2008
|
SR-NYSE-2008-09 |
| 34-57323 |
Feb. 13, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Permit the Exchange to Modify or Cancel Clearly Erroneous Trades
Comments due: March 12, 2008
|
SR-NYSE-2008-08 |
| 34-57232 |
Jan. 30, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Company Manual Section 806.01 (Change of Specialist Unit Upon Request of Company)
Comments due: February 26, 2008
|
SR-NYSE-2008-07 |
| 34-57213 |
Jan. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Crossing Sessions III and IV Pilots
Comments due: February 25, 2008
|
SR-NYSE-2008-06 |
| 34-57216 |
Jan. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Transaction Fees for NYSE MatchPoint
Comments due: February 25, 2008
|
SR-NYSE-2008-05 |
| 34-57204 |
Jan. 25, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Eliminate the One-Year Minimum Life Requirement from the Listing Standards for "Other Securities"
Comments due: February 22, 2008
|
SR-NYSE-2008-04 |
| 34-57176 |
Jan. 18, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Four-Month Pilot Program to Offer Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM System
Comments due: February 19, 2008
|
SR-NYSE-2008-03 |
| 34-57455 |
Mar. 7, 2008 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Rescind NYSE Rule 97 (Limitation on Member's Trading Because of Block Positioning)
|
| 34-57236 |
Jan. 30, 2008 |
Notice of Filing of Proposed Rule Change to Rescind Rule 97 (Limitation on Member's Trading Because of Block Positioning)
Comments due: February 27, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-02 |
| 34-57184 |
Jan. 22, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and NYSE Rule 103B (Specialist Stock Allocation)
Comments due: February 19, 2008
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SR-NYSE-2008-01 |
| 34-57139 |
Jan. 14, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 129 to Reflect the Changes to the NYSE's Gross FOCUS (Financial and Operational Combined Uniform Single Report) Fee That Commenced on January 1, 2008
Comments due: February 8, 2008
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http://www.sec.gov/rules/sro/nyse.shtml
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