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NMS Plans
We encourage the public to submit comments on the following National Market System (NMS) plans during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000
| Release No. |
Date |
Details |
| Third Quarter |
SR-OPRA-2008-02 |
| 34-58434 |
Aug. 27, 2008 |
Order Approving an Amendment, as Modified by Amendment No. 1 thereto, to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend OPRA's Vendor Agreement and Related Documents and to Adopt a New Policy
See also: Notice: Release No. 34-58173
|
SR-OPRA-2008-03 |
| 34-58424 |
Aug. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Options Price Reporting Authority's Academic Waiver Policy
Comments due: September 24, 2008
 Submit comments on SR-OPRA-2008-03
|
4-443 |
| 34-58385 |
Aug. 19, 2008 |
Notice of Filing and Order Approving on a Temporary Basis Amendment No. 2 to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: September 16, 2008
Submit comments on 4-443
|
SR-CTA/CQ-2008-02 |
| 34-58358 |
Aug. 13, 2008 |
Notice of Filing of the Twelfth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Eighth Substantive Amendment to the Consolidated Quotation Plan
Comments due: September 10, 2008
Submit comments on SR-CTA/CQ-2008-02
|
4-443 |
| 34-58205 |
Jul. 22, 2008 |
Order Granting Permanent Approval to Amendment No. 1 to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
See also: Notice/Order: Release No. 34-57848; Notice: Release No. 34-57546
|
SR-OPRA-2008-02 |
| 34-58173 |
Jul. 16, 2008 |
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 thereto, to Amend OPRA's Vendor Agreement and Related Documents and Adopt a New Policy
Comments due: August 12, 2008
See also: Order: Release No. 34-58434
|
4-546 |
| 4-546 |
Jul. 8, 2008 |
Proposed Options Order Protection and Locked/Crossed Market Plan by BSE
Comments received are available for this notice.
|
| Second Quarter |
4-546 |
| 4-546 |
Jun. 17, 2008 |
Proposed Options Order Protection and Locked/Crossed Market Plan by Amex
|
4-546 |
| 4-546 |
Jun. 17, 2008 |
Proposed Options Order Protection and Locked/Crossed Market Plan by Phlx
|
SR-OPRA-2008-01 |
| 34-57878 |
May 28, 2008 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Adopt New Form of Vendor Affiliate Agreement
See also: Notice: Release No. 34-57530
|
4-443 |
| 34-57848 |
May 22, 2008 |
Notice of Filing and Order Approving on a Temporary Basis Amendment No. 1 to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: June 19, 2008
See also: Order: Release No. 34-58205; Notice: Release No. 34-57546
|
4-546 |
| 4-546 |
May 7, 2008 |
Proposed Options Order Protection and Locked/Crossed Market Plan by Nasdaq
|
4-546 |
| 4-546 |
Apr. 29, 2008 |
Proposed Options Order Protection and Locked/Crossed Market Plan by CBOE
|
4-546 |
| 4-546 |
Apr. 16, 2008 |
Amendment No. 2 to Proposed Options Order Protection and Locked/Crossed Market Plan by ISE and NYSE Arca
|
| First Quarter |
4-443 |
| 34-57546 |
Mar. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures to Facilitate the Listing and Trading of Standarized Options to Add the Nasdaq Stock Market LLC as a Sponsor
Comments due: April 17, 2008
See also: Order: Release No. 34-58205; Notice/Order: Release No. 34-57848
|
4-429 |
| 34-57545 |
Mar. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Creating and Operating an Options Intermarket Linkage to Add the Nasdaq Stock Market LLC as a Participant
Comments due: April 17, 2008
|
SR-OPRA-2008-01 |
| 34-57530 |
Mar. 19, 2008 |
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Adopt New Form of “Vendor Affiliate Agreement”
Comments due: April 16, 2008
See also: Notice: Release No. 34-57878
|
4-429 |
| 34-57238 |
Jan. 30, 2008 |
Order Approving Joint Amendment No. 25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage
See also: Notice: Release No. 34-56893
|
SR-OPRA-2007-05 |
| 34-57233 |
Jan. 30, 2008 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Adopt New Form of Rider to OPRA’s Vendor Agreement for Use by Television Companies That Wish to Disseminate OPRA Data
See also: Notice: Release No. 34-56926
|
SR-OPRA-2007-03 |
| 34-57230 |
Jan. 29, 2008 |
Order Granting Permanent Approval to an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 thereto, to Modify Various Provisions of the OPRA Plan and the OPRA Fee Schedule to Reflect the Elimination of Separate Fees for Access to Market Data Concerning Foreign Currency Options
See also: Notice/Temporary Order: Release No. 34-56949
|
4-534 |
| 34-57171 |
Jan. 18, 2008 |
Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols
Comments due: February 15, 2008
Comments received are available for this notice.
Submit comments on 4-534
|
SR-CTA-2007-02 |
| 34-57113 |
Jan. 8, 2008 |
Order Approving the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan
See also: Notice: Release No. 34-56904
|
SR-CTA/CQ-2007-03 |
| 34-57107 |
Jan. 7, 2008 |
Notice of Filing and Immediate Effectiveness of the Tenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Charges Amendment to the Restated Consolidated Quotation Plan
Comments due: February 4, 2008
|
| Consolidated Tape Association Plan/Consolidated Quotation Plan (CTA/CQ) |
| Release No. |
Date |
Details |
SR-CTA/CQ-2008-02 |
| 34-58358 |
Aug. 13, 2008 |
Notice of Filing of the Twelfth Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan and Eighth Substantive Amendment to the Consolidated Quotation Plan
Comments due: September 10, 2008
Submit comments on SR-CTA/CQ-2008-02
|
SR-CTA/CQ-2007-03 |
| 34-57107 |
Jan. 7, 2008 |
Notice of Filing and Immediate Effectiveness of the Tenth Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Charges Amendment to the Restated Consolidated Quotation Plan
Comments due: February 4, 2008
|
SR-CTA-2007-02 |
| 34-57113 |
Jan. 8, 2008 |
Order Approving the Eleventh Substantive Amendment to the Second Restatement of the Consolidated Tape Association Plan
See also: Notice: Release No. 34-56904
|
| File No. 4-429: Plan for the Purpose of Creating and Operating an Intermarket Option Linkage |
| Release No. |
Date |
Details |
4-429 |
| 34-57545 |
Mar. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Creating and Operating an Options Intermarket Linkage to Add the Nasdaq Stock Market LLC as a Participant
Comments due: April 17, 2008
|
4-429 |
| 34-57238 |
Jan. 30, 2008 |
Order Approving Joint Amendment No. 25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage
See also: Notice: Release No. 34-56893
|
| File No. 4-443: Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options |
| Release No. |
Date |
Details |
4-443 |
| 34-58385 |
Aug. 19, 2008 |
Notice of Filing and Order Approving on a Temporary Basis Amendment No. 2 to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: September 16, 2008
Submit comments on 4-443
|
| 34-58205 |
Jul. 22, 2008 |
Order Granting Permanent Approval to Amendment No. 1 to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
|
| 34-57848 |
May 22, 2008 |
Notice of Filing and Order Approving on a Temporary Basis Amendment No. 1 to the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: June 19, 2008
|
| 34-57546 |
Mar. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures to Facilitate the Listing and Trading of Standarized Options to Add the Nasdaq Stock Market LLC as a Sponsor
Comments due: April 17, 2008
|
| File No. 4-534: Proposed NMS Plan for the Selection and Reservation of Securities Symbols by Amex, NYSE and NYSE Arca |
| Release No. |
Date |
Details |
4-534 |
| 34-57171 |
Jan. 18, 2008 |
Notice of Filing of Amendment No. 1 to the Proposed National Market System Plan for the Selection and Reservation of Securities Symbols
Comments due: February 15, 2008
Comments received are available for this notice.
Submit comments on 4-534
|
| Options Price Reporting Authority (OPRA) |
| Release No. |
Date |
Details |
SR-OPRA-2008-03 |
| 34-58424 |
Aug. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Options Price Reporting Authority's Academic Waiver Policy
Comments due: September 24, 2008
Submit comments on SR-OPRA-2008-03
|
SR-OPRA-2008-02 |
| 34-58434 |
Aug. 27, 2008 |
Order Approving an Amendment, as Modified by Amendment No. 1 thereto, to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Amend OPRA's Vendor Agreement and Related Documents and to Adopt a New Policy
|
| 34-58173 |
Jul. 16, 2008 |
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 thereto, to Amend OPRA's Vendor Agreement and Related Documents and Adopt a New Policy
Comments due: August 12, 2008
|
SR-OPRA-2008-01 |
| 34-57878 |
May 28, 2008 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Adopt New Form of Vendor Affiliate Agreement
|
| 34-57530 |
Mar. 19, 2008 |
Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Adopt New Form of “Vendor Affiliate Agreement”
Comments due: April 16, 2008
|
SR-OPRA-2007-05 |
| 34-57233 |
Jan. 30, 2008 |
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Adopt New Form of Rider to OPRA’s Vendor Agreement for Use by Television Companies That Wish to Disseminate OPRA Data
See also: Notice: Release No. 34-56926
|
SR-OPRA-2007-03 |
| 34-57230 |
Jan. 29, 2008 |
Order Granting Permanent Approval to an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 thereto, to Modify Various Provisions of the OPRA Plan and the OPRA Fee Schedule to Reflect the Elimination of Separate Fees for Access to Market Data Concerning Foreign Currency Options
See also: Notice/Temporary Order: Release No. 34-56949
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http://www.sec.gov/rules/sro/nms.shtml
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