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MSRB Rulemaking

We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List

Third Quarter |  Second Quarter | First Quarter

MSRB File Number List for 2008

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998


Chronological List
Release No. Date Details
Third Quarter

SR-MSRB-2008-06
34-58406 Aug. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program
Comments due:  September 18, 2008
* Submit comments on SR-MSRB-2008-06

SR-MSRB-2008-05
34-58256 Jul. 30, 2008 Notice of Filing of Proposed Rule Change Relating to the Establishment of a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)
Comments due:  September 22, 2008
* Submit comments on SR-MSRB-2008-05

SR-MSRB-2008-03
34-58154 Jul. 15, 2008 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice
See also:  Notice: Rel. No. 34-57659
Second Quarter

SR-MSRB-2008-04
34-58016 Jun. 25, 2008 Order Granting Approval of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Require Underwriter Registration and Testing with Depository Trust and Clearing Corporation’s New Issue Information Dissemination System
See also:  Notice: Rel. No. 34-57830

SR-MSRB-2008-04
34-57830 May 16, 2008 Notice of Filing of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Require Underwriter Registration and Testing with Depository Trust and Clearing Corporation's New Issue Information Dissemination System
Comments due:  June 12, 2008
See also:  Order: Rel. No. 34-58016

SR-MSRB-2007-08
34-57750 May 1, 2008 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, to Improve Transaction Reporting of New Issues
See also:  Notice: Rel. No. 34-57131

SR-MSRB-2008-03
34-57659 Apr. 14, 2008 Notice of Filing of Proposed Rule Change Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice
Comments due:  May 9, 2008
See also:  Order: Rel. No. 34-58154
First Quarter

SR-MSRB-2007-06
34-57577 Mar. 28, 2008 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto Relating to an Amendment to the Municipal Securities Information Library® System to Establish a Pilot System for Consolidated Dissemination of Disclosure Documents and Related Information through an Internet-Based Public Access Portal
Comments due:  April 23, 2008
* Submit comments on SR-MSRB-2007-06

SR-MSRB-2008-02
34-57500 Mar. 14, 2008 Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board, and Rule A-4, on Meetings of the Board
Comments due:  April 11, 2008

SR-MSRB-2008-01
34-57463 Mar. 11, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Books and Records, to Delete Requirement to Maintain Copies of Form G-40
Comments due:  April 7, 2008

SR-MSRB-2007-08
34-57131 Jan. 11, 2008 Notice of Filing of Proposed Rule Change to Rule G-8, Books and Records, Rule G-9, Preservation of Records, and Rule G-34, CUSIP Numbers and New Issue Requirements, to Improve Transaction Reporting of New Issues
Comments due:  February 7, 2008
See also:  Order: Rel. No. 34-57750


MSRB File Number List for 2008
Release No. Date Details

SR-MSRB-2008-06
34-58406 Aug. 21, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 51 Examination Program
Comments due:  September 18, 2008
* Submit comments on SR-MSRB-2008-06

SR-MSRB-2008-05
34-58256 Jul. 30, 2008 Notice of Filing of Proposed Rule Change Relating to the Establishment of a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)
Comments due:  September 22, 2008
* Submit comments on SR-MSRB-2008-05

SR-MSRB-2008-04
34-58016 Jun. 25, 2008 Order Granting Approval of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Require Underwriter Registration and Testing with Depository Trust and Clearing Corporation’s New Issue Information Dissemination System
34-57830 May 16, 2008 Notice of Filing of Proposed Rule Change Relating to MSRB Rule G-34, CUSIP Numbers and New Issue Requirements, to Require Underwriter Registration and Testing with Depository Trust and Clearing Corporation's New Issue Information Dissemination System
Comments due:  June 12, 2008

SR-MSRB-2008-03
34-58154 Jul. 15, 2008 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice
34-57659 Apr. 14, 2008 Notice of Filing of Proposed Rule Change Relating to Rule G-11, on New Issue Syndicate Practices, and Rule G-12, on Uniform Practice
Comments due:  May 9, 2008

SR-MSRB-2008-02
34-57500 Mar. 14, 2008 Notice of Filing and Immediate Effectiveness of Amendment to Rule A-3, on Membership on the Board, and Rule A-4, on Meetings of the Board
Comments due:  April 11, 2008

SR-MSRB-2008-01
34-57463 Mar. 11, 2008 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Books and Records, to Delete Requirement to Maintain Copies of Form G-40
Comments due:  April 7, 2008

 

http://www.sec.gov/rules/sro/msrb.shtml


Modified: 09/10/2008