|
|
 |
FICC Rulemaking
We encourage the public to submit comments on the following Fixed Income Clearing Corporation (FICC; formerly Government Securities Clearing Corp.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter | First Quarter
FICC File Number List for 2008
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Third Quarter |
SR-FICC-2007-05 |
| 34-58156 |
Jul. 15, 2008 |
Order Approving Proposed Rule Change as Amended to Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and to Harmonize Them with Similar Rules of its Affiliates and to Restructure the Watch List
See also: Notice: Rel. No. 34-57666
|
SR-FICC-2007-04 |
| 34-58128 |
Jul. 9, 2008 |
Notice of Filing of Proposed Rule Change Relating to Applicant and Member Disqualification Criteria
Comments due: August 6, 2008
Comments received are available for this notice.
 Submit comments on SR-FICC-2007-04
|
| Second Quarter |
SR-FICC-2008-02 |
| 34-58025 |
Jun. 25, 2008 |
Order Approving Proposed Rule Change to Require Demand Processing for Blind-Brokered Repo Trades
See also: Notice: Rel. No. 34-57802
|
SR-FICC-2008-03 |
| 34-57821 |
May 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified, to Eliminate the Coverage Component and Margin Requirement Differential from the Mortgage-Backed Securities Division Participants Fund Calculation
Comments due: June 12, 2008
|
SR-FICC-2008-02 |
| 34-57802 |
May 8, 2008 |
Notice of Filing of Proposed Rule Change to Require Demand Processing for Blind-Brokered Repo Trades
Comments due: June 4, 2008
See also: Order: Rel. No. 34-58025
|
SR-FICC-2007-05 |
| 34-57666 |
Apr. 15, 2008 |
Notice of Filing of Proposed Rule Change to Restructure the Rules of the Government Securities Division and the Mortgage-Backed Securities Division Relating to Fines and to Harmonize Them with Similar Rules of its Affiliates and to Restructure the Watch List
Comments due: May 13, 2008
See also: Order: Rel. No. 34-58156
|
SR-FICC-2007-08 |
| 34-57652 |
Apr. 11, 2008 |
Order Approving Proposed Rule Change as Amended to Resume Interbank Clearing for the GCF Repo Service
See also: Notice: Rel. No. 34-57281; Notice: Rel. No. 34-56303
|
SR-FICC-2007-11 |
| 34-57596 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule To Modify the Fee Structure of the Government Securities Division Rules Regarding GCF Repo Transactions and the Fee Structure of the Mortgage-Backed Securities Division Rule Regarding Trade-for-Trade and Settlement Balance Order Processing Fees
Comments due: 21 days after publication in the Federal Register
|
| First Quarter |
SR-FICC-2007-10 |
| 34-57586 |
Mar. 31, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, to Replace the Mortgage-Backed Securities Division Clearing Fund Calculation Methodology with a Yield-Driven Value-at-Risk Methodology
See also: Notice: Rel. No. 34-56837
|
SR-FICC-2007-06 |
| 34-57405 |
Feb. 29, 2008 |
Order Approving Proposed Rule Change to Modify the Hearing Procedures Afforded to Members and Applicants for Membership and Harmonize Them with Similar Rules of its Affiliates
See also: Notice: Rel. No. 34-56864
|
SR-FICC-2007-08 |
| 34-57281 |
Feb. 6, 2008 |
Notice of Filing of Proposed Rule Change as amended by Amendment No. 1 to Resume Interbank Clearing for the GCF Repo Service
Comments due: March 4, 2008
See also: Order: Rel. No. 34-57652; Notice: Rel. No. 34-56303
|
| FICC File Number List for 2008 |
| Release No. |
Date |
Details |
SR-FICC-2008-03 |
| 34-57821 |
May 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified, to Eliminate the Coverage Component and Margin Requirement Differential from the Mortgage-Backed Securities Division Participants Fund Calculation
Comments due: June 12, 2008
|
SR-FICC-2008-02 |
| 34-58025 |
Jun. 25, 2008 |
Order Approving Proposed Rule Change to Require Demand Processing for Blind-Brokered Repo Trades
|
| 34-57802 |
May 8, 2008 |
Notice of Filing of Proposed Rule Change to Require Demand Processing for Blind-Brokered Repo Trades
Comments due: June 4, 2008
|
http://www.sec.gov/rules/sro/ficc.shtml
|
