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CHX Rulemaking
We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter | First Quarter
CHX File Number List for 2008
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
Release No. |
Date |
Details |
Third Quarter |
SR-CHX-2008-13 |
34-58362 |
Aug. 14, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits
Comments due: September 11, 2008
Submit comments on SR-CHX-2008-13
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SR-CHX-2008-11 |
34-58087 |
Jul. 2, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity-Linked Debt Securities
Comments due: July 31, 2008
Submit comments on SR-CHX-2008-11
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Second Quarter |
SR-CHX-2008-07 |
34-57884 |
May 30, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of 12 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due: June 27, 2008
Submit comments on SR-CHX-2008-07
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SR-CHX-2008-06 |
34-57767 |
May 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Definition of Qualified Contingent Trade
Comments due: May 29, 2008
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SR-CHX-2008-05 |
34-57734 |
Apr. 29, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Composition of its Regulatory Oversight Committee
Comments due: May 27, 2008
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SR-CHX-2008-02 |
34-57699 |
Apr. 23, 2008 |
Order Approving Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
See also: Notice: Rel. No. 34-57464
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SR-CHX-2008-03 |
34-57684 |
Apr. 18, 2008 |
Order Granting Approval of Proposed Rule Change to Amend Rules Relating to Fingerprint-Based Record Checks
See also: Notice: Rel. No. 34-57479
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First Quarter |
SR-CHX-2007-21 |
34-57587 |
Mar. 31, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Relating to Registration Requirements
See also: Notice: Rel. No. 34-57363
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SR-CHX-2007-09 |
34-57509 |
Mar. 17, 2008 |
Order Granting Approval to a Proposed Rule Change to Amend the Exchange's Institutional Broker Rules to Add Provisions Relating to the Handling of Stop and Stop-Limit Orders
See also: Notice: Rel. No. 34-56657
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SR-CHX-2008-03 |
34-57479 |
Mar. 12, 2008 |
Notice of Filing of Proposed Rule Change to Amend Rules Relating to Fingerprinting
Comments due: April 8, 2008
See also: Order: Rel. No. 34-57684
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SR-CHX-2008-02 |
34-57464 |
Mar. 11, 2008 |
Notice of Filing of Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
Comments due: April 7, 2008
See also: Order: Rel. No. 34-57699
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SR-CHX-2007-24 |
34-57458 |
Mar. 10, 2008 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Handling of Clearly Erroneous Transactions
Comments due: April 7, 2008
See also: Notice: Rel. No. 34-57137
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SR-CHX-2007-18 |
34-57454 |
Mar. 7, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Make Administrative Changes to its Routing Rules
See also: Notice: Rel. No. 34-57203
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SR-CHX-2007-21 |
34-57363 |
Feb. 20, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Relating to Registration Requirements
Comments due: March 20, 2008
See also: Order: Rel. No. 34-57587
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SR-CHX-2008-01 |
34-57315 |
Feb. 12, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits
Comments due: March 12, 2008
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SR-CHX-2007-27 |
34-57264 |
Feb. 4, 2008 |
Order Approving a Proposed Rule Change to Eliminate a Requirement that a Participant Have a Formal Written Agreement to Use Another Participant’s Give-Up
See also: Notice: Rel. No. 34-57036
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SR-CHX-2007-18 |
34-57203 |
Jan. 25, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Make Administrative Changes to its Routing Rules
Comments due: February 22, 2008
See also: Order: Rel. No. 34-57454
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SR-CHX-2007-24 |
34-57137 |
Jan. 14, 2008 |
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Handling of Clearly Erroneous Transactions
Comments due: February 8, 2008
See also: Notice/Order: Rel. No. 34-57458
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SR-CHX-2007-23 |
34-57140 |
Jan. 14, 2008 |
Order Approving a Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m. (Chicago time) Without Regard to the Opening on the Primary Market
See also: Notice: Rel. No. 34-56698
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CHX File Number List for 2008 |
Release No. |
Date |
Details |
SR-CHX-2008-13 |
34-58362 |
Aug. 14, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Participant Fees and Credits
Comments due: September 11, 2008
Submit comments on SR-CHX-2008-13
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SR-CHX-2008-11 |
34-58087 |
Jul. 2, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Equity-Linked Debt Securities
Comments due: July 31, 2008
Submit comments on SR-CHX-2008-11
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SR-CHX-2008-07 |
34-57884 |
May 30, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of 12 Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges
Comments due: June 27, 2008
Submit comments on SR-CHX-2008-07
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SR-CHX-2008-06 |
34-57767 |
May 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding the Definition of Qualified Contingent Trade
Comments due: May 29, 2008
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SR-CHX-2008-05 |
34-57734 |
Apr. 29, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Change the Composition of its Regulatory Oversight Committee
Comments due: May 27, 2008
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SR-CHX-2008-03 |
34-57684 |
Apr. 18, 2008 |
Order Granting Approval of Proposed Rule Change to Amend Rules Relating to Fingerprint-Based Record Checks
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34-57479 |
Mar. 12, 2008 |
Notice of Filing of Proposed Rule Change to Amend Rules Relating to Fingerprinting
Comments due: April 8, 2008
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SR-CHX-2008-02 |
34-57699 |
Apr. 23, 2008 |
Order Approving Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
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34-57464 |
Mar. 11, 2008 |
Notice of Filing of Proposed Rule Change to Amend its Bylaws Relating to the Definition of a Public Director
Comments due: April 7, 2008
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SR-CHX-2008-01 |
34-57315 |
Feb. 12, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits
Comments due: March 12, 2008
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http://www.sec.gov/rules/sro/chx.shtml
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