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Commission Speeches and Public Statements Archive: 1993
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1993 Speeches by the Chairman and Commissioners
| Date |
Title |
Author |
| Fourth Quarter |
| Dec. 22, 1993 |
Opening Statement at the SEC Opening Meeting, Washington, D.C. |
Chairman
Arthur Levitt |
| Dec. 15, 1993 |
Opening Remarks at the SEC Public Meeting, Washington, D.C. |
Chairman
Arthur Levitt |
| Dec. 13, 1993 |
Remarks Before the Second Annual International Forum on Structuring, Servicing & Marketing Offshore Funds, New York, New York |
Commissioner
J. Carter Beese, Jr. |
| Dec. 3, 1993 |
Comments on Municipal Market Reforms and Rule 2a-7, Municipal Analysts Group of New York, New York, New York |
Commissioner
Richard Y. Roberts |
| Dec. 2, 1993 |
Remarks before the Securities Industry Association 1993 Annual Convention, Boca Raton, Florida |
Commissioner
J. Carter Beese, Jr. |
| Dec. 1, 1993 |
Remarks Before the Association for Public Corporations, Miami, Florida |
Commissioner
J. Carter Beese, Jr. |
| Nov. 30, 1993 |
The Role of Ethics in Protecting the U.S. Capital Markets, AIMR Conference on Ethics, Washington, D.C. |
Commissioner
J. Carter Beese, Jr. |
| Nov. 22, 1993 |
Opening Statement at the SEC Open Meeting, Washington, D.C. |
Chairman
Arthur Levitt |
| Nov. 17, 1993 |
Political Contributions, PSA's Regional Advisory Committee, Chicago, Illinois |
Commissioner
Richard Y. Roberts |
| Nov. 17, 1993 |
Opening Statement, SEC Open Meeting, Washington, D.C. |
Chairman
Arthur Levitt |
| Nov. 16, 1993 |
Transparency for the Municipal Market, Council of Development Finance Agencies 1993 Annual Meeting, Pittsburgh, Pennsylvia |
Commissioner
Richard Y. Roberts |
| Nov. 15, 1993 |
Stock Option Accounting and Securities Litigation Reform, The Association of Publicly Traded Companies, Palo Alto, California |
Commissioner
J. Carter Beese, Jr. |
| Nov. 9, 1993 |
Market 2000, T + 3 and the Future of U.S. Capital Markets, SIA Operations Update, New York, New York |
Commissioner
J. Carter Beese, Jr. |
| Nov. 8, 1993 |
Financial Reporting Issues of Interest, Financial Executives Institute Current Financial Reporting Issues Conference, New York, New York |
Commissioner
Richard Y. Roberts |
| Nov. 5, 1993 |
Municipal Market Reforms, CS First Boston 1993 Municipal Leadership Conference, Orlando, Florida |
Commissioner
Richard Y. Roberts |
| Nov. 3, 1993 |
Opening Statement, Washington, D.C. |
Chairman
Arthur Levitt |
| Nov. 3, 1993 |
A Roadmap to SEC Regulation of Derivatives Activities, International Swaps & Derivatives Association Conference, Washington, D.C. |
Commissioner
J. Carter Beese, Jr. |
| Nov. 1, 1993 |
Suggestions to Improve Corporate Governance, National Association of Corporate Directors Annual Corporate Governance Review, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Oct. 26, 1993 |
Toward A New Global Partnership: Integrity, Stability, and Opportunity, International Organization of Securities Commissions 1993 Annual Conference, Mexico City, Mexico |
Chairman
Arthur Levitt |
| Oct. 25, 1993 |
Remarks at the 2nd International Capital Markets Seminar of the Capital Markets Forum, Section on Business Law, International Bar Association, Mexico City, Mexico |
Commissioner
Mary L. Schapiro |
| Oct. 25, 1993 |
Keynote Speech Before the Investment Company Institute 1993, Foreign Marketing and Investing Conference, Washington, D.C. |
Commissioner
J. Carter Beese, Jr. |
| Oct. 24, 1993 |
Market 2000 and the Future of U.S. Capital Markets, Security Traders Association Annual Meeting, Boca Raton, Florida |
Commissioner
J. Carter Beese, Jr. |
| Oct. 19, 1993 |
The Role of the Regulator in Promoting Capital Formation, Beijing 1993 Finance And Securities Senior Symposium, Beijing, China |
Commissioner
J. Carter Beese, Jr. |
| Oct. 16, 1993 |
The Road Well Traveled, American Society of Corporate Secretaries New York Chapter's Fall Conference, Woodstock, Vermont |
Commissioner
Richard Y. Roberts |
| Oct. 15, 1993 |
Remarks at the Eighth Annual Symposium for the Foundation for Research in International Banking and Finance, Lugano, Switzerland |
Commissioner
Mary L. Schapiro |
| Oct. 14, 1993 |
The Derivatives Revolution and the World Financial System, Eighth Annual Symposium for the Foundation for Research in International Banking and Finance, Lugano, Switzerland |
Commissioner
Mary L. Schapiro |
| Oct. 13, 1993 |
SEC Update on Investment Company Issues & on Derivatives, State of Wisconsin Office of the Commissioner of Securities Eighth Annual SEC Update, Milwaukee, Wisconsin |
Commissioner
Richard Y. Roberts |
| Oct. 7, 1993 |
Failure to Supervise Revisited, National Society of Compliance Professionals 1993 National Membership Meeting, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Oct. 6, 1993 |
Opening Statements, SEC Opening Meeting, Washington, D.C. |
Chairman
Arthur Levitt |
| Oct. 5, 1993 |
Remarks at the National Association of Securities Dealers, Inc. Sixth Annual Educational Seminar, New York, New York |
Commissioner
Mary L. Schapiro |
| Oct. 1, 1993 |
More Speculation, Securities Industry Association Seventeenth Annual Sales & Marketing Conference, New York, New York |
Commissioner
Richard Y. Roberts |
| Oct. 1, 1993 |
Patterns of Integration In and Among International Financial Markets, Promethee/Euroclear Symposium, Brussels, Belgium |
Commissioner
J. Carter Beese, Jr. |
| Third Quarter |
| Sep. 29, 1993 |
Protecting the American Investor: A New Partnership, North American Securities Administrators Association Fall Conference, Orlando, Florida |
Chairman
Arthur Levitt |
| Sep. 29, 1993 |
Will You Still Love Me, Will You Still Need Me, (and Will You Still Feed Me), When I'm 64, T. Rowe Price Associates Plan Sponsor Conference, Baltimore, Maryland |
Commissioner
J. Carter Beese, Jr. |
| Sep. 28, 1993 |
Variable Annunities and Life Insurance: Products of the '90's?, Variable Products & Asset Management Conference, New York, New York |
Commissioner
J. Carter Beese, Jr. |
| Sep. 24, 1993 |
Honey Bees, Mohair and Investor Protection, Mutual Fund Conference, Chicago, Illinois |
Commissioner
J. Carter Beese, Jr. |
| Sep. 22, 1993 |
Opening Remarks Concerning Rules to Implement the Energy Policy Act of 1992, SEC Public Meeting, Washington, D.C. |
Chairman
Arthur Levitt |
| Sep. 20, 1993 |
Environmental Liability Disclosure, Litigation Reform, and Accounting Matters of Interest, National Association of Manufacturers 1993 Government Relations Committee Fall Meeting, Chatham, Massachusetts |
Commissioner
Richard Y. Roberts |
| Sep. 15, 1993 |
Alternatives for Improving Municipal Secondary Market Disclosure, The Southern Municipal Finance Society 13th Annual Fall Conference, St. Petersburg, Florida |
Commissioner
Richard Y. Roberts |
| Sep. 9, 1993 |
Remarks at the Twelfth Annual SEC Government-Business Forum on Small Business Capital Formation, Washington, D.C. |
Chairman
Arthur Levitt |
| Aug. 24, 1993 |
The Continuing Need for Municipal Secondary Market Disclosure, 78th Annual National Association of State Auditors, Comptrollers & Treasurers Conference, Baltimore, Maryland |
Commissioner
Richard Y. Roberts |
| Aug. 11, 1993 |
Opening Remarks Regarding the Adoption of Amendments to the Net Capital Rule for Commission Consideration, SEC Public Meeting, Washington, D.C. |
Chairman
Arthur Levitt |
| Aug. 9, 1993 |
Overview of Environmental Liability Disclosure Requirements, Recent Developments and Materiality, American Bar Association 1993 Annual Meeting, Toxic & Hazardous Substances & Enviromental Law Committee Program, New York, New York |
Commissioner
Richard Y. Roberts |
| Aug. 6, 1993 |
Opening Remarks Concerning Executive Compensation Disclosure, SEC Public Meeting, Washington, D.C. |
Chairman
Arthur Levitt |
| Jul. 27, 1993 |
Remarks On the Occasion of His Swearing In, Washington, D.C. |
Chairman
Arthur Levitt |
| Jul. 22, 1993 |
Remarks at the Standard & Poor's Corporate Colloquium, New York, New York |
Acting Chairman
Mary L. Schapiro |
| Jul. 8, 1993 |
Remarks at the Re-Dedication of the Chicago Stock Exchange, Chicago, Illinois |
Acting Chairman
Mary L. Schapiro |
| Second Quarter |
| Jun. 28, 1993 |
Litigation Reform, Simplification, And Internationalization, OCA Alumni Meeting, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Jun. 16, 1993 |
Examinations: A Cooperative Effort, NASAA and State of Florida Broker-Dealer Examination Training Program, Fort Lauderdale, Florida |
Commissioner
Richard Y. Roberts |
| Jun. 15, 1993 |
Cross-Border Access of Electronic Systems: An SEC Perspective, Federation Internationale des Bourses de Valeurs/Geneva Stock Exchange Workshop on Regulation of Electronic Securities Markets |
Commissioner
J. Carter Beese, Jr. |
| Jun. 12, 1993 |
Various Securities Issue Developments, Association of Professional Investment Consultants Third Annual Conference, Dallas, Texas |
Commissioner
Richard Y. Roberts |
| Jun. 10, 1993 |
Environmental Liability Accounting Developments, American Bar Association Fourth Annual Joint Conference On Enviromental Aspects of Corporate & Real Estate Transactions, New Orleans, Louisiana |
Commissioner
Richard Y. Roberts |
| Jun. 7, 1993 |
Current Issues of Interest, Association of Publicly Traded Companies First Annual Government Relations Conference, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Jun. 3, 1993 |
Remarks Before the Council of Securities Regulators for the Americas, Buenos Aires, Argentina |
Acting Chairman
Mary L. Shapiro |
| May 26, 1993 |
Customer Protection and Political Contributions, Public Securities Association, San Francisco, California |
Commissioner
Richard Y. Roberts |
| May 25, 1993 |
Keeping America's Markets Competitive, Corporate Financial Executive Roundtable, Institutional Investor, Washington, D.C. |
Commissioner
J. Carter Beese, Jr. |
| May 18, 1993 |
The New Proxy Rules: Fostering Mutually Beneficial Cooperation, National Association of Corporate Directors, Washington, D.C. |
Commissioner
J. Carter Beese, Jr. |
| May 8, 1993 |
Derivatives: Fundamentally Changing Corporate Finance, Asset Management ... and the Retail Industry?, 1993 Annual Meeting, Southern District, Securities Industry Association, Washington, D.C. |
Commissioner
J. Carter Beese, Jr. |
| May 6, 1993 |
Remarks, Chairman's Farewell Reception, Washington, D.C. |
Chairman
Richard C. Breeden |
| May 4, 1993 |
Opening Statement, SEC Open Meeting, Washington, D.C. |
Chairman
Richard C. Breeden |
| May 1, 1993 |
Education and Secondary Market Disclosure Will Help Preserve Growth of Municipal Securities Market, Public Securities Association, 1993 Annual Meeting, White Sulphur Springs, West Virginia |
Commissioner
Richard Y. Roberts |
| Apr. 29, 1993 |
Payment for Order Flow, The 1993 Ray Garrett Jr. Corporate and Securities Law Institute, Chicago, Illinois |
Commissioner
Richard Y. Roberts |
| Apr. 28, 1993 |
Remarks Before the National Investor Relations Institute Atlanta Chapter, Atlanta, Georgia |
Commissioner
Mary L. Schapiro |
| Apr. 27, 1993 |
The Role of the SEC, SEC International Institute, Washington, D.C. |
Commissioner
Mary L. Schapiro |
| Apr. 26, 1993 |
Globalization of Mutual Funds, International Bar Association and Investment Company Institute, Washington, D.C. |
Commissioner
J. Carter Beese, Jr. |
| Apr. 26, 1993 |
Remarks Before the NASAA/SEC Annual 19(c) Conference, Washington, D.C. |
Commissioner
Mary L. Schapiro |
| Apr. 21, 1993 |
Modernize Customer Protection Rules Too, The Municipal Forum of New York, New York, New York |
Commissioner
Richard Y. Roberts |
| Apr. 20, 1993 |
OTC Derivatives: Taking Risk Management to New Heights, London, England |
Commissioner
J. Carter Beese, Jr. |
| Apr. 19, 1993 |
The New Capital Order: American Competitiveness and Global Capital Flows, American Chamber of Commerce, United Kingdon Chapter, London, England |
Commissioner
J. Carter Beese, Jr. |
| Apr. 14, 1993 |
Remarks Before the II International Meeting on the Prevention of Credit Fraud, Buenos Aires, Argentina |
Commissioner
Mary L. Schapiro |
| Apr. 8, 1993 |
Environmental Liability Disclosure Developments, The Association of the Bar of the City of New York, New York, New York |
Commissioner
Richard Y. Roberts |
| First Quarter |
| Mar. 30, 1993 |
Remarks Regarding the Listing of Shares of Damiler-Benz in the U.S. Securities Market New York, New York |
Chairman
Richard C. Breeden |
| Mar. 26, 1993 |
Backtrack and Continue Small Business Initiative, The Regional Investment Brokers' 52nd Investment Banking Conference, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Mar. 24, 1993 |
Broker-Dealer Failure To Supervise: Determining Who is a "Supervisor", SIA Compliance and Legal Seminar, Orlando, Florida |
Commissioner
Mary L. Schapiro |
| Mar. 18, 1993 |
Opening Statement - Mutual Funds, SEC Opening Meeting, Washington, D.C. |
Chairman
Richard C. Breeden |
| Mar. 17, 1993 |
What's Hot And What's Not, The Exchequer Club of Washington, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Mar. 17, 1993 |
Excerpts from Remarks Before 1993 SIA Government Relations Conference, Willard Inter-Continental Hotel, Washington, D.C. |
Commissioner
J. Carter Beese, Jr. |
| Mar. 16, 1993 |
Speculation, Securities Industry Association, First Annual Government Relations Conference, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Mar. 11, 1993 |
Remarks Before the International Swap Dealers Association Annual Meeting, Washington, D.C. |
Chairman
Richard C. Breeden |
| Mar. 8, 1993 |
Mutual Funds -- America's Piggy Bank Now and ... Forever?, 1993 Mutual Funds and Investment Management Conference, Washington, D.C. |
Commissioner
J. Carter Beese, Jr. |
| Mar. 4, 1993 |
OTC Derivatives: Encouraging Innovation and Managing Risk, Federal Reserve Bank of Atlanta, Conference on Financial Markets |
Commissioner
J. Carter Beese, Jr. |
| Mar. 3, 1993 |
Secondary Market Disclosure and Swaps, National Association of State Treasurers' Legislative Conference, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Feb, 25, 1993 |
Commentary on Customer Protection Study Comments, Public Securities Association, Chicago, Illinois |
Commissioner
Richard Y. Roberts |
| Feb. 24, 1993 |
Remarks Before the Mexican Borrowers Conference, New York, New York |
Commissioner
Mary L. Schaprio |
| Feb. 11, 1993 |
Banks and Mutual Funds: Addressing Conflicts of Interest, American Bankers Association's Legislative Liaison Advisory Committee, Naples, Florida |
Commissioner
Richard Y. Roberts |
| Feb. 3, 1993 |
Adjust Investment Adviser Reform, Edward D. Jones & Company's Grassroots Task Force, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Feb. 3, 1993 |
Teach Me Now, Or Pay Me Later, Callan Investments Institute, Thirteenth Annual National Conference, San Francisco, California |
Commissioner
J. Carter Beese, Jr. |
| Jan. 26, 1993 |
Continue Secondary Market Disclosure Progress, Government Finance Officers Association's Committee on Governmental Debt & Fiscal Policy, Washington, D.C. |
Commissioner
Richard Y. Roberts |
| Jan. 20, 1993 |
New SEC Enforcement Remedies, Twentieth Annual Securities Regulation Institute, Coronado, California |
Commissioner
Mary L. Schapiro |
| Jan. 6, 1993 |
Post-Cold War Corporate Governance, National Investor Relations Institute, Chicago, Illinois |
Commissioner
J. Carter Beese, Jr. |
1993 Speeches and Statements by Commission Staff
| Date |
Title |
Author |
| Fourth Quarter |
| Nov. 5, 1993 |
Take Me Out to the Ball Game, 1993 Eighteenth Annual AICPA National Conference on Banking, Washington, D.C. |
Walter P. Schuetze, Chief Accountant |
| Oct. 29, 1993 |
A Note about Private-Sector Standard Setting, Fourth Annual Conference on Financial Reporting, Unversity of California at Berkeley, San Francisco, California |
Walter P. Schuetze, Chief Accountant |
| Oct. 25, 1993 |
The SEC's View on Govenment and Enforcement Activities, Business Issues And Audit Conference, The Institute of Internal Auditors, New York, New York |
Michael J. Kigin, Associate Chief Accountant, Office of Chief Accountant |
| Third Quarter |
| Sep. 10, 1993 |
What is the Future of Mutual Recognition of Financial Statements and is Comparability Really Necessary?, 3rd Congress, Federation des Experts Comptables, Copenhagen, Denmark |
Walter P. Schuetze, Chief Accountant |
| Aug. 10, 1993 |
Developing the Polish Securities Market, ABA, Section of International Law and Practice, 1993 New York Annual Meeting, Preparing and Implementing Financial Law in Emerging Markets: Eastern Europe, the Former Soviet Union and the Developing World |
Robert D. Strahota, Office of General Counsel |
| Jul. 19, 1993 |
Reporting by Independent Auditors on Internal Controls over Financial Reporting, Symposium Sponsored by The CPA Journal, National Press Club, Washington, D.C. |
Walter P. Schuetze, Chief Accountant |
| Jul. 1, 1993 |
Current Accounting Issues and Related Developments Affecting the Division of Corporation Finance (as of July 1, 1993) |
Teresa E. Iannaconi, Division of Corporation Finance |
| Second Quarter |
| Jun. 29, 1993 |
Electronic Filing and the EDGAR System: A Regulatory Overview |
James R. Budge, Office of Disclosure Policy, Division of Corporation Finance |
| Jun. 15, 1993 |
New Derivatives Instruments: The Role of the Regulator, Euromoney Seminar on Investing in Global Derivatives, Tokyo, Japan |
Howard L. Kramer, Senior Special Counsel, Division of Market Regulation |
| May 27, 1993 |
Comments on Certain Aspects of the Special Report of the AICPA's Public Oversight Board of March 5, 1993, SEC and Financial Reporting Institute, University of Southern California |
Walter P. Schuetze, Chief Accountant |
| Apr. 7, 1993 |
The Liability Crisis in the US and Its Impact on Accounting, Northwestern University J.L. Kellogg Graduate School of Management |
Walter P. Schuetze, Chief Accountant |
| First Quarter |
| Jan. 12, 1993 |
What Is An Asset?, American Institute of Certified Public Accountants' Twentieth Annual National Conference on Current SEC Developments, |
Walter P. Schuetze, Chief Accountant |
http://www.sec.gov/news/speech/speecharchive/1993speech.shtml
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