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Litigation Releases
The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.
Third Quarter | Second Quarter | First Quarter
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
 SEC Litigation Releases RSS Feed
| Release No. |
Date |
Action |
| Third Quarter |
| LR-20719 |
Sep. 15, 2008 |
Jeanne M. Rowzee, James R. Halstead, and Robert T. Harvey
|
| LR-20718 |
Sep. 15, 2008 |
Taher Suterwalla
|
| LR-20717 |
Sep. 15, 2008 |
Bruce E. Karatz
Other Release No.: AAER-2879
|
| LR-20716 |
Sep. 15, 2008 |
One Equity Corporation., et al.
|
| LR-20715 |
Sep. 15, 2008 |
American Italian Pasta Company; Timothy S. Webster; Warren B. Schmidgall and David E. Watson; and Stephanie S. Ruskey
Other Release No.: AAER-2877
See also:
Complaint v. AIPC
Complaint v. Webster
Complaint v. Schmidgall and Watson
Complaint v. Ruskey
|
| LR-20714 |
Sep. 12, 2008 |
Larry W. Kerschenbaum
|
| LR-20713 |
Sep. 11, 2008 |
Mark D. Lay and MDL Capital Management, Inc.
See also: Complaint in this matter
|
| LR-20712 |
Sep. 11, 2008 |
Bruce Grossman and Jonathan Curshen
See also: Complaint in this matter
|
| LR-20711 |
Sep. 9, 2008 |
Jaisankar Marimuthu, Chockalingam Ramanathan and Thirugnanam Ramanathan
|
| LR-20710 |
Sep. 9, 2008 |
Stephen R. Wong, Raj P. Sabhlok, and Michael C. Pattison
See also: Complaints in this matter: Stephen R. Wong and Raj P. Sabhlok and Michael C. Pattison
|
| LR-20709 |
Sep. 9, 2008 |
Michael E. Kelly, et al.
|
| LR-20708 |
Sep. 9, 2008 |
Michael E. Kelly, et al.
|
| LR-20707 |
Sep. 9, 2008 |
James C. Dawson
See also: Complaint in this matter
|
| LR-20706 |
Sep. 8, 2008 |
United Rentals, Inc.
Other Release No.: AAER-2874
See also: Complaint in this matter
|
| LR-20705 |
Sep. 8, 2008 |
John P. Miller
Other Release No.: AAER-2873
|
| LR-20704 |
Sep. 5, 2008 |
Rick J. Boros, a/k/a Vincent Kwiatkowski, and North American Mining Ventures, Inc.
|
| LR-20703 |
Sep. 5, 2008 |
Retail Pro, Inc. (fka Island Pacific, Inc.), Barry M. Schecter, Ran H. Furman, and Harvey Braun
See also: Complaint in this matter
|
| LR-20702 |
Sep. 4, 2008 |
Mark D. Woodburn and Terry LaCore
Other Release No.: AAER-2872
See also: Complaint in this matter
|
| LR-20701 |
Sep. 4, 2008 |
Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
|
| LR-20700 |
Sep. 3, 2008 |
Albert Jackson Stanley
Other Release No.: AAER-2871
See also: Complaint in this matter
|
| LR-20699 |
Sep. 3, 2008 |
Donald D. LaBarre
|
| LR-20698 |
Sep. 3, 2008 |
Julian T. Tzolov and Eric S. Butler
See also: Complaint in this matter
|
| LR-20697 |
Aug. 29, 2008 |
Steven Byers, Joseph Shereshevsky, Wextrust Capital, LLC, Wextrust Equity Partners, LLC, Wextrust Development Group, LLC, Wextrust Securities, LLC and Axela Hospitality, LLC, and Elka Shereshevsky (Relief Defendant)
See also: Complaint in this matter
|
| LR-20696 |
Aug. 28, 2008 |
Mark E. Salyer, et al.
|
| LR-20695 |
Aug. 28, 2008 |
Compass Capital Group, Inc. et al.
|
| LR-20694 |
Aug. 28, 2008 |
American Energy Resources Corp., H&M Petroleum Corp., and Donald H. Allen |
| LR-20693 |
Aug. 28, 2008 |
ProVision Operation Systems, Inc., Robert T. Fletcher III, Richard C. Hill, James W. Stock, and Lawrence D. Morris |
| LR-20692 |
Aug. 28, 2008 |
Competitive Technologies, Inc. , et. al.
|
| LR-20691 |
Aug. 27, 2008 |
Jeffrey Fishman
See also: Complaint in this matter
|
| LR-20690 |
Aug. 27, 2008 |
Con-way Inc.
Other Release No.: AAER-2866
See also: Complaint in this matter
|
| LR-20689 |
Aug. 27, 2008 |
Mark Joseph Peterson Boucher and Gary Paul Johnson; John E. Brake
See also Complaints in this matter: Boucher;
Brake
|
| LR-20688 |
Aug. 22, 2008 |
Royal Forex Management, LLC and Patrick H. Haxton
See also: Complaint in this matter
|
| LR-20687 |
Aug. 22, 2008 |
Mark David Shapiro, et al.
Other Release No.: AAER-2865
|
| LR-20686 |
Aug. 21, 2008 |
Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc.
Other Release No.: AAER-2864
|
| LR-20685 |
Aug. 15, 2008 |
Bryan S. Behrens, et al.
See also: Complaint in this matter
|
| LR-20684 |
Aug. 15, 2008 |
Francisco Abellan, et al.
See also: Complaint in this matter
|
| LR-20683 |
Aug. 14, 2008 |
Nancy R. Heinen
|
| LR-20682 |
Aug. 12, 2008 |
Kay Services, LLC, et al.
See also: Complaint in this matter
|
| LR-20681 |
Aug. 12, 2008 |
David B. Stocker and Carrera Capital, Inc.
See also: Complaint in this matter
|
| LR-20680 |
Aug. 12, 2008 |
Jeffrey P. Jorissen, Gary A. Shiffman and Mary A. Petrella
Other Release No.: AAER-2861
|
| LR-20679 |
Aug. 12, 2008 |
Michael E. Kelly, et al.
|
| LR-20678 |
Aug. 11, 2008 |
Steven Byers, Joseph Shereshevsky (a/k/a Joseph Heller and "Josie"), Wextrust Capital, LLC, Wextrust Equity Partners, LLC, Wextrust Development Group, LLC, Wextrust Securities, LLC and Axela Hospitality, LLC
See also: Complaint in this matter
|
| LR-20677 |
Aug. 8, 2008 |
Bunchan et al.
|
| LR-20676 |
Aug. 8, 2008 |
Alliance Transcription Services, Inc., Clifford A. Lewis, Richard A. Dabney, Raymond C. Dabney, Philip M. Young, Charles J. Smith, and William D. O'Neal
|
| LR-20675 |
Aug. 7, 2008 |
Dmitriy Butko
See also: Complaint in this matter
|
| LR-20674 |
Aug. 7, 2008 |
Peter S. Jessop, et al.
|
| LR-20673 |
Aug. 7, 2008 |
Angel Acquisition Corp., et al. and Global Materials & Services, Inc., et al.
See also: Complaint v. Angel Acquisition Corp., et al.; Complaint v. Global Materials & Services, Inc., et al.
|
| LR-20672 |
Aug. 7, 2008 |
Biopure Corporation, et al.
|
| LR-20671 |
Aug. 6, 2008 |
Ali Hozhabri
See also: Complaint in this matter
|
| LR-20670 |
Aug. 6, 2008 |
Prudential Financial, Inc.
Other Release No.: AAER-2860
See also: Complaint in this matter
|
| LR-20669 |
Aug. 1, 2008 |
Brent S. Lemons
See also: Complaint in this matter
|
| LR-20668 |
Aug. 1, 2008 |
Michael F. Crowley, Jr. and Jerry L. Burdick
Other Release No.: AAER-2857
|
| LR-20667 |
Aug. 1, 2008 |
Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
|
| LR-20666 |
Aug. 1, 2008 |
Paul G. Merklinger, et al
|
| LR-20665 |
Jul. 31, 2008 |
Robert L. Sonfield, Donald C. Bradley, Jeffrey W. Bradley, Jason Landess, Marc Lane and Roger Brewer, Defendants, and Alexanderia K. Blankenship, Relief Defendant
See also: Complaint in this matter
|
| LR-20664 |
Jul. 31, 2008 |
Michael E. Kelly, et al.
|
| LR-20663 |
Jul. 30, 2008 |
Stephen Luskco, Gregory Neu, Justin Medlin, Emerging Holdings, Inc., Massclick, Inc., and China Score, Inc. |
| LR-20662 |
Jul. 30, 2008 |
Michael Saquella, a.k.a. Michael Paloma, and Lawrence Kaplan |
| LR-20661 |
Jul. 30, 2008 |
U.S. Gas & Electric, Inc., et al. |
| LR-20660 |
Jul. 30, 2008 |
Phillip R. Bennett
Other Release No.: AAER-2853
|
| LR-20659 |
Jul. 29, 2008 |
David S. Davidson, et al.
|
| LR-20658 |
Jul. 29, 2008 |
Lou L. Pai
See also: Complaint in this matter
|
| LR-20657 |
Jul. 29, 2008 |
Trinity International Enterprises, Inc., CFO-5, LLC, Stanley W. Anderson, Edwin A. Smith, Charles L. Kennedy, Michael D. Norton, and Nicholas R. Fair
See also: Complaint in this matter
|
| LR-20656 |
Jul. 29, 2008 |
George J. Simchuk
See also: Complaint in this matter
|
| LR-20655 |
Jul. 28, 2008 |
Aerokinetic Energy Corporation and Randolph E. Bridwell
See also: Complaint in this matter
|
| LR-20654 |
Jul. 25, 2008 |
One or More Unknown Purchasers of the Call Options for the Common Stock of DRS Technologies, Inc. and American Power Conversion Corp.
|
| LR-20653 |
Jul. 23, 2008 |
Robert C. Brown, Jr., et al.
See also: Complaint in this matter
|
| LR-20652 |
Jul. 22, 2008 |
One Equity Corp., et al.
|
| LR-20651 |
Jul. 22, 2008 |
HCC Insurance Holdings, Inc.; Stephen L. Way; and Christopher L. Martin
Other Release No.: AAER-2847
See also: Complaint in this matter
|
| LR-20650 |
Jul. 22, 2008 |
Scott Hirth et al.
See also: Complaint in this matter
|
| LR-20649 |
Jul. 18, 2008 |
Randall T. Treadwell, Ricky D. Sluder, Larry C. Saturday, and Arnulfo M. Acosta
|
| LR-20648 |
Jul. 18, 2008 |
U.S. Sustainable Energy Corp. and John H. Rivera, et al.
See also: Complaint in this matter
|
| LR-20647 |
Jul. 17, 2008 |
Kenneth W. Hawk, Michael J. Delargy, and Thomas R. De Jong
Other Release No.: AAER-2846
|
| LR-20646 |
Jul. 16, 2008 |
William J. Rauch
See also: Complaint in this matter
|
| LR-20645 |
Jul. 15, 2008 |
Homeland Safety International, Inc. F/K/A Sniffex, Inc.; Mark B. Lindberg, Petar D. Mihaylov, Yuri Markov, Paul B. Johnson, and Nicholas V. Klausgaard and Ilona V. Klausgaard; and Mark B. Lindberg
See also:
Complaint v. Homeland Safety International, Inc. et al.
Complaint v. Lindberg
|
| LR-20644 |
Jul. 14, 2008 |
Mobile Ready Entertainment Corp., Michael H. Magolnick and Craig A. Mora
See also: Complaint in this matter
|
| LR-20643 |
Jul. 14, 2008 |
One Equity Corp., et al.
See also: Complaint in this matter
|
| LR-20642 |
Jul. 11, 2008 |
El Paso Corporation, et al.
Other Release No.: AAER-2844
See also: Complaint in this matter
|
| LR-20641 |
Jul. 11, 2008 |
Ralph Gregory Gibbs
|
| LR-20640 |
Jul. 10, 2008 |
Richard F. Selden
|
| LR-20639 |
Jul. 9, 2008 |
Daniel Kaiser and Stephen H. Roebuck
|
| LR-20638 |
Jul. 9, 2008 |
Sycamore Networks, Inc., Frances M. Jewels, Cheryl E. Kalinen, and Robin A. Friedman
Other Release No.: AAER-2843
See also: Complaint in this matter
|
| LR-20637 |
Jul. 8, 2008 |
Rabinovich & Associates, LP, Alex Rabinovich and Joseph Lovaglio
|
| LR-20636 |
Jul. 3, 2008 |
Jennifer Xujia Wang and Ruben Chen a/k/a Ruopian Chen
|
| LR-20635 |
Jul. 2, 2008 |
Enterprise Trust Company, et al.
|
| LR-20634 |
Jul. 2, 2008 |
Indigenous Global Development Corporation and Deni G. Leonard
|
| LR-20633 |
Jul. 1, 2008 |
Microtune, Inc., Douglas Bartek, and Nancy Richardson
See also: Complaint in this matter
|
| LR-20632 |
Jul. 1, 2008 |
Northshore Asset Management, et al.
|
| Second Quarter |
| LR-20631 |
Jun. 27, 2008 |
Robert Louis Carver; Robert Louis Carver II; James Lowell Demers; Lincoln Funds International, Inc., and Paropes Corporation, f/k/a Brookstone Capital, Inc., Defendants, and Lincoln Biotech Ventures, L.P.; Lincoln Biotech Ventures II, L.P.; Lincoln Biotech Ventures III, L.P., and Macauslan Capital Partners, LLC, As Relief Defendants
|
| LR-20630 |
Jun. 26, 2008 |
Eric Patton, et al.
|
| LR-20629 |
Jun. 25, 2008 |
Alanar, Inc., et al.
|
| LR-20628 |
Jun. 25, 2008 |
Watermark Financial Services Group, Inc., et al.
|
| LR-20627 |
Jun. 23, 2008 |
Andrew S. Mackey and Inger L. Jensen
|
| LR-20626 |
Jun. 20, 2008 |
Adrian P. Di Vita
See also: Complaint in this matter
|
| LR-20625 |
Jun. 19, 2008 |
Ralph R. Cioffi and Matthew M. Tannin
See also: Complaint in this matter
|
| LR-20624 |
Jun. 18, 2008 |
Sentinel Management Group, Inc., Eric A. Bloom, and Charles K. Mosley
See also: Complaint in this matter
|
| LR-20623 |
Jun. 18, 2008 |
Robert W. Tedder, et al.
See also: Complaint in this matter
|
| LR-20622 |
Jun. 18, 2008 |
Stephen F. Clifford
|
| LR-20621 |
Jun. 17, 2008 |
W Financial Group, LLC, Adley H. Abdulwahab a/k/a Adley Wahab, Michael K. Wallens, Sr., and Michael K. Wallens, Jr.
|
| LR-20620 |
Jun. 16, 2008 |
GMC Holding Corporation and Richard Brace
|
| LR-20619 |
Jun. 16, 2008 |
Stephen L. Hochberg
|
| LR-20618 |
Jun. 13, 2008 |
Real Estate Partners, Inc.; Real Estate Partners Income Fund I, LLC; Real Estate Partners Income Fund II, BT; Real Estate Partners Income Fund III, BT; Real Estate Partners Unit Investment Business Trust I; Real Estate Partners Unit Investment Business Trust II; Real Estate Partners Equity Fund, BT; Real Estate Partners Growth Fund, BT; Dawson Davenport; Michael P. Owens; Donald G. Ryan; Richard McGill; William L. Sanders; Michael Tuchman; and Danny Rayburn
|
| LR-20617 |
Jun. 13, 2008 |
Joshua M. Eudowe
See also: Complaint in this matter
|
| LR-20616 |
Jun. 12, 2008 |
Edgar E. Chapman
See also: Complaint in this matter
|
| LR-20615 |
Jun. 12, 2008 |
World Information Technology, Inc., et al.
|
| LR-20614 |
Jun. 11, 2008 |
Robert Louis Carver; Robert Louis Carver, II; James Lowell Demers; Lincoln Funds International, Inc., and Paropes Corporation, f/k/a Brookstone Capital, Inc., Defendants, and Lincoln Biotech Ventures, L.P.; Lincoln Biotech Ventures II, L.P.; Lincoln Biotech Ventures III, L.P., and MacAuslan Capital Partners, LLC, as Relief Defendants
See also: Complaint in this matter
|
| LR-20613 |
Jun. 11, 2008 |
Ronald K. Bowen
|
| LR-20612 |
Jun. 10, 2008 |
W. Anthony Huff, et al.
|
| LR-20611 |
Jun. 4, 2008 |
Joseph A. Fontanetta, et al.
See also: Complaint in this matter
|
| LR-20610 |
Jun. 4, 2008 |
Jeffrey P. Myers
See also: Complaint in this matter
|
| LR-20609 |
Jun. 3, 2008 |
Frederick J. Barton, Barton Asset Management, LLC, and TwinSpan Capital Management, LLC
See also: Complaint in this matter
|
| LR-20608 |
Jun. 3, 2008 |
Michael J. McNaul, II, Dale C. Lucas, Gregg Krause, Lloyd F. Nunns, Russell W. Kilgariff, Steven L. Tallman, Freddie J. Hembree, Raymond L. Leonard, Jr., Mid Western Natural Gas, Inc., and Mark DuBoise, Defendants, and Alliance Leasing, LLC, Consolidated Management Group, LLC, Golden Belt Transportation, LLC, Garner Management, LLC, Forrest Energy, LLC, Warren Drilling, LLC, Warrick Drilling, LLC, Pawnee Iron Works, LLC, Mid-Kan Well Service, LLC, T&D Oilfield Services, LLC, and Consumer Information Network, Inc., Relief Defendants
|
| LR-20607 |
Jun. 2, 2008 |
Sonja Anticevic, et al.
|
| LR-20606 |
Jun. 2, 2008 |
Charles O. Morgan, Jr., as Personal Representative of the Estates of Frederick J. Kunen; Terry E. Provence and DT Capital LLC
|
| LR-20605 |
May 30, 2008 |
Urs Kamber, Stephan Husi and Richard Jon May
Other Release No.: AAER-2835
|
| LR-20604 |
May 30, 2008 |
Analog Devices, Inc. and Jerald Fishman
See also: Complaint in this matter
|
| LR-20603 |
May 29, 2008 |
James E. Gansman, et al.
See also: Complaint in this matter
|
| LR-20602 |
May 28, 2008 |
North American Clearing, Inc., et al.
See also: Complaint in this matter
|
| LR-20601 |
May 27, 2008 |
Alexander J. Yaroshinsky
See also: Complaint in this matter
|
| LR-20600A |
Jul. 8, 2008 |
Icon World Corporation, SUNCO Resources, LLC, Jeffrey M. Zamorsky, Jesse Anthony ("Tony") Aguilar, and Christine M. Zamorsky
|
| LR-20599 |
May 23, 2008 |
Henry C. Yuen
|
| LR-20598 |
May 23, 2008 |
Global Development & Environmental Resources, Inc.
See also: Complaint in this matter
|
| LR-20597 |
May 23, 2008 |
LandOak Securities, LLC; Patrick L. Martin; and Michael A. Atkins
See also: Complaint in this matter
|
| LR-20595A |
May 22, 2008 |
James G. Marquez
See also: Complaint in this matter
|
| LR-20594 |
May 22, 2008 |
Patrick Kirkland, et al.
|
| LR-20593 |
May 22, 2008 |
Hyun Soo Jang, Kangsan Kim, Unus Capital Management, Inc. and Peoplen Investment, Corp.
|
| LR-20592 |
May 21, 2008 |
Michael Resnick, et al.
Other Release No.: AAER-2830
|
| LR-20591 |
May 21, 2008 |
Stephen L. Hochberg
See also: Complaint in this matter
|
| LR-20590 |
May 20, 2008 |
Amit Mathur, et al.
|
| LR-20589 |
May 20, 2008 |
Gordon C. Bigler
See also: Complaint in this matter
|
| LR-20588 |
May 20, 2008 |
Gregory N. McKnight, et al.
|
| LR-20587 |
May 19, 2008 |
Plus Money, Inc. and Matthew La Madrid, et al.
|
| LR-20586 |
May 19, 2008 |
John Michael Kelly, Steven E. Rindner, Joseph A. Ripp, and Mark Wovsaniker; David M. Colburn, Eric L. Keller, James F. MacGuidwin, and Jay B. Rappaport
Other Release No.: AAER-2829
See also:
Complaint SEC v. Kelly et al.
Complaint SEC v. Colburn et al.
|
| LR-20585 |
May 19, 2008 |
Lydia Capital, LLC et al.
|
| LR-20584 |
May 19, 2008 |
Brooks Automation, Inc.
Other Release No.: AAER-2828
See also: Complaint in this matter
|
| LR-20583 |
May 19, 2008 |
Watermark Financial Services Group, Inc., et al.
|
| LR-20582 |
May 16, 2008 |
Safevest, LLC, et al.
|
| LR-20581 |
May 16, 2008 |
Cristian De Colli
See also: Complaint in this matter; Temporary Restraining Order
|
| LR-20580 |
May 15, 2008 |
Jamie L. Solow
|
| LR-20579 |
May 15, 2008 |
Michael E. Kelly, et al.
|
| LR-20578 |
May 15, 2008 |
Michael E. Kelly, et al.
|
| LR-20577 |
May 15, 2008 |
Morris Gad and Nathan Rosenblatt
|
| LR-20576 |
May 15, 2008 |
Watermark Financial Services Group, Inc., et al.
See also: Complaint in this matter
|
| LR-20575 |
May 14, 2008 |
Jeanetta M. Standefor, et al.
See also: Complaint in this matter
|
| LR-20574 |
May 14, 2008 |
Henry T. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull
Other Release No.: AAER-2827
See also: Complaint in this matter
|
| LR-20573 |
May 14, 2008 |
Michael E. Kelly
|
| LR-20572 |
May 14, 2008 |
Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq.
|
| LR-20571 |
May 14, 2008 |
Willbros Group, Inc., et al.
Other Release No.: AAER-2826
See also: Complaint in this matter
|
| LR-20570 |
May 13, 2008 |
Marc T. Duchesne, Jeffrey A. Hayden, et al.
|
| LR-20569 |
May 13, 2008 |
John Turchetta
See also: Complaint in this matter
|
| LR-20568 |
May 13, 2008 |
Brian Spears
Other Release No.: AAER-2825
See also: Complaint in this matter
|
| LR-20567 |
May 12, 2008 |
Beacon Rock Capital, LLC and Thomas Gerbasio
|
| LR-20566 |
May 12, 2008 |
David M. Hurley
Other Release No.: AAER-2824
|
| LR-20565 |
May 12, 2008 |
Michael K.C. Tom, et al.
|
| LR-20564 |
May 12, 2008 |
Zachariah P. Zachariah, et al.
See also: Complaint in this matter
|
| LR-20563 |
May 8, 2008 |
Gregory N. McKnight, et al.
See also: Complaint in this matter
|
| LR-20562 |
May 8, 2008 |
Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
|
| LR-20561 |
May 8, 2008 |
Quogue Capital LLC and Wayne P. Rothbaum
See also: Complaint in this matter
|
| LR-20560 |
May 8, 2008 |
Absolutefuture.com, et al.; Wamex Holdings, Inc., et al.
|
| LR-20559 |
May 8, 2008 |
Marvell Technology Group, Ltd. and Weili Dai
See also: Complaint in this matter
|
| LR-20558 |
May 7, 2008 |
Intracom Corporation, et al.
|
| LR-20557 |
May 7, 2008 |
Gold-Quest International, et al.
See also: Complaint in this matter
|
| LR-20556 |
May 5, 2008 |
Steven J. Ott and Roger Michael Young; Yaw Osei Amoako
See also: Complaint in this matter |
| LR-20555 |
May 5, 2008 |
Robert F. Gruder and Stinger Systems, Inc. |
| LR-20554 |
May 5, 2008 |
Plus Money, Inc., and Matthew La Madrid, et al.
See also: Complaint in this matter
|
| LR-20553 |
May 2, 2008 |
Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC
|
| LR-20552 |
May 2, 2008 |
Safevest, LLC, et al.
See also: Complaint in this matter
|
| LR-20551 |
May 1, 2008 |
Chanin Capital LLC
See also: Complaint in this matter
|
| LR-20550 |
May 1, 2008 |
GlobeTel Communications Corp., Timothy J. Huff, Thomas Y. Jimenez and Lawrence E. Lynch
Other Release No.: AAER-2822
See also: Complaint in this matter
|
| LR-20549 |
May 1, 2008 |
Harry H. Yim
|
| LR-20548 |
May 1, 2008 |
Hong Liang Lu and Michael J. Sophie
Other Release No.: AAER-2820
See also: Complaint in this matter
|
| LR-20547 |
May 1, 2008 |
Interpublic Group of Companies, Inc. and McCann-Erickson Worldwide, Inc.; Salvatore LaGreca and Brian Watson
Other Release No.: AAER-2819
See also: Complaints in this matter: LaGreca and IPG |
| LR-20546 |
Apr. 30, 2008 |
Frank A. Dunn et al.
Other Release No.: AAER-2818
|
| LR-20545 |
Apr. 30, 2008 |
Larry P. Langford, William B. Blount, Blount Parrish & Co., Inc., and Albert W. LaPierre
See also: Complaint in this matter
|
| LR-20544 |
Apr. 30, 2008 |
James J. Treacy
Other Release No.: AAER-2817
See also: Complaint in this matter
|
| LR-20543 |
Apr. 29, 2008 |
Elfindepan, S.A., et al.
|
| LR-20542 |
Apr. 29, 2008 |
Charles R. Norton and Chad R. Norton
|
| LR-20541 |
Apr. 28, 2008 |
Edward O. Boshell and Donald J. Pochopien
See also: Complaint in this matter
|
| LR-20540 |
Apr. 24, 2008 |
Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
See also: Complaint in this matter
|
| LR-20539 |
Apr. 24, 2008 |
Marc J. Gabelli and Bruce Alpert
See also: Complaint in this matter
|
| LR-20538 |
Apr. 24, 2008 |
Don L. Lambert
|
| LR-20537 |
Apr. 24, 2008 |
Paul S. Berliner
See also: Complaint in this matter
|
| LR-20536 |
Apr. 23, 2008 |
Joseph Milanowski
See also: Complaint in this matter
|
| LR-20535 |
Apr. 23, 2008 |
Michael W. Crow, Duncan Capital LLC, Duncan Capital Group LLC, Robert David Fuchs, and Robert MacGregor
See also: Complaint in this matter
|
| LR-20534 |
Apr. 23, 2008 |
Marc Freedman
|
| LR-20533 |
Apr. 23, 2008 |
Global 1 Investment Holdings Corporation and W. E. Tucker a/k/a Willie E. Tucker, Jr.
|
| LR-20532 |
Apr. 22, 2008 |
Broadcom Corp.
Other Release No.: AAER-2811
|
| LR-20531 |
Apr. 17, 2008 |
Sidney Mondschein and UNCI, Inc.
|
| LR-20530 |
Apr. 17, 2008 |
Southwestern Medical Solutions, Inc. et al.
See also: Complaint in this matter
|
| LR-20529 |
Apr. 17, 2008 |
Michael A. Stummer
See also: Complaint in this matter
|
| LR-20528 |
Apr. 16, 2008 |
David K. Donovan, Jr. and David R. Hinkle
See also: Complaint in this matter
|
| LR-20527 |
Apr. 15, 2008 |
Savvides & Partners/PKF Cyprus, et al.
Other Release No.: AAER-2810
|
| LR-20526 |
Apr. 15, 2008 |
Robert Durant, et al.
See also: Complaint in this matter
|
| LR-20525 |
Apr. 10, 2008 |
Compass Capital Group, Inc., Mark A. Lefkowitz, Alvin L. Dahl, John R. Dumble, John C. Hopf, Kevin D. Romney, and Shane H. Traveller
See also: Complaint in this matter
|
| LR-20524 |
Apr. 10, 2008 |
Headstart Advisers Limited
See also: Complaint in this matter
|
| LR-20523 |
Apr. 8, 2008 |
Homeland Communications Corporation, et al. |
| LR-20522 |
Apr. 7, 2008 |
Michael T. Uberuaga, et al.
See also: Complaint in this matter
|
| LR-20521 |
Apr. 7, 2008 |
Ameer Khan, Raquel Kohler, and Stephen Ziegler
|
| LR-20520 |
Apr. 7, 2008 |
One or More Unknown Traders in the Common Stock of Certain Issuers a/k/a AWE Trading, Inc. and Andrew Andersen
See also: Complaint in this matter
|
| LR-20519 |
Apr. 7, 2008 |
CMKM Diamonds, Inc., et. al.
See also: Complaint in this matter
|
| LR-20518 |
Apr. 7, 2008 |
John N. Milne
Other Release No.: AAER-2807
See also: Complaint in this matter
|
| LR-20517 |
Apr. 4, 2008 |
The Children's Internet, Inc., Nasser V. Hamedani, Sholeh A. Hamedani, Peter A. Perez, Cort L. Poyner and Two Dog Net, Inc.
|
| LR-20516 |
Apr. 3, 2008 |
Pentagon Capital Management PLC
See also: Complaint in this matter
|
| LR-20515 |
Apr. 3, 2008 |
W Financial Group, LLC, Adley H. Abdulwahab, Michael K. Wallens, Sr. and Michael K. Wallens, Jr.
|
| LR-20514 |
Apr. 2, 2008 |
Jeffrey B. Schmidt, et al.
|
| First Quarter |
| LR-20513 |
Mar. 31, 2008 |
Madison Real Estate Group, LLC, a Wyoming limited liability company, Richard Ames Higgins, Brandon S. Higgins, and Allan D. Christensen
|
| LR-20512 |
Mar. 27, 2008 |
Gary L. McDuff, Gary L. Lancaster, and Robert T. Reese
|
| LR-20511 |
Mar. 25, 2008 |
IDPM Group, Inc., Craig H. Reinhard and Debra R. Bzik
|
| LR-20510 |
Mar. 25, 2008 |
Conrad M. Black, F. David Radler and Hollinger Inc.
Other Release No.: AAER-2803
|
| LR-20509 |
Mar. 25, 2008 |
Inter Global Technologies, Inc. and Michael E. Tomayko
|
| LR-20508 |
Mar. 25, 2008 |
Romulus S. Pereira, Robert B. Stanton, L. John Kern, Andrew D. Feldman, William F. McFarland, Lori H. Cornmesser
Other Release No.: AAER-2802
See also:
Order of Permanent Injunction Against Pereira
Order of Permanent Injunction Against Stanton
Order of Permanent Injunction Against Kern
Order of Permanent Injunction Against Feldman
Order of Permanent Injunction Against McFarland
Order of Permanent Injunction Against Cornmesser
|
| LR-20507 |
Mar. 25, 2008 |
America In Line Corporation, et. al.
|
| LR-20506 |
Mar. 24, 2008 |
Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling
Other Release No.: AAER-2801
See also: Complaint in this matter
|
| LR-20505 |
Mar. 21, 2008 |
Michael Lauer, et al.
|
| LR-20504 |
Mar. 20, 2008 |
AB Volvo
See also: Complaint in this matter
|
| LR-20503 |
Mar. 19, 2008 |
Ralph Gregory Gibbs
See also: Complaint in this matter
|
| LR-20502 |
Mar. 19, 2008 |
Michael Saquella, a.k.a. Michael Paloma, and Lawrence Kaplan
|
| LR-20501 |
Mar. 18, 2008 |
W.P. Carey & Co. LLC et al.
See also: Complaint in this matter
|
| LR-20500 |
Mar. 18, 2008 |
Tuco Trading, LLC, and Douglas G. Frederick
|
| LR-20499 |
Mar. 17, 2008 |
Robert M. Esposito, Gregory A. King, Jack R. Belluscio and Anscott Industries, Inc.
See also: Complaint in this matter
|
| LR-20498 |
Mar. 14, 2008 |
William A. DiBella, et al
|
| LR-20497 |
Mar. 14, 2008 |
Martin J. Druffner, et. al.
|
| LR-20496 |
Mar. 14, 2008 |
Ryan M. Reynolds, et al.
See also: Complaint in this matter
|
| LR-20495 |
Mar. 13, 2008 |
Gary L. Monroe, William J. Rauwerdink, John R. Messinger and Robert T. Bassman
Other Release No.: AAER-2799
|
| LR-20494 |
Mar. 13, 2008 |
Robert G. Cole
See also: Complaint in this matter
|
| LR-20493 |
Mar. 13, 2008 |
Lorine Sweeney and Gary Scherping
Other Release No.: AAER-2798 |
| LR-20492 |
Mar. 13, 2008 |
Anne P. Hovis |
| LR-20491 |
Mar. 13, 2008 |
John F. Marshall, Ph.D., et al.
See also: Complaint in this matter
|
| LR-20490 |
Mar. 13, 2008 |
Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq. |
| LR-20489 |
Mar. 12, 2008 |
High Park Investment Group Inc., Harbor Financial Investment Group, Inc., and Edward R. Showalter
|
| LR-20488 |
Mar. 11, 2008 |
Peter Krieger, Sheldon Krieger and John Madey
|
| LR-20487 |
Mar. 11, 2008 |
Theodore Roxford a/k/a Lawrence David Niren and Hollingsworth, Rothwell and Roxford
|
| LR-20486 |
Mar. 11, 2008 |
Linda Woolf, David Gengler, Hands On Capital, Inc., and Lashaico, Inc.
See also: Complaint in this matter
|
| LR-20485 |
Mar. 10, 2008 |
Kent G. Barkouras
See also: Complaint in this matter
|
| LR-20484 |
Mar. 10, 2008 |
Brad A. Weaver
|
| LR-20483 |
Mar. 7, 2008 |
Baxter, et. al.
|
| LR-20482 |
Mar. 7, 2008 |
Enterprise Trust Company, et al.
See also: Complaint in this matter
|
| LR-20481 |
Mar. 6, 2008 |
W. Anthony Huff, Danny L. Pixler, Anthony R. Russo, Otha Ray McCartha and Charles J. Spinelli
|
| LR-20480 |
Mar. 6, 2008 |
Tuco Trading, LLC, and Douglas G. Frederick
See also: Complaint in this matter
|
| LR-20479 |
Mar. 5, 2008 |
Douglas M. Beahm and James P. Crilly
See also: Complaint in this matter
|
| LR-20478 |
Mar. 5, 2008 |
Timothy N. Jenson and TDH Enterprises, LLC
See also: Complaint in this matter
|
| LR-20477 |
Mar. 5, 2008 |
Richard E. Fresia
|
| LR-20476 |
Mar. 4, 2008 |
Nancy M. Tullos
See also: Complaint in this matter
|
| LR-20475 |
Mar. 4, 2008 |
Thompson Consulting, Inc
See also: Complaint in this matter
|
| LR-20474 |
Mar. 4, 2008 |
Stanley Manne
See also: Complaint in this matter
|
| LR-20473 |
Mar. 3, 2008 |
Alan C. Goldsworthy, Walter T. Hilger, and Mark E. Sullivan
Other Release No.: AAER-2793
|
| LR-20472 |
Mar. 3, 2008 |
Keith Mohn, Mohn Asset Management, L.L.C., Mohn Financial Group, L.L.C., J. Patrick Kisor, PDK International, Inc., Agave, Ltd., Genesis Trading Associates, L.L.C., NCB Investments, Inc., PCM, L.L.C., Jason Malkin, and Gilbert Howard
|
| LR-20471 |
Feb. 29, 2008 |
KPMG, LLP, et al., and Paul A. Allaire, G. Richard Thoman, Barry D. Romeril, Philip D. Fishback, Daniel S. Marchibroda, and Gregory B. Tayler
|
| LR-20470 |
Feb. 28, 2008 |
Bally Total Fitness Holding Corporation
See also: Complaint in this matter
|
| LR-20469 |
Feb. 27, 2008 |
James B. Duncan, Hendrix M. Montecastro, Maurice E. Mcleod, Pacific Wealth Management, LLC, Stonewood Consulting, Inc., and Total Return Fund, LLC, Defendants; and Christopher J. Oetting, DBA Oetting Industries, Anthony M. Contreras, and Biocybernaut Institute, Inc.; Relief Defendants
See also: Complaint in this matter
|
| LR-20468 |
Feb. 27, 2008 |
Frank J. Russo
|
| LR-20467 |
Feb. 25, 2008 |
Chester E. Howard
Other Release No.: AAER-2790
See also: Complaint in this matter
|
| LR-20466 |
Feb. 25, 2008 |
Mario A. Pino
See also: Complaint in this matter
|
| LR-20465 |
Feb. 25, 2008 |
GMC Holding Corporation and Richard Brace
See also: Complaint in this matter
|
| LR-20464 |
Feb. 22, 2008 |
Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant
|
| LR-20463 |
Feb. 21, 2008 |
Clean Care Technologies, Inc., et al.
|
| LR-20462 |
Feb. 21, 2008 |
Vincent A. Lenarcic, Jr. and New Vision Investment Funds, LLC, Defendants, and QMA Investment Management, LLC, Relief Defendant
|
| LR-20461 |
Feb. 21, 2008 |
Flowserve Corporation
See also: Complaint in this matter
|
| LR-20460 |
Feb. 19, 2008 |
Phillip R. Bennett
Other Release No.: AAER-2788
See also: Complaint in this matter
|
| LR-20459 |
Feb. 15, 2008 |
Ameer Khan, Raquel Kohler and Stephen Ziegler
See also:
Complaint v. Khan
Complaint v. Kohler
Complaint v. Ziegler
|
| LR-20458 |
Feb. 14, 2008 |
Mark Barbera
See also: Complaint in this matter
|
| LR-20457 |
Feb. 14, 2008 |
Westinghouse Air Brake Technologies Corporation
See also: Complaint in this matter
|
| LR-20456 |
Feb. 13, 2008 |
Dean A. Esposito, Frederick J. Birks, Joseph DeVito, Theodore B. Holbrook and Walter A. Tye
See also: Complaint in this matter
|
| LR-20455 |
Feb. 13, 2008 |
R&G Financial Corporation
See also: Complaint in this matter
|
| LR-20454 |
Feb. 11, 2008 |
Bartholomew F. Palmisano, Jr.
See also: Complaint in this matter
|
| LR-20453 |
Feb. 11, 2008 |
William G. Williams
See also: Complaint in this matter
|
| LR-20452 |
Feb. 8, 2008 |
FacePrint Global Solutions, Inc. and Pierre Cote
|
| LR-20451 |
Feb. 7, 2008 |
Strategic Management & Opportunity Corporation, Robert J. Pratt, and Jeffrey A. Brommer
See also: Complaint in this matter
|
| LR-20450 |
Feb. 6, 2008 |
VesCor Capital Corp., VesCor Capital, Inc., Vescorp Capital, LLC, VesCorp Capital IV-A, LLC, VesCorp Capital IV-M, LLC and Val E. Southwick
See also: Complaint in this matter
|
| LR-20449 |
Feb. 6, 2008 |
Stephen P. Gardner, et al.
Other Release No.: AAER-2781
|
| LR-20448 |
Feb. 5, 2008 |
F. Douglas Murrell
See also: Complaint in this matter
|
| LR-20447 |
Feb. 5, 2008 |
Kan King Wong, Charlotte Ka On Wong Leung, Michael Leung Kai Hung and David Li Kwok Po
See also: Complaint in this matter
|
| LR-20446 |
Feb. 1, 2008 |
James Charles Blue, Randy Cook, and Victor Campbell
Other Release No.: AAER-2780
|
| LR-20445 |
Feb. 1, 2008 |
Thomas A. Skoulis and Peter M. Frankl
|
| LR-20444 |
Jan. 29, 2008 |
Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP
|
| LR-20443 |
Jan. 28, 2008 |
Robert F. Gruder and Stinger Systems, Inc.
See also: Complaint in this matter
|
| LR-20442 |
Jan. 28, 2008 |
Daryn P. Fleming and Mathew C. Bruce; International Broadcasting Corporation
See also:
Complaint v. Fleming and Bruce
Complaint v. International Broadcasting Corporation
|
| LR-20441 |
Jan. 28, 2008 |
David B. Duncan
Other Release No.: AAER-2777
See also: Complaint in this matter
|
| LR-20440 |
Jan. 25, 2008 |
Michael K. Openshaw
Other Release No.: AAER-2773
|
| LR-20439 |
Jan. 25, 2008 |
Patrick Kirkland, et al.
|
| LR-20438 |
Jan. 24, 2008 |
Daniel William Heath, Denis Timothy O'Brien, John William Heath, and Larre Jaye Schlarmann
|
| LR-20437 |
Jan. 24, 2008 |
Aimsi Technologies, Inc., et al.
|
| LR-20436 |
Jan. 23, 2008 |
AirTrac, Inc., Clarence Friend et al.
|
| LR-20435 |
Jan. 23, 2008 |
Andrew J. McKelvey
See also: Complaint in this matter
|
| LR-20434 |
Jan. 22, 2008 |
Saiyed Atiq Raza
See also: Complaint in this matter
|
| LR-20433 |
Jan. 18, 2008 |
Gerald H. Levine and Marie A. Levine
See also: Complaint in this matter
|
| LR-20432 |
Jan. 17, 2008 |
Morris Gad and Nathan Rosenblatt
|
| LR-20431A |
Jan. 18, 2008 |
Ernesto Tapanes
See also: Complaint in this matter
|
| LR-20430 |
Jan. 16, 2008 |
Anatoly Russ
See also: Complaint in this matter
|
| LR-20429 |
Jan. 15, 2008 |
Gregory B. Raben and William Patrick Borchard
See also: Complaint in this matter
|
| LR-20428 |
Jan. 14, 2008 |
Justin M. Paperny
See also: Complaint in this matter
|
| LR-20427 |
Jan. 10, 2008 |
Bryan S. Behrens, et al.
See also: Complaint in this matter
|
| LR-20426 |
Jan. 10, 2008 |
Chancellor Corporation, et al.
Other Release No.: AAER-2767
|
| LR-20425 |
Jan. 8, 2008 |
K.W. Brown and Company, et al.
|
| LR-20424 |
Jan. 8, 2008 |
Lazare Industries, Inc., et al.
|
| LR-20423 |
Jan. 4, 2008 |
Mark Michel, et al.
|
| LR-20422 |
Jan. 3, 2008 |
Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP
See also: Complaint in this matter
|
| LR-20421 |
Jan. 3, 2008 |
One Wall Street, Inc., Donte C. Jarvis, Alan Brown, Willis "Bill" White III, and Cecil Baptiste, a/k/a John Latorri
|
| LR-20420 |
Jan. 3, 2008 |
James E. Koenig
Other Release No.: AAER-2763
|
| LR-20419 |
Jan. 2, 2008 |
Mitchell S. Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant
|
http://www.sec.gov/litigation/litreleases.shtml
|
