Other Links

Please Note: This list is provided as a convenience for the public and does not imply SEC sponsorship or approval of any of these sites. When you access one of these sites, you are leaving the SEC's website.

Other U.S. Government Sites Text of Federal Securities Laws Standards-Setting Organizations International Regulators State Regulators

Professional Organizations Self-Regulatory Organizations:     Exchanges & Associations     Clearing Agencies Other Resources

Other U.S. Government Sites

• USA.gov U.S. Government Web Portal
• Federal Agencies Site Directory
• White House
• FedWorld
• U.S. Senate
• U.S. House of Representatives
• Thomas Legislative System
• Library of Congress
• U.S. Business Advisor
• Government Printing Office
• U.S. Department of Justice
• Small Business Administration
• Office of Foreign Assets Control, U.S. Department of the Treasury

International Regulators

• International Organization of Securities Commissions

State Regulators

• North American Securities Administrators Association

Self-Regulatory Organizations

Securities Exchanges and Associations

• American Stock Exchange
• Board of Trade of the City of Chicago, Inc.
• Boston Stock Exchange
• CBOE Futures Exchange, LLC
• Chicago Board Options Exchange
• Chicago Mercantile Exchange
• Chicago Stock Exchange
• International Securities Exchange
• Financial Industry Regulatory Authority (FINRA)
• The Nasdaq Stock Market, Inc.
• National Futures Association
• National Stock Exchange
• New York Stock Exchange
• NYSE Arca
• OneChicago LLC
• Philadelphia Stock Exchange
• Municipal Securities Rulemaking Board

Clearing Agencies

• The Depository Trust and Clearing Corporation (parent of DTC, NSCC, and FICC)
• The Depository Trust Company
• Fixed Income Clearing Corporation
• National Securities Clearing Corporation
• The Options Clearing Corporation
• Stock Clearing Corporation of Philadelphia

Text of Federal Securities Laws

• Center for Corporate Law at the University of Cincinnati College of Law (text of Securities Act of 1933, Securities Exchange Act of 1934, the Investment Company Act of 1940, Rules under those Acts, and certain regulations and forms)

Professional Organizations

• Certified Financial Planners Board of Standards, Inc.
• ABA Committee on Federal Regulations of Securities
• ABA Government and Public Sector Lawyers Division
• American Institute of Certified Public Accountants

Standards-Setting Organizations

• Financial Accounting Standards Board
• International Accounting Standards Board
• Public Company Accounting Oversight Board

Other Resources

• Securities and Exchange Commisson Historical Society (information on history of SEC; research and educational programs concerning the SEC)
• National Association of Unclaimed Property Administrators (help in regaining property, including lost certificates, uncollected dividends, or other lost investment instruments)
• American Savings Education Council (public education for personal savings)
• University of Toledo College of Law Financial Regulators Gateway (lists all securities, banking and insurance regulators in the United States)

http://www.sec.gov/links.shtml