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SEC Congressional Statements and Testimony Archive: 2004
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Additional Archives
2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
| Date |
Testimony |
| Fourth Quarter |
| No statements or testimony during this period. |
| Third Quarter |
| Sep. 23, 2004 |
Alan L. Beller, Before the Subcommittee on Oversight and Investigations of the Committee on Financial Services, re: Small Business Capital Formation |
| Jul. 21, 2004 |
Chairman William H. Donaldson, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, re: Proposals to Modernize the National Market System |
| Jul. 15, 2004 |
Chairman William H. Donaldson, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, re: Investor Protection and the Regulation of Hedge Funds Advisers |
| Second Quarter |
| Jun. 17, 2004 |
Annette L. Nazareth Director of The Division of Market Regulation, U.S. Securities and Exchange Commission, Before the United States Senate Committee on Banking, Housing, and Urban Affairs |
| May 13, 2004 |
Ethiopis Tafara Director, Office of International Affairs, U.S. Securities and Exchange Commission, Before the House Financial Services Committee re: Global Markets, National Regulation, and Cooperation |
| Apr. 20, 2004 |
James M. McConnell Executive Director, U.S. Securities and Exchange Commission, Before the House Government Reform Subcommittee on Efficiency and Financial Management, Committee on Government Reform, re: Resource Allocations and Strategic Planning |
| Apr. 8, 2004 |
Chairman William H. Donaldson, Before the U.S. Senate Committee on Banking, Housing and Urban Affairs, re: Investor Protection Issues Regarding the Regulation of the Mutual Fund Industry |
| First Quarter |
| Mar. 31, 2004 |
Chairman William H. Donaldson, Before the Subcommittee on Commerce, Justice, State, and the Judiciary, Committee on Appropriations, United States House of Representatives, re: Fiscal 2005 Appropriations Request for the U. S. Securities and Exchange Commission |
| Mar. 30, 2004 |
Susan Ferris Wyderko, Director, Office of Investor Education and Assistance, Before the Subcommittee on Financial Management, the Budget, and International Security, Committee on Governmental Affairs, United States Senate, re: The Commission's Role in Empowering Americans to Make Informed Financial Decisions |
| Mar. 10, 2004 |
Lori A. Richards, Director, Office of Compliance Inspections and Examinations, Before the Senate Committee on Banking, Housing and Urban Affairs, re: The Securities and Exchange Commission's Examinations of Mutual Fund |
| Mar. 10, 2004 |
Paul F. Roye, Director, Division of Investment Management, Before the Senate Committee on Banking, Housing and Urban Affairs, re: The Securities and Exchange Commission's Recent Regulatory Actions to Protect Mutual Fund Investors |
| Feb. 10, 2004 |
Alan L. Beller, Director, Division of Corporate Finance, Before the Senate Committee on Banking, Housing, and Urban Affairs, re: The Application of Federal Securities Law Disclosure and Reporting Requirements to Fannie Mae, Freddie Mac and the Federal Home Loan Banks |
http://www.sec.gov/news/testimony/testarchive/2004test.shtml
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