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Division of Trading and Markets
List of Frequently Asked Questions
Guidance Regarding the Commission's Emergency Order Concerning Short Selling
Submit comments on S7-20-08
Responses to Frequently Asked Questions Concerning Rule 611 and Rule 610 of Regulation NMS
(April 4, 2008)
Responses to Frequently Asked Questions Concerning Rule 612 (Minimum Pricing Increment) of Regulation NMS
Responses to Frequently Asked Questions Concerning Regulation SHO Pilot Data
(March 4, 2005)
Responses to Frequently Asked Questions Concerning Regulation SHO
(December 17, 2004)
UPDATED 07/06/2007
Regulation Analyst Certification
Regulation M (Staff Legal Bulletin No. 9)
Rule 11Ac1-6 (Staff Legal Bulletin No. 13A)
Rule 11Ac1-6 (Staff Legal Bulletin No. 13)
Rule 11Ac1-5 (Staff Legal Bulletin No. 12R)
Rule 10b-18 ("Safe Harbor" for Issuer Repurchases)
http://www.sec.gov/divisions/marketreg/mrfaq.htm
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Modified: 07/18/2008