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Investment Company Act Notices and Orders
This page lists notices and orders of applications filed under the Investment Company Act (ICA) issued after January 1, 2007. Copies of the applications may be obtained for a fee at the Commission's Public Reference Branch. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.
See also Investment Company Act Deregistration Notices and Orders.
Chronological List
Third Quarter |
Second Quarter | First Quarter
ICA File Number List for 2008
Additional Archives
2008 | 2007
| Release No. |
Date |
Details |
| Third Quarter |
812-13483 |
| IC-28379 |
Sep. 12, 2008 |
Rafferty Asset Management, LLC, et al. (Notice)
|
812-13517 |
| IC-28378 |
Sep. 10, 2008 |
Global X Funds and Global X Management Company LLC (Notice)
|
812-13572 |
| IC-28377 |
Sep. 5, 2008 |
Prudential Financial, Inc., et al. (Notice and Temporary Order)
|
812-13505 |
| IC-28376 |
Sep. 5, 2008 |
Fidelity Aberdeen Street Trust, et al. (Notice)
|
812-13526 |
| IC-28375 |
Sep. 3, 2008 |
Phoenix Equity Trust, et al. (Notice)
|
812-13537 |
| IC-28374 |
Sep. 3, 2008 |
Advanced Series Trust, et al. (Order)
|
812-13532 |
| IC-28373 |
Sep. 3, 2008 |
Prudential Annuities Life Assurance Corp., et. al. (Order)
|
812-13357-01 |
| IC-28372 |
Aug. 29, 2008 |
John Hancock Income Securities Trust, et al. (Notice)
|
812-13381 |
| IC-28370 |
Aug. 29, 2008 |
PIMCO Municipal Income Fund, et al. (Notice)
|
812-13451 |
| IC-28369 |
Aug. 28, 2008 |
Allianz Life Insurance Company of North America, et al. (Notice)
|
812-13377 |
| IC-28368 |
Aug. 26, 2008 |
DNP Select Income Fund Inc. and Duff & Phelps Investment Management Co. (Order)
|
812-13425 |
| IC-28367 |
Aug. 26, 2008 |
Javelin Exchange-Traded Trust, et al. (Order)
|
812-13456 |
| IC-28366 |
Aug. 26, 2008 |
Goldman Sachs Trust, et al. (Order)
|
812-13507 |
| IC-28365 |
Aug. 25, 2008 |
Van Eck Associates Corporation, et al. (Order)
|
812-13528 |
| IC-28364 |
Aug. 25, 2008 |
Aberdeen Asset Management Inc. and Aberdeen Funds (Notice)
|
812-13152 |
| IC-28358 |
Aug. 19, 2008 |
Cohen & Steers Advantage Income Realty Fund, Inc., et al. (Order)
|
812-13454 |
| IC-28357 |
Aug. 12, 2008 |
The Mexico Fund, et al. (Order)
|
812-13513 |
| IC-28356 |
Aug. 12, 2008 |
PIMCO Funds, et al. (Order)
|
812-13537 |
| IC-28355 |
Aug. 8, 2008 |
Advanced Series Trust, et al. (Notice)
|
812-13532 |
| IC-28354 |
Aug. 8, 2008 |
Prudential Annuities Life Assurance Corporation, et. al. (Notice)
|
812-13074 |
| IC-28352 |
Aug. 5, 2008 |
ING Clarion Real Estate Income Fund, et al. (Order)
|
812-13425 |
| IC-28350 |
Jul. 31, 2008 |
Javelin Exchange-Traded Trust, et al. (Notice)
|
812-13507 |
| IC-28349 |
Jul. 31, 2008 |
Van Eck Associates Corporation, et al. (Notice)
|
812-13377 |
| IC-28348 |
Jul. 31, 2008 |
DNP Select Income Fund Inc., et al. (Notice)
|
812-13456 |
| IC-28347 |
Jul. 31, 2008 |
Goldman Sachs Trust, et al. (Notice)
|
812-13401 |
| IC-28342 |
Jul. 25, 2008 |
The Penn Mutual Life Insurance Company, et al. (Order)
|
812-13152 |
| IC-28341 |
Jul. 24, 2008 |
Cohen & Steers Advantage Income Realty Fund, Inc., et al. (Notice)
|
812-13457 |
| IC-28334 |
Jul. 22, 2008 |
Minnesota Life Insurance Company, et al. (Order)
|
812-13454 |
| IC-28332 |
Jul. 17, 2008 |
The Mexico Fund, et al. (Notice)
|
812-13513 |
| IC-28331 |
Jul. 17, 2008 |
PIMCO Funds, et al. (Notice)
|
812-13074 |
| IC-28329 |
Jul. 8, 2008 |
ING Clarion Real Estate Income Fund, et al. (Notice)
|
812-13401 |
| IC-28328 |
Jul. 2, 2008 |
The Penn Mutual Life Insurance Company, et al. (Notice)
|
| Second Quarter |
812-13457 |
| IC-28321 |
Jun. 26, 2008 |
Minnesota Life Insurance Company, et al. (Notice)
|
813-00369 |
| IC-28301 |
Jun. 18, 2008 |
American International Group, Inc., et al. (Order)
|
812-13475 |
| IC-28300 |
Jun. 17, 2008 |
Matrix Capital Group, Inc., et al. (Order)
|
812-13455 |
| IC-28297 |
Jun. 6, 2008 |
Prudential Retirement Insurance and Annuity Company, et al. (Order)
|
812-13438 |
| IC-28295 |
Jun. 3, 2008 |
Main Street Capital Corporation, et al. (Order)
|
812-13520 |
| IC-28294 |
May 30, 2008 |
Harris & Harris Group, Inc. (Order)
|
813-362 |
| IC-28289 |
May 28, 2008 |
The Bessemer Group, Inc., et al. (Order)
|
812-13496 |
| IC-28288 |
May 28, 2008 |
The RBB Fund, Inc. and Abundance Technologies, Inc. (Order)
|
812-13476 |
| IC-28287 |
May 28, 2008 |
Fidelity Rutland Square Trust, et al. (Order)
|
813-369 |
| IC-28286 |
May 23, 2008 |
American International Group, Inc., et al (Notice)
|
812-13466 |
| IC-28285 |
May 23, 2008 |
ING USA Annuity and Life Insurance Company, et al. (Order)
|
812-13475 |
| IC-28284 |
May 22, 2008 |
Matrix Capital Group, Inc., et al. (Notice)
|
812-13508 |
| IC-28267 |
May 20, 2008 |
Thrivent Mutual Funds, et al. (Order)
|
812-13438 |
| IC-28265 |
May 8, 2008 |
Main Street Capital Corporation, et al. (Notice)
|
812-13246 |
| IC-28264 |
May 7, 2008 |
U.S. Bank National Association FAF Advisors, Inc. (Order)
|
812-13455 |
| IC-28263 |
May 7, 2008 |
Prudential Retirement Insurance and Annuity Company, et al. (Notice)
|
812-13430 |
| IC-28262 |
May 1, 2008 |
ALPS Advisers Inc., et al. (Order)
|
812-13496 |
| IC-28260 |
Apr. 30, 2008 |
The RBB Fund, Inc. and Abundance Technologies, Inc. (Notice)
|
812-13476 |
| IC-28259 |
Apr. 30, 2008 |
Fidelity Rutland Square Trust, et al. (Notice)
|
813-362 |
| IC-28258 |
Apr. 29, 2008 |
The Bessemer Group, Incorporated, et al. (Notice)
|
812-13500 |
| IC-28257 |
Apr. 28, 2008 |
Franklin California Tax-Free Income Trust, et al. (Order)
|
812-13466 |
| IC-28256 |
Apr. 28, 2008 |
ING USA Annuity and Life Insurance Company, et al. (Notice)
|
812-13508 |
| IC-28252 |
Apr. 24, 2008 |
Thrivent Mutual Funds, et al. (Notice)
|
812-13368 |
| IC-28239 |
Apr. 23, 2008 |
Kohlberg Capital Corporation (Order)
|
812-13246 |
| IC-28238 |
Apr. 16, 2008 |
U.S. Bank National Association, et al. (Notice)
|
812-13445 |
| IC-28237 |
Apr. 16, 2008 |
American Family Life Insurance Company, et al. (Order)
|
812-13439 |
| IC-28236 |
Apr. 16, 2008 |
MetLife Insurance Company of Connecticut, et al. (Order)
|
812-13430 |
| IC-28235 |
Apr. 9, 2008 |
ALPS Advisers, Inc. (Notice)
|
812�452 |
| IC-28234 |
Apr. 3, 2008 |
Jefferson National Life Insurance Company, et al. (Order)
|
812-13446 |
| IC-28233 |
Apr. 1, 2008 |
Prudential Annuities Life Assurance Corporation, et al. (Order)
|
812-13423 |
| IC-28232 |
Apr. 1, 2008 |
CUNA Mutual Insurance Society, et al. (Order)
|
812-13437 |
| IC-28231 |
Apr. 1, 2008 |
Pruco Life Insurance Company, et al. (Order)
|
812-13418 |
| IC-28230 |
Apr. 1, 2008 |
JPMorgan Trust I, et al. (Order)
|
| First Quarter |
812-13500 |
| IC-28229 |
Mar. 31, 2008 |
Franklin California Tax-Free Income Fund, et al. (Notice)
|
812-13368 |
| IC-28228 |
Mar. 28, 2008 |
Kohlberg Capital Corporation (Notice)
|
811-4193 |
| IC-28203 |
Mar. 26, 2008 |
RSI Retirement Trust (Order)
|
812-13481 |
| IC-28202 |
Mar. 25, 2008 |
Eaton Vance Mutual Funds Trust, et al. (Order)
|
812-13473 |
| IC-28201 |
Mar. 25, 2008 |
Advisors Series Trust, et al. (Order)
|
812-13348 |
| IC-28200 |
Mar. 25, 2008 |
Patriot Capital Funding, Inc. (Order)
|
812-13367 |
| IC-28199 |
Mar. 24, 2008 |
Kohlberg Capital Corporation (Order)
|
812-13445 |
| IC-28197 |
Mar. 19, 2008 |
American Family Life Insurance Company, et al. (Notice)
|
812-13447 |
| IC-28196 |
Mar. 18, 2008 |
Triangle Capital Corporation (Order)
|
812-13444 |
| IC-28195 |
Mar. 17, 2008 |
NETS Trust (Order)
|
812-13452 |
| IC-28191 |
Mar. 10, 2008 |
Jefferson National Life Insurance Company, et al. (Notice)
|
812-13439 |
| IC-28190 |
Mar. 10, 2008 |
MetLife Insurance Company of Connecticut, et al. (Notice)
|
811-4193 |
| IC-28184 |
Mar. 5, 2008 |
RSI Retirement Trust (Notice)
|
812-13418 |
| IC-28183 |
Mar. 4, 2008 |
JPMorgan Trust I, et al. (Notice)
|
812-13427 |
| IC-28182 |
Mar. 4, 2008 |
Pioneer Bond Fund, et al. (Order)
|
812-13423 |
| IC-28181 |
Mar. 4, 2008 |
CUNA Mutual Insurance Society, et al. (Notice)
|
812-13437 |
| IC-28180 |
Mar. 4, 2008 |
Pruco Life Insurance Company, et al. (Notice)
|
812-13446 |
| IC-28179 |
Mar. 4, 2008 |
Prudential Annuities Life Assurance Corporation, et al. (Notice)
|
812-13348 |
| IC-28176 |
Feb. 28, 2008 |
Patriot Capital Funding, Inc. (Notice)
|
812-13473 |
| IC-28175 |
Feb. 27, 2008 |
Advisors Series Trust, et al. (Notice)
|
812-13470 |
| IC-28174 |
Feb. 27, 2008 |
WisdomTree Trust, et al. (Order)
|
812-13485 |
| IC-28173 |
Feb. 27, 2008 |
Barclays Global Fund Advisors, et al. (Order)
|
812-13352 |
| IC-28172 |
Feb. 27, 2008 |
Bear Stearns Asset Management, Inc., et al. (Order)
|
812-13386 |
| IC-28171 |
Feb. 27, 2008 |
PowerShares Capital Management LLC, et al. (Order)
|
812-13481 |
| IC-28170 |
Feb. 26, 2008 |
Eaton Vance Mutual Funds Trust, et al. (Notice)
|
812-13436 |
| IC-28169 |
Feb. 26, 2008 |
MLIG Variable Insurance Trust (Order)
|
812-13367 |
| IC-28168 |
Feb. 25, 2008 |
Kohlberg Capital Corporation (Notice)
|
812-13467 |
| IC-28167 |
Feb. 25, 2008 |
Schroder Series Trust, et al. (Order)
|
812-13444 |
| IC-28166 |
Feb. 25, 2008 |
NETS Trust, et al. (Notice)
|
812-13447 |
| IC-28165 |
Feb. 20, 2008 |
Triangle Capital Corporation (Notice)
|
812-13363 |
| IC-28151 |
Feb. 13, 2008 |
The TIGERS Revenue Trust and VTL Associates, LLC (Order)
|
812-13213 |
| IC-28150 |
Feb. 13, 2008 |
Morgan Stanley Investment Management Inc., et al. (Order)
|
812-13424 |
| IC-28149 |
Feb. 12, 2008 |
Northern Institutional Funds, Northern Funds, Northern Trust Investments, N.A. (Order)
|
812-13470 |
| IC-28147 |
Feb. 6, 2008 |
Wisdom Tree Trust, et al. (Notice)
|
812-13485 |
| IC-28146 |
Feb. 6, 2008 |
Barclays Global Fund Advisors, et al. (Notice)
|
812-13427 |
| IC-28144 |
Feb. 5, 2008 |
Pioneer Bond Fund, et al. (Notice)
|
812-13352 |
| IC-28143 |
Feb. 5, 2008 |
Bear Stearns Asset Management, Inc., et al. (Notice)
|
812-13386 |
| IC-28140 |
Feb. 1, 2008 |
PowerShares Capital Management LLC, et al. (Notice)
|
812-13436 |
| IC-28139 |
Jan. 31, 2008 |
MLIG Variable Insurance Trust and Roszel Advisors, LLC (Notice)
|
812-13467 |
| IC-28133 |
Jan. 24, 2008 |
Schroder Series Trust, et al. (Notice)
|
812-13213 |
| IC-28125 |
Jan. 18, 2008 |
Morgan Stanley Investment Management Inc., et al. (Notice)
|
812-13363 |
| IC-28123 |
Jan. 18, 2008 |
The TIGERS Revenue Trust and VTL Associates, LLC (Notice)
|
812-13453 |
| IC-28122 |
Jan. 16, 2008 |
The UBS Funds, et al. (Order)
|
812-13464 |
| IC-28121 |
Jan. 16, 2008 |
Millennium India Acquisition Company, Inc. (Order)
|
812-13411 |
| IC-28120 |
Jan. 16, 2008 |
Main Street Capital Corporation, et al. (Order)
|
812-13424 |
| IC-28119 |
Jan. 16, 2008 |
Northern Institutional Funds (Notice)
|
| ICA File Number List for 2008 |
| Release No. |
Date |
Details |
813-00369 |
| IC-28301 |
Jun. 18, 2008 |
American International Group, Inc., et al. (Order)
|
| IC-28286 |
May 23, 2008 |
American International Group, Inc., et al (Notice)
|
| IC-28286 |
May 23, 2008 |
American International Group, Inc., et al (Notice)
|
813-362 |
| IC-28289 |
May 28, 2008 |
The Bessemer Group, Inc., et al. (Order)
|
| IC-28258 |
Apr. 29, 2008 |
The Bessemer Group, Incorporated, et al. (Notice)
|
812-13572 |
| IC-28377 |
Sep. 5, 2008 |
Prudential Financial, Inc., et al. (Notice and Temporary Order)
|
812-13537 |
| IC-28374 |
Sep. 3, 2008 |
Advanced Series Trust, et al. (Order)
|
| IC-28355 |
Aug. 8, 2008 |
Advanced Series Trust, et al. (Notice)
|
812-13532 |
| IC-28373 |
Sep. 3, 2008 |
Prudential Annuities Life Assurance Corp., et. al. (Order)
|
| IC-28354 |
Aug. 8, 2008 |
Prudential Annuities Life Assurance Corporation, et. al. (Notice)
|
812-13528 |
| IC-28364 |
Aug. 25, 2008 |
Aberdeen Asset Management Inc. and Aberdeen Funds (Notice)
|
812-13526 |
| IC-28375 |
Sep. 3, 2008 |
Phoenix Equity Trust, et al. (Notice)
|
812-13520 |
| IC-28294 |
May 30, 2008 |
Harris & Harris Group, Inc. (Order)
|
812-13517 |
| IC-28378 |
Sep. 10, 2008 |
Global X Funds and Global X Management Company LLC (Notice)
|
812-13513 |
| IC-28356 |
Aug. 12, 2008 |
PIMCO Funds, et al. (Order)
|
| IC-28331 |
Jul. 17, 2008 |
PIMCO Funds, et al. (Notice)
|
812-13508 |
| IC-28267 |
May 20, 2008 |
Thrivent Mutual Funds, et al. (Order)
|
| IC-28252 |
Apr. 24, 2008 |
Thrivent Mutual Funds, et al. (Notice)
|
812-13507 |
| IC-28365 |
Aug. 25, 2008 |
Van Eck Associates Corporation, et al. (Order)
|
| IC-28349 |
Jul. 31, 2008 |
Van Eck Associates Corporation, et al. (Notice)
|
812-13505 |
| IC-28376 |
Sep. 5, 2008 |
Fidelity Aberdeen Street Trust, et al. (Notice)
|
812-13500 |
| IC-28257 |
Apr. 28, 2008 |
Franklin California Tax-Free Income Trust, et al. (Order)
|
| IC-28229 |
Mar. 31, 2008 |
Franklin California Tax-Free Income Fund, et al. (Notice)
|
812-13496 |
| IC-28288 |
May 28, 2008 |
The RBB Fund, Inc. and Abundance Technologies, Inc. (Order)
|
| IC-28260 |
Apr. 30, 2008 |
The RBB Fund, Inc. and Abundance Technologies, Inc. (Notice)
|
812-13485 |
| IC-28173 |
Feb. 27, 2008 |
Barclays Global Fund Advisors, et al. (Order)
|
| IC-28146 |
Feb. 6, 2008 |
Barclays Global Fund Advisors, et al. (Notice)
|
812-13483 |
| IC-28379 |
Sep. 12, 2008 |
Rafferty Asset Management, LLC, et al. (Notice)
|
812-13481 |
| IC-28202 |
Mar. 25, 2008 |
Eaton Vance Mutual Funds Trust, et al. (Order)
|
| IC-28170 |
Feb. 26, 2008 |
Eaton Vance Mutual Funds Trust, et al. (Notice)
|
812-13476 |
| IC-28287 |
May 28, 2008 |
Fidelity Rutland Square Trust, et al. (Order)
|
| IC-28259 |
Apr. 30, 2008 |
Fidelity Rutland Square Trust, et al. (Notice)
|
812-13475 |
| IC-28300 |
Jun. 17, 2008 |
Matrix Capital Group, Inc., et al. (Order)
|
| IC-28284 |
May 22, 2008 |
Matrix Capital Group, Inc., et al. (Notice)
|
812-13473 |
| IC-28201 |
Mar. 25, 2008 |
Advisors Series Trust, et al. (Order)
|
| IC-28175 |
Feb. 27, 2008 |
Advisors Series Trust, et al. (Notice)
|
812-13470 |
| IC-28174 |
Feb. 27, 2008 |
WisdomTree Trust, et al. (Order)
|
| IC-28147 |
Feb. 6, 2008 |
Wisdom Tree Trust, et al. (Notice)
|
812-13467 |
| IC-28167 |
Feb. 25, 2008 |
Schroder Series Trust, et al. (Order)
|
| IC-28133 |
Jan. 24, 2008 |
Schroder Series Trust, et al. (Notice)
|
812-13466 |
| IC-28285 |
May 23, 2008 |
ING USA Annuity and Life Insurance Company, et al. (Order)
|
| IC-28256 |
Apr. 28, 2008 |
ING USA Annuity and Life Insurance Company, et al. (Notice)
|
812-13464 |
| IC-28121 |
Jan. 16, 2008 |
Millennium India Acquisition Company, Inc. (Order)
See also: Notice: Rel. No. IC-28083
|
812-13457 |
| IC-28334 |
Jul. 22, 2008 |
Minnesota Life Insurance Company, et al. (Order)
|
| IC-28321 |
Jun. 27, 2008 |
Minnesota Life Insurance Company, et al. (Notice)
|
812-13456 |
| IC-28366 |
Aug. 26, 2008 |
Goldman Sachs Trust, et al. (Order)
|
| IC-28347 |
Jul. 31, 2008 |
Goldman Sachs Trust, et al. (Notice)
|
812-13455 |
| IC-28297 |
Jun. 6, 2008 |
Prudential Retirement Insurance and Annuity Company, et al. (Order)
|
| IC-28263 |
May 7, 2008 |
Prudential Retirement Insurance and Annuity Company, et al. (Notice)
|
812-13454 |
| IC-28357 |
Aug. 12, 2008 |
The Mexico Fund, et al. (Order)
|
| IC-28332 |
Jul. 17, 2008 |
The Mexico Fund, et al. (Notice)
|
812-13453 |
| IC-28122 |
Jan. 16, 2008 |
The UBS Funds, et al. (Order)
See also: Notice: Rel. No. IC-28080
|
812�452 |
| IC-28234 |
Apr. 3, 2008 |
Jefferson National Life Insurance Company, et al. (Order)
|
| IC-28191 |
Mar. 10, 2008 |
Jefferson National Life Insurance Company, et al. (Notice)
|
812-13451 |
| IC-28369 |
Aug. 28, 2008 |
Allianz Life Insurance Company of North America, et al. (Notice)
|
812-13447 |
| IC-28196 |
Mar. 18, 2008 |
Triangle Capital Corporation (Order)
|
| IC-28165 |
Feb. 20, 2008 |
Triangle Capital Corporation (Notice)
|
812-13446 |
| IC-28233 |
Apr. 1, 2008 |
Prudential Annuities Life Assurance Corporation, et al. (Order)
|
| IC-28179 |
Mar. 4, 2008 |
Prudential Annuities Life Assurance Corporation, et al. (Notice)
|
812-13445 |
| IC-28237 |
Apr. 16, 2008 |
American Family Life Insurance Company, et al. (Order)
|
| IC-28197 |
Mar. 19, 2008 |
American Family Life Insurance Company, et al. (Notice)
|
812-13444 |
| IC-28195 |
Mar. 17, 2008 |
NETS Trust (Order)
|
| IC-28166 |
Feb. 25, 2008 |
NETS Trust, et al. (Notice)
|
812-13439 |
| IC-28236 |
Apr. 16, 2008 |
MetLife Insurance Company of Connecticut, et al. (Order)
|
| IC-28190 |
Mar. 10, 2008 |
MetLife Insurance Company of Connecticut, et al. (Notice)
|
812-13438 |
| IC-28295 |
Jun. 3, 2008 |
Main Street Capital Corporation, et al. (Order)
|
| IC-28265 |
May 8, 2008 |
Main Street Capital Corporation, et al. (Notice)
|
812-13437 |
| IC-28231 |
Apr. 1, 2008 |
Pruco Life Insurance Company, et al. (Order)
|
| IC-28180 |
Mar. 4, 2008 |
Pruco Life Insurance Company, et al. (Notice)
|
812-13436 |
| IC-28169 |
Feb. 26, 2008 |
MLIG Variable Insurance Trust (Order)
|
| IC-28139 |
Jan. 31, 2008 |
MLIG Variable Insurance Trust and Roszel Advisors, LLC (Notice)
|
812-13430 |
| IC-28262 |
May 1, 2008 |
ALPS Advisers Inc., et al. (Order)
|
| IC-28235 |
Apr. 9, 2008 |
ALPS Advisers, Inc. (Notice)
|
812-13427 |
| IC-28182 |
Mar. 4, 2008 |
Pioneer Bond Fund, et al. (Order)
|
| IC-28144 |
Feb. 5, 2008 |
Pioneer Bond Fund, et al. (Notice)
|
812-13425 |
| IC-28367 |
Aug. 26, 2008 |
Javelin Exchange-Traded Trust, et al. (Order)
|
| IC-28350 |
Jul. 31, 2008 |
Javelin Exchange-Traded Trust, et al. (Notice)
|
812-13424 |
| IC-28149 |
Feb. 12, 2008 |
Northern Institutional Funds, Northern Funds, Northern Trust Investments, N.A. (Order)
|
| IC-28119 |
Jan. 16, 2008 |
Northern Institutional Funds (Notice)
|
812-13423 |
| IC-28232 |
Apr. 1, 2008 |
CUNA Mutual Insurance Society, et al. (Order)
|
| IC-28181 |
Mar. 4, 2008 |
CUNA Mutual Insurance Society, et al. (Notice)
|
812-13418 |
| IC-28183 |
Mar. 4, 2008 |
JPMorgan Trust I, et al. (Notice)
|
| IC-28230 |
Apr. 1, 2008 |
JPMorgan Trust I, et al. (Order)
|
812-13411 |
| IC-28120 |
Jan. 16, 2008 |
Main Street Capital Corporation, et al. (Order)
See also: Notice: Rel. No. IC-28082
|
812-13401 |
| IC-28342 |
Jul. 25, 2008 |
The Penn Mutual Life Insurance Company, et al. (Order)
|
| IC-28328 |
Jul. 2, 2008 |
The Penn Mutual Life Insurance Company, et al. (Notice)
|
812-13386 |
| IC-28171 |
Feb. 27, 2008 |
PowerShares Capital Management LLC, et al. (Order)
|
| IC-28140 |
Feb. 1, 2008 |
PowerShares Capital Management LLC, et al. (Notice)
|
812-13381 |
| IC-28370 |
Aug. 29, 2008 |
PIMCO Municipal Income Fund, et al. (Notice)
|
812-13377 |
| IC-28368 |
Aug. 26, 2008 |
DNP Select Income Fund Inc. and Duff & Phelps Investment Management Co. (Order)
|
| IC-28348 |
Jul. 31, 2008 |
DNP Select Income Fund Inc., et al. (Notice)
|
812-13368 |
| IC-28239 |
Apr. 23, 2008 |
Kohlberg Capital Corporation (Order)
|
| IC-28228 |
Mar. 28, 2008 |
Kohlberg Capital Corporation (Notice)
|
812-13367 |
| IC-28199 |
Mar. 24, 2008 |
Kohlberg Capital Corporation (Order)
|
| IC-28168 |
Feb. 25, 2008 |
Kohlberg Capital Corporation (Notice)
|
812-13363 |
| IC-28151 |
Feb. 13, 2008 |
The TIGERS Revenue Trust and VTL Associates, LLC (Order)
|
| IC-28123 |
Jan. 18, 2008 |
The TIGERS Revenue Trust and VTL Associates, LLC (Notice)
|
812-13357-01 |
| IC-28372 |
Aug. 29, 2008 |
John Hancock Income Securities Trust, et al. (Notice)
|
812-13352 |
| IC-28172 |
Feb. 27, 2008 |
Bear Stearns Asset Management, Inc., et al. (Order)
|
| IC-28143 |
Feb. 5, 2008 |
Bear Stearns Asset Management, Inc., et al. (Notice)
|
812-13348 |
| IC-28200 |
Mar. 25, 2008 |
Patriot Capital Funding, Inc. (Order)
|
| IC-28176 |
Feb. 28, 2008 |
Patriot Capital Funding, Inc. (Notice)
|
812-13246 |
| IC-28264 |
May 7, 2008 |
U.S. Bank National Association FAF Advisors, Inc. (Order)
|
| IC-28238 |
Apr. 16, 2008 |
U.S. Bank National Association, et al. (Notice)
|
812-13213 |
| IC-28150 |
Feb. 13, 2008 |
Morgan Stanley Investment Management Inc., et al. (Order)
|
| IC-28125 |
Jan. 18, 2008 |
Morgan Stanley Investment Management Inc., et al. (Notice)
|
812-13152 |
| IC-28358 |
Aug. 19, 2008 |
Cohen & Steers Advantage Income Realty Fund, Inc., et al. (Order)
|
| IC-28341 |
Jul. 24, 2008 |
Cohen & Steers Advantage Income Realty Fund, Inc., et al. (Notice)
|
812-13074 |
| IC-28352 |
Aug. 5, 2008 |
ING Clarion Real Estate Income Fund, et al. (Order)
|
| IC-28329 |
Jul. 8, 2008 |
ING Clarion Real Estate Income Fund, et al. (Notice)
|
811-4193 |
| IC-28203 |
Mar. 26, 2008 |
RSI Retirement Trust (Order)
|
| IC-28184 |
Mar. 5, 2008 |
RSI Retirement Trust (Notice)
|
http://www.sec.gov/rules/icreleases.shtml
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