Panels and Participants
2000 Municipal Market Roundtable
October 12, 2000
Washington, D.C.
United States Securities and Exchange Commission
Office of Municipal Securities
WELCOME
Martha Mahan Haines
Attorney-Fellow, SEC
OPENING REMARKS
Paul S. Maco
Director, SEC
KEYNOTE ADDRESS
James A. Lebenthal
Chairman
Lebenthal & Co
PANEL I: Current Disclosure Issues in the Primary and Secondary Markets
Moderators:
Martha Mahan Haines
Attorney-Fellow
SEC - Office of Municipal Securities
and
Stephen J. Weinstein
Attorney-Fellow
SEC - Office of Municipal Securities
Panelists
David Fredrickson
Assistant General Counsel
SEC - Office of General Counsel
Bond Lawyer
Andrew R. Kintzinger
Preston Gates & Ellis LLP
Issuer
Robert Donovan
Executive Director
Rhode Island Health & Educational Bldg Authority
Underwriter
Robert E. Foran
Senior Managing Director
Bear, Stearns & Co.
Trustee
Mark Brown
Vice President
Bank of New York
Conduit Borrower
Denny Drake
General Counsel
Iowa Health System
Institutional Investor
Rafael Costas
Senior Vice President
Franklin Templeton Investments
Individual Investor
Helen Gee
President, Metropolitan Washington Chapter
American Association of Individual Investors
PANEL II: Use of Electronic Media
Moderator
Catherine McGuire
Associate Director
SEC - Division of Market Regulation
Panelists
Amy Starr
Special Counsel
SEC - Division of Corporation Finance
Issuer
Jeffrey S. Green
General Counsel
The Port Authority of New York & New Jersey
Underwriter
Roger G. Hayes
Managing Director
Banc of America Securities
Bond Lawyer
Ursula H. Hyman
Partner
Latham & Watkins
Internet Website Operator
Bradley Wendt
President
BondDesk.com
Institutional Investor
Joseph P. Deane
Managing Director
Salomon Smith Barney
Individual Investor
Dr. Harold P. Wittman
Board of Directors
Metropolitan Washington Chapter
American Association of Individual Investors
PANEL III: Selected MSRB Issues
Moderator
Mary N. Simpkins
Senior Special Counsel
SEC - Office of Municipal Securities
Panelists
Mark Zehner
Regional Municipal Securities Counsel
SEC - Philadelphia District Office
Financial Advisors
Phyllis Currie
President
Phyllis Currie Consulting
Robert W. Doty
President
American Government Financial Services
Bond Lawyer
Neil P. Arkuss
Palmer & Dodge LLP
Institutional Investor
Leslie Richards-Yellen
Principal and Associate Counsel
The Vanguard Group
NASD
Malcolm Northam
Director
National Association of Securities Dealers
MSRB
Diane Klinke
General Counsel
Municipal Securities Rulemaking Board
CLOSING REMARKS
Stephen J. Weinstein
Attorney-Fellow
SEC - Office of Municipal Securities
On to Opening remarks ...
http://www.sec.gov/info/municipal/roundtables/2000participants.htm