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Reports
& Studies:
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2002
SPNS Report to CARE Act Grantees on
Thirteen SPNS Initiatives |
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Print the Complete Report (pdf 324KB). |
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TABLE
OF CONTENTS |
Preface |
Overview |
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DIRECTLY-FUNDED
SPNS INITIATIVES - Centers
and Affiliated Sites |
Adherence Initiative
Adherence Support Programs
American Indians and Alaska Natives Initiative
AI/AN Demonstration Projects
Information Technology Initiative
Outreach and Intervention Initiative
Outreach Demonstration Projects
Palliative Care Initiative
Palliative Care Demonstration Projects
Prevention with Positives Initiative
U.S./Mexico
Border Health Initiative
Border Demonstration Projects
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DIRECTLY-FUNDED
SPNS INITIATIVES - Centers
Only |
Collaborative
on Improving Quality of Care
Innovative Programs for HIV Positive Substance Users
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SPNS
COLLABORATIONS |
Corrections
Initiative
Corrections Demonstration Projects
HIV Treatment Error Reduction Project (CLIPS)
Intervention for Seropositive IDUs: Research and Evaluation (INSPIRE)
Treatment Adherence Health Outcomes and Cost Study
Cost Study Intervention Sites |
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PREFACE |
The
purpose of this report is to provide Ryan White CARE Act grantees
with preliminary findings from the SPNS initiatives and their multi-site
evaluations. Each of the initiatives in the report addresses a critical
issue identified as an obstacle to providing care to people with HIV/AIDS
in the U.S. The report describes models that have been developed to
overcome these obstacles and provides up-to-date preliminary findings
and lessons learned as the innovative models of care are evaluated.
The report also includes updated contact information so that agencies
can obtain more detailed information from the demonstration projects
themselves or from the evaluation centers for each initiative. Thus,
HIV program planners can obtain technical assistance now, as they
make critical implementation decisions, rather than waiting until
an initiative has formally completed its three- to five-year evaluation
process.
We trust this
report will enhance HIV/AIDS programs today, arming them with the
best information available about overcoming barriers to providing
services to hard-to-reach individuals, even though the SPNS initiatives
are still in progress. Developing relationships between providers
with experience and those just starting out ensures that what is
being learned today can be shared today. SPNS grantees and their
Federal partners are developing innovative models to meet the changing
needs of people living with HIV/AIDS. We encourage providers not
only to read this document but to talk with the initiatives' grantees
and project officers. Refer to the HRSA/HAB web site for more information
on SPNS initiatives.
The SPNS program
exists to ensure better care for people living with HIV/AIDS. This
series is part of the continuing dialogue between SPNS grantees
and care providers to share the lessons learned through the SPNS
program. May the result be high-quality care for all people living
with HIV/AIDS.
Sincerely,
Elizabeth M Duke
Administrator
Health Resources and Services Administration
Department of Health and Human Services
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OVERVIEW |
THE
SPNS MANDATE
The purpose
of the Special Projects of National Significance (SPNS) program
is to advance knowledge and skills in the delivery of health and
social services to people with HIV infection who are disadvantaged
financially and medically underserved. The SPNS program, which is
administered by the Health Resources and Services Administration
(HRSA) HIV/AIDS Bureau (HAB), is part of the Ryan White Comprehensive
AIDS Resources Emergency Act, also known as the CARE Act. The program's
goals are to:
- Fund innovative
models of care, and support the development of effective delivery
systems of HIV care and services.
- Advance
knowledge and skills in the delivery of health and support services
to people with HIV who are underserved.
- Disseminate
SPNS findings to improve CARE Act program development and implementation.
HAB has identified
four factors that will impact HIV/AIDS care over the next decade.
These factors form the basis for SPNS priorities:
- The HIV/AIDS
epidemic is growing among traditionally underserved and hard-to-reach
populations. The epidemic continues to spread among women, injection
drug users and their heterosexual partners, gay and bisexual men
of color and youth. HIV/AIDS is now most heavily impacting minority
communities and individuals living in poverty.
- The newly
emerging HIV/AIDS therapies, such as combination antiretroviral
therapy, can make a difference in the lives of people with HIV
disease. However, the service system must continue to meet the
care needs of those who do not choose these therapies, who cannot
tolerate their side effects, and for whom combination therapy
is not indicated. The service system must maintain its commitment
to high-quality primary health care, including palliative and
end-of-life care.
- Changes
in the economics of health care are affecting the HIV/AIDS care
network. Many Medicaid beneficiaries are now being enrolled in
managed care plans. In these plans, persons living with HIV disease
may have limited access to providers experienced in HIV/AIDS care,
which has a major impact on length and quality of life. CARE Act-funded
AIDS service organizations have much to offer managed care plans,
including the capacity to offer support services that enable people
with HIV/AIDS to access primary care.
- Health policy
and funding are increasingly determined by measurable outcomes.
With each new budget year, funding requests and decisions about
appropriations become more closely linked to achieving clear,
demonstrated outcomes. HRSA must provide quantifiable outcome
data that clearly demonstrate the benefits of Federal funds. The
Agency's ability to fulfill this responsibility depends upon carefully
developed evaluation strategies and the data-gathering capacities
of grantees. This requires close cooperation between HRSA and
its grantees.
HOW THE
INITIATIVES WORK
Recognizing
the creativity and innovation within existing CARE Act programs,
many of the new SPNS initiatives focus on evaluating existing programs
as well as on developing new models of care. The initiatives usually
describe the components of the innovative model and then evaluate
its effectiveness, efficiency and replicability. An important corollary
is an examination of the contextual issues that contribute to the
success or failure of an intervention in a particular setting or
with a particular population. For example, the Border Initiative
not only takes into consideration but explores the socio-political
and economic context of services to at-risk persons along the border.
The structure
of most of the multi-site initiatives is designed to collect data
and evaluate interventions across sites. The projects are grouped
by type of intervention or topic (e.g., adherence, corrections)
with the guidance of an evaluation center that facilitates cross-site
evaluation. Each grantee is required to participate in development
of the evaluation plan for the overall initiative and to collect
uniform data that can be analyzed and compared across programs.
The SPNS initiatives have demonstrated that collaboration for multi-site
evaluation of care programs is possible and rewarding, and that
it requires time and effort on the part of all stakeholders: the
evaluation centers, HRSA/SPNS, and the projects.
The evaluation
center coordinates evaluation activities of the initiative's grantees
through a systematic process:
- Facilitating
development of consensus on evaluation goals and questions. In
addition, wherever possible, the evaluation center encourages
grantees to use standardized process and outcome measures in their
site-specific evaluation plans.
- Standardization
of data collection instruments. Common data elements are used
for the multi-site evaluation and common codes are created for
data values.
- Development
of protocols for submission of data to the evaluation center.
- Quality
assurance procedures for submitted data.
Each evaluation
center also coordinates the dissemination of findings, and provides
technical assistance to grantees in reporting their own findings.
In doing so, the evaluation center also addresses the issues that
arise when multiple entities collaborate in an evaluation effort,
such as:
- Data confidentiality
- Data ownership
and data sharing
- Sequence
of release of dissemination products
- Protocols
for dissemination of findings
- Authorship
The evaluation
center for each initiative is also responsible for the assessment
of the policy implications of study findings and the production
of a report that provides policy recommendations.
The mechanism
for establishing a collaboration partnership for each initiative
is the convening of one or more meetings of the evaluation center
and the grantees. This enabled all parties to meet and become familiar
with each others' projects, begin establishment of a shared group
identity and mission, and begin a dialogue about the multi-site
evaluation effort. Continuation of the dialogue usually occurred
through emails and regularly scheduled telephone conference calls
as well as a second multi-site meeting. By the end of the first
year, most initiatives have achieved consensus about their evaluation
methodologies and finalized their multi-site evaluation plans. Numerous
challenges have been faced and lessons learned, some of which will
be discussed under individual initiatives.
Several of
the SPNS initiatives draw upon expertise of Federal agencies outside
HRSA, through active collaboration with the Centers for Disease
Control and Prevention, Agency for Healthcare Research and Quality,
and Substance Abuse and Mental Health Services Administration. SPNS
has contributed funding as well as its unique perspective to research
efforts within each of these agencies, expanding the research focus
to the challenging issues of providing health care to marginalized
or hard-to-reach groups of people living with HIV/AIDS.
Some of the
collaborative projects have structures that differ from the typical
SPNS initiatives. Some are cooperative agreements in which the lead
funding agency serves the function of the SPNS evaluation center.
Others are more like grants to researchers to conduct research projects
that they designed. The projects described in this report demonstrate
a wide range of mechanisms being used to develop and evaluate creative
programming to meet the needs of marginalized people living with
HIV/AIDS.
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DIRECTLY-FUNDED
SPNS INITIATIVES - Centers
and Affiliated Sites |
Adherence
Initiative: In order for the highly active antiretroviral therapies
(HAART) to be effective, strict adherence to the regimens is essential.
However, adherence to the complex regimens is challenging, particularly
for people with HIV who experience other difficulties such as substance
use and homelessness in their lives. Many CARE Act-funded grantees
and their contractors are funding innovative programs to increase
adherence to HIV therapies. The objective of the Adherence Initiative
is to evaluate existing interventions that have been designed to
increase adherence to HAART among underserved populations such as
women, adolescents, the homeless, substance users, and in minority
and ethnic population groups. Twelve programs that span a range
of target populations, adherence interventions, and client service
settings have been provided the funding to evaluate their adherence
support interventions. The Center for Adherence Support Evaluation
(CASE) Project supports them in evaluating what kind of adherence
support works best for whom, at what cost. CASE will also facilitate
the development of a national consensus about what the best practices
are to support adherence, and will broadly disseminate the findings.
Read
more...
Adherence
Support Programs
American
Indians and Alaska Natives Initiative: The American Indian/Alaska
Native (AI/AN) Initiative is designed to integrate substance abuse
and mental health services with HIV care for American Indian and
Alaska Native communities. Six demonstration projects and a technical
assistance center comprise this five-year initiative, which begins
in October 2002 and ends in September 2007. Since AI/AN agencies
operate under a Federal policy that promotes self determination
for American Indian and Alaska Native peoples, the technical assistance
center will respect the interest of AI/AN projects to develop culturally
appropriate solutions to community, tribal, and village issues and
will encourage solutions to come from the local level. The role
of the center is to provide technical assistance to the six HIV/AIDS
care demonstration projects for their local evaluation efforts,
to assess local evaluation capabilities, and to disseminate the
findings of the initiative.
Read
more...
AI/AN Demonstration Projects
Information
Technology Initiative: The Information Technology Initiative
(Evaluating the Impact of Information Technology on Optimizing Quality
of HIV Care) will evaluate the impact of information technology
(IT) on improving the delivery and quality of care for underserved
people living with HIV. The three-year initiative, which begins
in October 2002 and is expected to continue through September 2005,
is a collaborative effort of the HRSA HIV/AIDS Bureau (HAB) and
the Agency for Healthcare Research Quality (AHRQ). Both the Special
Projects of National Significance (SPNS) and the AIDS Education
and Training Centers (AETC) of HAB are involved in the initiative.
Read
more...
Outreach
Initiative: Identifying effective models of outreach to underserved
HIV positive people not in care is a critical element in responding
to the changing AIDS epidemic. Recent advances in the treatment
of HIV/AIDS have slowed both AIDS death rates and the progression
of disease for many individuals. However, certain vulnerable and
marginalized groups of people, including people of color, women,
substance users, the homeless, youth, men who have sex with men,
and people who are incarcerated, are not benefiting as much from
these advances. Populations with the highest HIV infection rates
have a correspondingly greater need for treatment, yet behavioral
and delivery system factors such as cultural and linguistic biases,
racial and gender discrimination, and lack of insurance have a profound
influence on access to medical care. The SPNS Outreach and Intervention
Initiative characterizes and evaluates outreach strategies intended
to bring underserved people living with HIV into comprehensive continual
care. The evaluation and technical assistance center for the initiative
is the Center for Outreach and Evaluation (CORE), part of the Health
and Disabilities Working Group at the Boston University School of
Public Health. Seventeen HIV service programs have been selected
to evaluate and refine their outreach activities directed toward
people with HIV facing persistent barriers to enter and remain in
care.
Read
more...
Outreach Demonstration Projects
Palliative
Care Initiative: Although death rates from HIV/AIDS have fallen
in recent years, nearly 20,000 people die from AIDS each year in
the United States. SPNS is supporting innovative service models
targeted to people with HIV/AIDS who are homeless, uninsured, substance
users, and/or mentally ill, and individuals in or about to be released
from correctional facilities. Five demonstration projects test different
models of end-of-life care and palliation service delivery to various
medically underserved and hard-to-reach populations with HIV/AIDS.
The evaluation and technical support center provides evaluation
oversight and exchange of information and expertise among the projects
as well as dissemination of information to the broader service,
research and funding communities, to foster replication and adaptation
of viable service models for the targeted populations.
Read
more...
Palliative
Care Demonstration Projects
Prevention
with Positives Initiative: The Initiative on Prevention with
HIV Infected Persons Seen in Primary Care Settings (the Prevention
with Positives Initiative) will evaluate the effectiveness of a
behavioral prevention intervention program for HIV positive clients
in clinical care. The five-year initiative begins in October 2002.
An Evaluation and Support Center will be funded to work with SPNS
to refine a proposed multi-site evaluation design for behavioral
interventions with HIV positive people. In Years 2-5 of the initiative
(beginning October 2003), four to five providers currently funded
under Titles I-IV of the CARE Act will be funded as demonstration
sites.
Read
more...
US/Mexico
Border Health Initiative: The U.S.-Mexico border region is over
2,000 miles long, and contains some of the poorest counties in the
United States. Identifying and linking people with HIV to needed
health services is challenging in this context of multiple socio-economic
and health systems problems. Five projects, two in Texas and one
each in Arizona, New Mexico and California, were funded in FY 2000
to identify people with HIV and to develop services linking them
with appropriate HIV care. El Centro de Evaluacion: HIV/AIDS Evaluation
and Technical Assistance Center assists each of the projects to
describe its model and to evaluate its effectiveness in linking
persons to care, to conduct a multi-site evaluation, and to disseminate
the findings so that successful models can be replicated.
Read
more...
Border Demonstration Projects
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DIRECTLY-FUNDED
SPNS INITIATIVES - Centers
Only |
Collaborative
on Improving Quality of Care: The Institute for Healthcare Improvement
(IHI) is working with HAB to improve the quality of care provided
by CARE Act grantees through development and implementation of the
Breakthrough Learning Series Collaborative on Improving Care for
People Infected with HIV. This process teaches and applies methods
for organizational change to improvement of clinical care. Participants
participate in a series of learning sessions after which they engage
in making and tracking changes in clinical care in their healthcare
settings. A first round of Title III and IV grantees has applied
the Breakthrough process to HIV care in their institutions, Based
on their positive experience, the model has been revised and is
being made available to a second round of grantees.
Read
more...
Innovative
Programs for Substance Users: Since the onset of the HIV/AIDS
epidemic, a large proportion of people with HIV have become infected
either through injection drug use or sexual activity with drug users.
For them and for the people who provide their care, the epidemics
of HIV and substance use are intertwined; neither epidemic can be
addressed without addressing the other. The Health and Disabilities
Working Group at Boston University has conducted a series of activities
to identify performance standards and innovative and successful
practices in serving individuals with HIV and substance abuse disorders.
Based on these findings, a training program is being developed to
disseminate innovative practices, engage CARE Act grantees and providers
in hands-on discussions about overcoming barriers in serving substance
users living with HIV, and provide evaluation and training and support
to community-based providers.
Read
more...
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SPNS
COLLABORATIONS |
Corrections
Initiative: The goal of the Corrections Initiative is to improve
access to HIV care and prevention services both inside and outside
corrections institutions, and to develop model programs that assure
continuity of care for incarcerated persons with HIV upon their
release from jail or prison. The Initiative is a collaboration between
The Centers for Disease Control and Prevention (CDC) and HRSA that
funds seven demonstration projects (State health departments or
their bona fide agents) as well as the Evaluation and Program Support
Center (EPSC) to assist with program implementation and evaluation.
In each State, the health department and department of corrections
work collaboratively with one or more community-based organizations
to provide services. Projects provide a variety of service interventions,
such as primary care, prevention, psychosocial support, and referral
systems that link correctional and community settings. They target
a range of different populations in different settings, such as
youth in juvenile detention centers, women in State prisons, and
drug-using inmates in city jails.
Read
more...
Corrections
Demonstration Projects
HIV Treatment
Error Reduction Project (CLIPS): The study entitled HIV Treatment
Error Reduction using a Genotype Database is a collaborative project
of the Special Projects of National Significance (SPNS) at Health
Resources and Services Administration and the Agency for Health
Research and Quality (AHRQ). It is one project in AHRQ's Clinical
Informatics for Patient Safety (CLIPS) Initiative. The goal of the
study is to optimize patient safety by decreasing medical errors
in the prescribing of antiretroviral drugs. Previously-ordered HIV
genotypic resistance test results will be integrated with corresponding
patient medication data into an electronic medical record system,
where a computerized clinical decision support system will alert
the patients' physicians of potential inappropriate choices of antiretroviral
drugs.
Read
more...
Intervention
for Seropositive IDUs, Research and Evaluation (INSPIRE): The
HRSA HIV/AIDS Bureau (HAB) is collaborating with the Centers for
Disease Control and Prevention (CDC) to conduct a randomized controlled
trial of a peer-based intervention to reduce behaviors that put
people at risk for HIV and to enhance utilization of medical care
and adherence to HAART. The target population is HIV positive people
who are still using drugs and/or practicing unsafe sex. During the
first three years of the initiative, the partners worked closely
in the development of the theoretical framework, the intervention
to be tested, the study protocol, and the evaluation instruments.
As the initiative enters its fourth year, baseline data have been
collected on nearly half of the subjects and the programs are continuing
to collect data and conduct the intervention. When baseline data
have been collected on 1,500 subjects, the data analysis will begin.
The intervention
is based on a combination of peer-mentoring and cognitive-behavioral
models of behavior change.
Read
more...
Treatment
Adherence Health Outcomes and Cost Study: The HIV/AIDS Treatment
Adherence Health Outcomes and Cost Study (Cost Study) is a cooperative
agreement to study the provision of integrated mental health, substance
abuse and HIV/AIDS primary care services care to HIV positive people
with mental health and substance use problems. The study is a collaboration
of six U.S. Department of Health and Human Services components:
The Center for Mental Health Services (CMHS), which has lead administrative
responsibility, and the Center for Substance Abuse Treatment (CSAT),
both of which are parts of the Substance Abuse and Mental Health
Services Administration (SAMHSA); the HIV/AIDS Bureau (HAB) of the
Health Resources and Services Administration (HRSA); and the National
Institute of Mental Health (NIMH), the National Institute on Drug
Abuse (NIDA), and the National Institute on Alcohol Abuse and Alcoholism
(NIAAA), all of which are parts of the National Institutes of Health
(NIH). The HIV/AIDS Cost Study will yield valuable, practice- and
policy-relevant new knowledge about caring for HIV positive persons
with co-occurring mental health and substance use disorders.
Read
more...
Cost Study Intervention Sites
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