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Frequently Requested FOIA Documents
The following materials are currently available:
Fails-to-Deliver Data
Note:
Please read the information page
before using this data and for links to archive files. This is a
PKZip file
: Archive size: 4.6 MB; decompressed size: approx. 12 MB
Reports for the second quarter 2008:
File name: cnsp_sec_fails_2008q2.zip
.
Company Information About Registered Investment Advisers
Note:
Please read the information page
before using this data. This is a
PKZip file
: Archive size: 728KB; decompressed size: approx. 4MB
Report as of September 2, 2008:
File name: ia090208.zip
Company Information About Active Broker-Dealers
Note:
Please read the information page
before using this data.
Report as of September 1, 2008:
File name: bd090108.txt
Full-Time Equivalents History
(May 2007)
File name: fulltimes.htm
Budget History — BA vs. Actual Obligations
(May 2007)
File name: budgetact.htm
SEC Credit Cardholders and Approving Officials
(July 2007)
File name: cardhold.htm
http://www.sec.gov/foia/foiadocs.htm
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Modified: 09/02/2008