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1. Short title.
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1a. Definitions.
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2. Jurisdiction of Commission; liability of principal for act of agent; Commodity Futures Trading Commission; transaction in interstate commerce.
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2a to 4a. Transferred.
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5. Findings and purpose.
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6. Regulation of futures trading and foreign transactions.
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6a. Excessive speculation.
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6b. Fraud, false reporting, or deception prohibited.
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6c. Prohibited transactions.
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6d. Dealing by unregistered futures commission merchants or introducing brokers prohibited; duties in handling customer receipts; rules to avoid duplicative regulations.
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6e. Dealings by unregistered floor trader or broker prohibited.
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6f. Registration and financial requirements; risk assessment.
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6g. Reporting and recordkeeping.
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6h. False self-representation as registered entity member prohibited.
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6i. Reports of deals equal to or in excess of trading limits; books and records; cash and controlled transactions.
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6j. Restrictions on dual trading in security futures products on designated contract markets and registered derivatives transaction execution facilities.
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6k Registration of associates of futures commission merchants, commodity pool operators, and commodity trading advisors; required disclosure of disqualifications; exemptions for associated persons.
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6l. Commodity trading advisors and commodity pool operators; Congressional finding.
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6m. Use of mails or other means or instrumentalities of interstate commerce by commodity trading advisors and commodity pool operators; relation to other law.
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6n. Registration of commodity trading advisors and commodity pool operators; application; expiration and renewal; record keeping and reports; disclosure; statements of account.
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6o. Fraud and misrepresentation by commodity trading advisors, commodity pool operators, and associated persons.
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6o-1. Special procedures to encourage and facilitate bona fide hedging by agricultural producers.
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6p. Standards and examinations.
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7. Designation of boards of trade as contract markets.
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7a. Derivatives transaction execution facilities.
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7a-1. Derivatives clearing organizations.
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7a-2. Common provisions applicable to registered entities.
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7a-3. Exempt boards of trade.
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7b. Suspension or revocation of designation as registered entity.
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7b-1. Designation of securities exchanges and associations as contract markets.
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7b-2. Privacy.
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8. Application for designation as contract market or derivatives transaction execution facility; time; suspension or revocation of designation; hearing; review by court of appeals.
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9. Exclusion of persons from privilege of "registered entities"; procedure for exclusion; review by court of appeals.
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9a. Assessment of money penalties.
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9b. Rules prohibiting deceptive and other abusive telemarketing acts or practices.
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9c. Notice of investigations and enforcement actions.
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10. Repealed.
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10a. Cooperative associations and corporations, exclusion from board of trade; rules of board inapplicable to payment of compensation by association.
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11. Vacation on request of designation or registration as "registered entity"; redesignation or reregistration.
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12. Public disclosure.
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12-1 to 12-3. Omitted.
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12a. Registration of commodity dealers and associated persons; regulation of registered entities.
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12b. Trading ban violations; prohibition.
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12c. Disciplinary actions.
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12d. Commission action for noncompliance with export sales reporting requirements.
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12e. Repealed.
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13. Violations generally; punishment; costs of prosecution.
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13-1. Violations, prohibition against dealings in onion futures; punishment.
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13a. Nonenforcement of rules of government or other violations; cease and desist orders; fines and penalties; imprisonment; misdemeanor; separate offenses.
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13a-1. Enjoining or restraining violations.
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13a-2. Jurisdiction of States.
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13b. Manipulations or other violations; cease and desist orders against persons other than registered entities; punishment; misdemeanor or felony; separate offenses.
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13c. Responsibility as principal; minor violations.
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14. Repealed.
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15. Enforcement powers of Commission.
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15a. Repealed.
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15b. Cotton futures contracts.
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16. Commission operations.
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16a. Service fees and National Futures Association study.
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17. Separability.
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17a. Separability of 1936 amendment.
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17b. Separability of 1968 amendment.
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18. Complaints against registered persons.
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19. Consideration of costs and benefits and antitrust laws.
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20. Market reports.
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21. Registered futures associations.
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22. Research and information programs; reports to Congress.
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23. Standardized contracts for certain commodities.
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24. Regulations respecting commodity broker debtors; definitions.
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25. Private rights of action.
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26. Repealed.
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27. Definitions.
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27a. Exclusion of identified banking products commonly offered on or before December 5, 2000.
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27b. Exclusion of certain identified banking products offered by banks after December 5, 2000.
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27c. Exclusion of certain other identified banking products.
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27d. Administration of the predominance test.
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27e. Exclusion of covered swap agreements.
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27f. Contract enforcement.
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