|
OCC Enforcement Actions
WASHINGTON - The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks.
A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5), Washington, DC 20219. Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division.
The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site located at http://www.occ.treas.gov/enforcementactions/.
|
Civil Money Penalty Orders
|
|
No.
|
Name/Bank/City
|
Date
|
|
Indiana
|
|
2007-146
|
Ted Walter,
The First National Bank of Fremont, Fremont
|
12/20/2007
|
|
Texas
|
|
2008-001
|
James Blair
Barclay, Surety Bank, National Association, Fort Worth
|
1/8/2008
|
|
2008-002
|
West Texas
National Bank, Midland
|
1/7/2008
|
|
Formal Agreements
|
|
No.
|
Name/Bank/City
|
Date
|
|
California
|
|
2008-003
|
Rabobank,
National Association, El Centro
|
1/23/2008
|
|
Oklahoma
|
|
2007-147
|
Liberty
National Bank, Lawton
|
12/27/2007
|
|
Texas
|
|
2008-004
|
Texas National
Bank, Mercedes
|
1/8/2008
|
|
Personal Cease and Desist Orders
|
|
No.
|
Name/Bank/City
|
Date
|
|
Tennessee
|
|
2007-148
|
Terry K.
Taylor, First Tennessee Bank National Association, Memphis
|
12/20/2007
|
|
Removal / Prohibition Orders
|
|
No.
|
Name/Bank/City
|
Date
|
|
Indiana
|
|
2007-146
|
Ted Walter,
The First National Bank of Fremont, Fremont
|
12/20/2007
|
|
Kansas
|
|
2008-005
|
Carrie A.
Lichosik, Armed Forces Bank, National Association, Ft. Leavenworth
|
1/7/2008
|
|
Texas
|
|
2008-001
|
James Blair
Barclay, Surety Bank, National Association, Fort Worth
|
1/8/2008
|
# # #
|
