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Testimony:

Before the Subcommittee on Tactical Air and Land Forces, Committee on 
Armed Services, House of Representatives:

For Release on Delivery Expected at 2:00 p.m. EST Wednesday, March 9, 
2005:

Unmanned Aerial Vehicles: 

Improved Strategic and Acquisition Planning Can Help Address Emerging 
Challenges:

Statement of Sharon Pickup, 
Director, Defense Capabilities and Management: 

Michael J. Sullivan, 
Acting Director, Acquisition and Sourcing Management:

[Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-05-395T]:

GAO Highlights:

Highlights of GAO-05-395T, a testimony before the Subcommittee on 
Tactical Air and Land Forces, Committee on Armed Services, House of 
Representatives

Why GAO Did This Study:

The current generation of unmanned aerial vehicles (UAV) has been under 
development for defense applications since the 1980s, and as the 
Department of Defense (DOD) transforms its military operations, UAVs 
are becoming increasingly vital. Today’s testimony identifies (1) GAO’s 
preliminary observations on operational successes and emerging 
challenges from ongoing GAO work reviewing UAV current operations, (2) 
the extent to which DOD has developed a strategic plan and oversight 
body to manage its investment in UAVs, and (3) lessons from GAO’s prior 
work that can be used to promote the efficient development, fielding, 
and operational use of UAVs. 

What GAO Found:

Current UAV operations have achieved mission successes, but some 
challenges are emerging. Among the successes, the Predator UAV has 
performed traditional intelligence, surveillance, and reconnaissance 
missions and less traditional close air support and armed strike 
missions. In addition, certain small UAVs have enabled troops to 
accomplish their missions at greater distances from enemy positions. 
Nonetheless, UAV operations have been hampered by certain emerging 
challenges. For example, some UAVs are not fully interoperable with 
others, with manned aircraft systems, or even with conventional forces. 
Certain UAVs are unable to operate in sandstorms or other poor weather 
conditions, thus forfeiting some of the advantages otherwise available 
from the sensor payloads. And UAVs increasingly compete for limited 
bandwidth.

DOD still lacks a viable strategic plan and oversight body to guide UAV 
development efforts and related investment decisions. DOD has set up a 
Joint UAV Planning Task Force to guide UAV development and fielding, 
but the task force has only limited authority and cannot enforce 
program direction. DOD’s UAV Roadmap contains some elements of a 
strategic plan, but it does not describe the interrelationship of 
service roadmaps to the DOD Roadmap or clearly identify funding 
priorities. Thus, DOD may not be well positioned to make sound program 
decisions or establish funding priorities, nor will Congress have all 
the information it needs to evaluate funding requests. Such a plan 
would also help DOD minimize the types of challenges that are emerging.

DOD has not consistently implemented best practices in developing and 
fielding UAVs. GAO has found that programs have succeeded when DOD has 
used innovative development processes, relied on evolutionary 
technology development, ensured high-level management attention, and 
constrained resources and relied on achievable technologies. 
Development has been hampered when DOD has insisted on requirements 
that outstripped technology, rushed into production before completing 
testing, used overly ambitious schedules, or engaged in concurrent 
testing and production.
Global Hawk UAV: 

[See PDF for image]

Source: U.S. Air Force.

[End of figure]

www.gao.gov/cgi-bin/getrpt?GAO-05-395T.

To view the full product, including the scope and methodology, click on 
the link above. For more information, contact Sharon Pickup at (202) 
512-9619 or pickups@gao.gov, or Michael J. Sullivan at (937) 258-7915 
or sullivanm@gao.gov.

[End of section]

Mr. Chairman and Members of the Subcommittee:

Thank you for this opportunity to discuss our work on the Department of 
Defense's (DOD) unmanned aerial vehicles (UAV). As you know, we 
appeared before you last year to discuss management issues that we 
identified in our work on research, development, and fielding of the 
latest generation of UAVs. At that time, we emphasized the need for DOD 
to develop a strategic plan to guide UAV development and fielding and 
an oversight body to implement such a plan. We also pointed out some of 
the factors that led to success in UAV acquisition programs and those 
that hampered acquisition efforts, emphasizing that strong leadership 
is needed to ensure that the most cost-effective solutions are adopted.

As you know, the current generation of UAVs has been under development 
for defense applications since the 1980s, and as DOD transforms the way 
in which it conducts military operations, UAVs are becoming 
increasingly vital. Since we appeared before you last year, we have 
seen continued growth in the funding for UAVs and an acceleration of 
the trend of employing UAVs in military operations in Iraq and 
Afghanistan. Furthermore, the types and quantities of UAV systems 
currently in operation, under development, or planned for future 
development are steadily growing.

Today, you asked us to discuss our preliminary observations on the work 
we are currently conducting for this Subcommittee on the performance of 
UAVs in current operations, and DOD's progress in improving strategic 
and acquisition planning. Specifically, we will highlight (1) 
operational successes and emerging challenges that U.S. forces are 
experiencing with UAVs in the field, (2) lack of progress in 
establishing a viable strategic plan and oversight body to guide joint 
and service-specific UAV development efforts and related investment 
decisions, and (3) lessons learned from our prior reviews that can be 
instructive for the efficient development and fielding of UAVs.

The information we will discuss on emerging challenges is based on our 
preliminary work for the Subcommittee. We will be continuing our work 
after this hearing, including meeting with officials from U.S. Central 
Command and previously deployed units to discuss their actual 
operational experiences with UAVs and lessons learned. We plan to issue 
a report based on this work to you later this year.

To address our objectives, we conducted preliminary interviews with or 
reviewed documents from the Joint UAV Planning Task Force, Joint Forces 
Command, the U.S. Air Force, U.S. Navy, and U.S. Marine Corps, and 
other organizations; updated our previously issued report on UAV force 
structure planning, development, and fielding; and updated our prior 
body of work on UAV development and acquisition.

We conducted our work from July 2004 to February 2005 in accordance 
with generally accepted government auditing standards.

Summary:

Current UAV operations have achieved certain mission successes but 
challenges are emerging. UAVs have been used to support tactical, 
intelligence, surveillance, and reconnaissance missions, as well as 
strike missions, in Iraq and Afghanistan. For example, Global Hawk was 
used to identify 55 percent of the time-sensitive targets[Footnote 1] 
to defeat enemy air defenses in the Iraqi theater in March and April 
2003. In addition, the Predator UAV has been used in Iraq and 
Afghanistan to conduct intelligence, surveillance, and reconnaissance, 
as well as highly successful lethal strike missions using Hellfire 
missiles. According to the Commander of U.S. Central Command, demand 
for UAVs is insatiable.[Footnote 2] Nonetheless, based on our 
preliminary discussions with DOD and the services, it is becoming 
apparent that DOD faces some emerging challenges affecting its ability 
to maximize the use of UAVs to enhance operations and effectively 
promote force transformation. Specifically, interoperability remains a 
challenge. For example, some UAVs are not fully interoperable with one 
another and, in some instances, ground forces have not been linked to 
or able to use data generated by other services' UAVs. Also, the 
ability of UAVs to operate in poor weather conditions is limited and 
the availability of bandwidth[Footnote 3] needed to support UAV 
operations is constrained.

While DOD continues to request funds for UAVs and the services continue 
to plan, develop, and field UAV systems, it still has not developed a 
strategic plan to guide investment decisions or established an office 
with sufficient authority to implement such a plan. Last year, we 
reported that DOD had established a Joint UAV Planning Task Force (Task 
Force) within the Office of the Undersecretary of Defense (Acquisition, 
Technology, and Logistics), and that the Task Force had issued the UAV 
Roadmap 2002-2027 in December 2002 covering UAV development from 2002 
through 2027.[Footnote 4] However, we noted that DOD did not have a 
viable strategic plan to guide the development and fielding of UAVs. 
Although the Roadmap included some elements of a strategic plan, 
including long-term goals, approaches to attaining long-term goals, 
performance goals, and some performance indicators, it omitted some 
critical elements. For example, the Roadmap did not include a mission 
statement, description of how program evaluations were used to 
establish or revise goals, discussion of the interrelationship between 
service plans and programs to develop and field UAVs, or provide 
adequate information on current and projected funding needs. Moreover, 
even if a strategic plan existed, we reported that neither the Task 
Force nor any other office has sufficient authority to implement such a 
plan. We recommended that DOD establish a strategic plan and designate 
the Task Force or another body to oversee implementation of the plan. 
Since that time, we understand that the Task Force is updating the UAV 
Roadmap and continues to act as the focal point to coordinate with the 
services on UAV development. We are hopeful that the new Roadmap will 
include all of the elements of a strategic plan. Without a strategic 
plan to guide investment decisions, we continue to believe that DOD 
will not be in the best position to validate requirements, make sound 
programmatic decisions, or establish funding priorities. We also 
believe that the Congress will not have all the information it needs to 
evaluate DOD's funding requests. Furthermore, such a plan could help 
DOD anticipate and take steps to minimize the types of challenges that 
are occurring today.

Our past work in UAV development and acquisition has identified 
important lessons that can be applied to the development and fielding 
of UAV systems to overcome some of the emerging challenges that we have 
identified. Our reviews have found that success was achieved when DOD 
has used innovative development processes, relied on evolutionary 
approaches to technology development, ensured high-level management 
attention, and constrained resources and relied on achievable 
technologies. On the other hand, development was hampered when DOD 
insisted on requirements that outstripped technological capability, 
rushed into production before testing was completed, implemented overly 
ambitious schedules, or engaged in concurrent testing and production.

Background:

DOD defines a UAV as a powered aerial vehicle that does not carry a 
human operator; can be land-, air-, or ship-launched; uses aerodynamic 
forces to provide lift; can be autonomously or remotely 
piloted;[Footnote 5] can be expendable or recoverable; and can carry a 
lethal or nonlethal payload. Generally, UAVs consist of the aerial 
vehicle; a flight control station; information and retrieval or 
processing stations; and, sometimes, wheeled land vehicles that carry 
launch and recovery platforms. In addition, UAV systems require 
adequate intra-or inter-theater communications capabilities to permit 
operators to maintain control of some vehicles, and to permit the UAVs' 
communications equipment to transmit the information obtained by the 
onboard sensors to ground commanders or other users.

UAVs provide battlefield commanders with real-time intelligence through 
their intelligence, surveillance, and reconnaissance mission. The 
United States is also considering using UAVs to assist with border 
security for homeland security or homeland defense. Important 
advantages of UAVs include their ability to operate for a far longer 
period than a pilot could safely operate an aircraft, and the fact that 
DOD avoids putting servicemembers' lives at risk during operations.

Initially, UAVs were seen as complementary systems that augmented the 
capabilities the warfighter already had. However, UAVs are evolving 
into more significant roles, for which they can provide primary 
capability. For example, the Global Hawk UAV may eventually replace the 
U-2 reconnaissance aircraft, and the Unmanned Combat Aerial System may 
eventually perform electronic warfare missions performed by the EA-6 
Prowler aircraft today. Moreover, UAVs are figuring prominently in 
plans to transform the military into a more strategically responsive 
force. UAVs are expected to be an integral part of this information- 
based force. For example, they may serve as relay nodes in the Army's 
Future Combat System's command and control network.

Since we testified before the Subcommittee last year, DOD has increased 
its planned expenditure for UAVs and associated systems, and the 
systems have continued to be heavily used in Afghanistan and Iraq. In 
fact, about 12 different types of UAV systems have been used in Iraq 
and Afghanistan. In addition, the budget request for UAVs grew 
significantly between fiscal year 2001 and fiscal year 2005, from about 
$363 million to about $2.3 billion, respectively. DOD projects that 
funding needs will grow to about $2.9 billion in fiscal year 2009. 
These figures do not include supplemental appropriations. DOD has 
requested about another $234 million for UAVs in the fiscal year 2005 
supplemental request.

DOD Has Achieved Certain Operational Successes, but Some Challenges Are 
Emerging:

As we have seen in recent operations, UAVs are being used in greater 
numbers and on increasingly challenging missions, and they are likely 
to be called on to operate more extensively with other UAVs, manned 
systems, and conventional ground and air forces. As our preliminary 
discussions with DOD officials and our review of various documents 
suggests, DOD has performed successful missions using a variety of 
UAVs, including the Predator, Global Hawk, Pointer, and Raven. However, 
some challenges are emerging, such as issues concerning 
interoperability, the ability to operate in poor weather conditions, 
and communications and bandwidth limitations.

Recent UAV Successes in Combat Operations:

The Air Force has used Predator in a variety of intelligence, 
surveillance, and reconnaissance roles in Iraq and Afghanistan. The 
Predator is also being used for other missions, including close air 
support and armed strike. For example, a Predator UAV armed with 
Hellfire missiles was used to attack a target carrying suspected 
terrorists in Yemen in 2002. The Air Force believes that using Predator 
has enabled it to achieve time-critical targeting that might otherwise 
have been impossible.

In addition, Global Hawk has also significantly improved DOD's ability 
to gather intelligence, surveillance, and reconnaissance in Iraq and 
Afghanistan. Global Hawk captures detailed images of targets and wide 
swaths of terrain and then transmits those images on a nearly real-time 
basis to battlefield commanders and intelligence centers. In fact, 
while flying just 3 percent of the intelligence, surveillance, and 
reconnaissance missions in Operation Iraqi Freedom, Global Hawk 
generated 55 percent of the time-critical targets against enemy air 
defenses.

Lastly, small UAVs such as the Pointer and Raven have been instrumental 
in enabling troops to find, locate, and destroy numerous targets. For 
example, during a single mission, a team used a small UAV system to 
locate a target, cover the team's movements, target the adversary, and 
then conduct a bomb damage assessment to determine whether additional 
strike missions were needed. Moreover, the use of small UAVs has 
enabled ground forces to accomplish their missions at greater distances 
from enemy positions, in effect expanding the standoff distance and 
thereby reducing the risk to U.S. servicemembers on the ground.

Certain Challenges Are Emerging:

Notwithstanding these operational successes, it is becoming apparent 
from our preliminary discussions with DOD officials and our review of 
various documents that DOD faces some emerging challenges affecting its 
ability to maximize the use of UAVs to enhance operations and 
effectively promote force transformation. Such challenges relate to 
interoperability, the ability of UAVs to operate in poor weather, and 
the availability of communications and bandwidth.

First, while numerous UAVs have been used to conduct various missions 
in recent operations, interoperability is a challenge. The services 
have generally been reluctant to adopt common mission management 
systems or other interoperability approaches within similar types or 
classes of UAVs. As a result, it appears that some UAVs may not be 
fully interoperable with other UAVs, with manned aircraft systems, or 
even with conventional forces. For example, in certain instances ground 
forces have not been linked to or able to utilize data generated by 
other services' UAVs. Each service has tended to initiate its own 
separate development program, specifically tailored to its own 
requirements, rather than adopting an existing capability from another 
service. DOD is aware of this problem and has taken some steps to 
address it. For example, DOD is evaluating several areas, including 
vehicle development, training, and data sharing, to determine if 
improvements in these areas will increase UAV interoperability. 
However, we have not evaluated the effectiveness of DOD's efforts at 
this time.

Second, weather and environmental constraints are a key limiting factor 
for UAV operations. UAVs are generally not able to operate in certain 
inclement weather conditions, including sandstorms and icing 
conditions. For example, dust storms have kept Marine Corps UAVs from 
performing some of their missions. At the same time, certain UAV 
sensors are capable of "seeing" through clouds, sandstorms, and other 
inclement weather conditions by day or night. Nonetheless, this 
capability may not be available because the vehicles themselves are not 
always able to carry the onboard sensors during these poor weather 
conditions, consequently undermining the capability made available by 
UAV operations.

Third, communications represent a major challenge for UAVs. There is 
widespread concern that UAVs are consuming increasingly large amounts 
of communication bandwidth as DOD fields additional UAVs requiring 
communications capability. Bandwidth is needed to support systems that 
control the flight of UAVs, to transmit the data collected by payload 
sensors, and to interface with air traffic control centers. As UAVs and 
other weapons systems requiring bandwidth are increasingly employed, 
limits on bandwidth availability will hamper DOD's ability to obtain 
the benefits from these new weapons systems if bandwidth availability 
is not expanded. DOD is aware of this challenge and is exploring 
possible solutions.

A Strategic Plan and Effective DOD Oversight Can Be Helpful in 
Addressing the Challenges:

DOD has set up a Joint UAV Planning Task Force to guide UAV development 
and fielding. The Task Force is the primary focal point, but has 
limited authority to enforce program direction. The Task Force has 
issued its UAV Roadmap 2002--2027 to communicate its vision and promote 
interoperability. Although the Roadmap includes some elements of a 
strategic plan, DOD still lacks a comprehensive plan, as well as an 
office with sufficient authority to implement it. Without a strategic 
plan to guide investment decisions, DOD will not be in a position to 
validate requirements, make sound programmatic decisions, or establish 
funding priorities nor will the Congress have all the information it 
needs to evaluate DOD's funding requests. Furthermore, such a plan 
would help DOD anticipate and potentially minimize the types of 
challenges that are emerging today.

Joint UAV Planning Task Force Established:

In October 2001, the Under Secretary of Defense (Acquisition, 
Technology, and Logistics) created the Joint UAV Planning Task Force as 
the joint advocate for developing and fielding UAVs. The Task Force is 
the focal point to coordinate UAV efforts throughout DOD, helping to 
create a common vision for future UAV-related activities and establish 
interoperability standards. However, while the Task Force's authority 
focuses on program review and advice, it is insufficient to enforce 
program direction. The Task Force Director testified in March 2003 that 
the Task Force does not have program directive authority, but instead 
provides the Under Secretary of Defense (Acquisition, Technology, and 
Logistics) with advice and recommendations[Footnote 6]--that is, the 
Task Force tries to influence service programs by proposing changes for 
consideration by the Under Secretary. Last year, the Director of 
Defense Systems, in the Office of the Undersecretary, testified that 
the Task Force tries to guide service acquisition, planning, 
prioritization, and execution of unmanned air systems.[Footnote 7] 
Nonetheless, the Task Force cannot compel the services to adopt its 
suggestions and does not have approval authority. For example, 
according to DOD officials, additional progress is needed to achieve 
better interoperability among the services in UAV platform and sensor 
coordination.

The Roadmap Has Some Elements of a Strategic Plan:

The UAV Roadmap exhibits some elements of a strategic plan, but is not 
a comprehensive plan to guide the development and fielding of UAVs that 
complement each other, perform the range of missions needed, and avoid 
duplication. Key elements of a strategic plan would include:

* a mission statement;

* an explanation of long-term goals and objectives;

* strategies to attain long-term goals;

* an explanation of the relationship between long-term goals and 
objectives and annual performance goals;

* identification of external factors that could affect accomplishment 
of the goals;

* a description of how program evaluations were used to establish or 
revise the goals;

* a description of the relationship between similar programs; and:

* information concerning funding needs and expenditures.

The Roadmap represents a good start on a strategic plan because it 
incorporates some of the key elements. For example, the Roadmap 
identifies approaches to attaining long-term goals, and it assesses, in 
part, annual performance goals and performance indicators that identify 
progress toward these goals. However, the Roadmap only minimally 
addresses the other key elements. In particular, it does not explain 
the interrelationship between service-specific efforts, identify 
opportunities for joint endeavors, or address funding issues.

DOD officials acknowledged that the Office of the Secretary of Defense 
has not issued any guidance that establishes an overall strategy for 
UAVs. While several high-level DOD strategic-planning documents-- 
including the National Military Strategy and the Strategic Planning 
Guidance--provide some general encouragement to pursue transformational 
technologies, these documents do not provide specific guidance on UAV 
development or related force structure integration. In 2004, we 
recommended that DOD develop a strategic plan or set of plans. We 
understand that DOD plans to issue an updated Roadmap later this year. 
We hope that the new Roadmap will include all of the elements of a 
strategic plan. As we testified last year, it is important that DOD's 
plan clearly identify goals, requirements, programs, funding needs, 
performance measures, and the interrelationship of service-specific 
programs to each other; how service-specific UAV programs promote joint 
operations; and funding requirements. With such a plan, we continue to 
believe that DOD will be better positioned to validate requirements, 
integrate service efforts, and establish program and funding 
priorities. We also believe that such a plan will assist the Congress 
in evaluating DOD's funding requests for UAVs.

Our Prior Work Identifies Important Lessons for the Efficient 
Development, Fielding, and Operational Use of UAVs:

Within the past year, we have reviewed four UAV programs and observed 
factors that lead to successful outcomes and others that tend to 
increase risk of poor outcomes. The UAV programs included in our 
reviews were the Global Hawk, Predator, Shadow, and Joint Unmanned 
Combat Air Systems. Table 1 displays the common factors that we 
identified that lead to successful acquisition programs and those that 
increase risk and limit success.

Table 1: Factors That Lead to or Limit Success:

Lead to success: Innovative process; 
Limit success: Requirements that outstrip resources, including 
technology.

Lead to success: Evolutionary approach; Limit success: Rush to 
production.

Lead to success: Management attention; Limit success: Ambitious 
schedules.

Lead to success: Simple requirements and fixed resources; Limit 
success: Concurrent testing and production.

Source: GAO.

[End of table]

Global Hawk:

Top management attention set the stage for the early success of Global 
Hawk. The Under Secretary of Defense (Acquisition, Technology, and 
Logistics) became personally involved in establishing the original plan 
for development. Leadership insisted on fielding an initial capability 
that could be developed within a fixed budget while providing for an 
evolutionary process to add enhancements to succeeding versions. The 
result was a successful advanced concept technology demonstration which 
produced seven demonstrators, logged several thousand-flight hours, 
passed its military usefulness assessment, and effectively supported 
combat operations in Afghanistan and Iraq.

In March 2001, the Air Force began a systems acquisition program that 
continued the evolutionary approach with a plan to first acquire basic 
systems very similar to the demonstrators (designated the RQ-4A) and 
then slowly and incrementally develop and acquire systems with more 
advanced sensor capabilities while using the same air vehicle. However, 
DOD restructured the program twice in 2002 to more quickly develop and 
field a larger air vehicle (RQ-4B) with more advanced but immature 
technologies. The restructurings tripled development costs and 
compressed the procurement schedule. Program funding, which previously 
had been stretched relatively evenly across 20 years, was compressed 
into roughly half the time, tripling Global Hawk's budgetary 
requirements in some years. The development period was expanded by 5 
years and production period compressed by 9 years, creating significant 
concurrency between fiscal years 2004 to 2010. By adding the new larger 
air vehicle with its associated new technologies and design elements, 
while speeding up the acquisition schedule, the Air Force accepted 
higher risks compared to the original plan which followed a more 
evolutionary approach.

Because of this concurrency, the Air Force plans to invest in almost 
half of the total fleet of the new larger Global Hawks before a 
production model is flight-tested and operational evaluations are 
completed to show that the air vehicle design works as required. 
Likewise, full-rate production will begin before the airborne signals 
intelligence and multiplatform radar (the two required capabilities 
justifying the new, larger model) complete development and are flight- 
tested to prove the integrated system will work as intended. The 
primary reason for building the RQ-4B model was to integrate and carry 
the advanced sensors to provide added capability to the warfighter. In 
our November 2004 report, we raised concerns about the substantial 
concurrency and accelerated pace for acquiring the new system. We 
recommended rethinking the revised plans and limiting initial 
procurement of the new model until a new business case is completed 
that reduces risk and justifies further investments based on a 
knowledge-based acquisition strategy. The Air Force did not agree with 
us, but we note that since our report was issued, DOD officials have 
criticized the Global Hawk program for cost increases and have 
decreased buys in fiscal years 2006 and 2007.

Shadow:

The Army's Tactical Unmanned Aerial Vehicle program, called Shadow, had 
unusual interventions by top-level individuals that early on 
established resource constraints, encouraged evolutionary acquisition 
strategies, and set an early fielding date. Agreements were reached to 
ensure that the program followed a "no bells and whistles" approach to 
development that focused on key achievable technologies and limited the 
program to "must have" capabilities and restrained costs. Despite cost 
increases and operational shortfalls caused largely because the program 
did not allow time to develop and test the system before production 
began, the Army was still able to quickly deliver a needed capability 
to the warfighter that has been used during recent combat operations.

Predator:

The Air Force's Predator A (MQ-1) also had success by following an 
innovative advanced concept technology demonstration approach. 
Development was focused and brisk and within 18-months of start-up 
prototypes were deployed in Bosnia, demonstrating its worth before 
completing development and starting production. Predator As are being 
used with substantial success in Operations Enduring and Iraqi Freedom.

However, the Air Force then started a highly-concurrent development and 
production program in 2002 to quickly acquire substantial numbers of a 
new, larger, and multirole variant, the Predator B (MQ-9). 
Subsequently, Air Force headquarters revised the strategy to include 
fielding an interim combat capability by fiscal year 2006 and 
developing Predator B in three separate increments, thereby extending 
the completion of development by 4 years. Recognizing increased risks, 
the program office lowered annual buy quantities and extended 
production 5 years.

Joint Unmanned Combat Air Systems:

This joint effort combined previously separate efforts of the Air Force 
and Navy to develop advanced unmanned systems that can attack ground 
targets. The Air Force had plans to abandon its initial low-risk 
approach to development that increased its requirements and accelerated 
its program schedule shortly before shifting to product development. 
Concerned about the accelerated schedule and a lack of synergy in the 
separate Air Force and Navy efforts, Office of the Secretary of Defense 
officials intervened to reconcile requirements and funding challenges 
and to improve oversight. The Defense Advanced Research Projects Agency 
was designated to lead the joint demonstration program with Air Force 
and Navy participation. Plans and strategy established a $4 billion 
demonstration program that would develop larger versions of the Air 
Force and Navy prototypes, leading to an operational assessment in 
2007. A common operating system was to be developed and both versions 
were expected to also share common subsystems and weapons. The intent 
was to then offer alternatives to the services leading to possible 
start-up of systems development in 2010.

Although not clear at this time, program direction and content appears 
to be again changing. Congress reduced fiscal year 2005 funding, 
stating that the program had not properly coordinated with the services 
and that the focus should be on meeting Air Force and Navy 
requirements. Recently, DOD decided to transfer leadership and funding 
from the Defense Advanced Research Project Agency to the Air Force as 
joint office lead with Navy participation. Transitioning will occur 
this year with Air Force taking over in 2006.

There are trends that run consistently through these four programs. 
That is, when DOD provides strong leadership at an appropriate 
organizational level, it enables innovative, evolutionary, and 
disciplined processes to work. Once leadership is removed or 
diminished, all these programs have tended to lose control of 
requirements and add technical and funding risk. We have also found 
that after successful demonstrations to quickly field systems with 
existing technologies, problems were encountered after the programs 
transitioned into the system development phase of the acquisition 
process. The services pushed programs into production without maturing 
processes and also began to add new requirements that stretched beyond 
technology and design resources. DOD officials tend to agree with the 
factors that lead to success and those that lead to problems and have 
made some limited progress in the last year, but we have not yet seen a 
consistent and across the board application of these successful 
practices.

Concluding Remarks:

We believe that a greater emphasis on strategic planning and 
application of the lessons learned for development and fielding of UAVs 
could be helpful in addressing the emerging challenges that we are 
identifying on our current work for the Subcommittee. We will more 
fully examine these emerging challenges and monitor DOD's efforts to 
address the challenges, and we will report to you on this work later 
this year.

Mr. Chairman, this concludes our prepared statement. We would be happy 
to answer any questions that you or members of the Subcommittee may 
have.

Contacts and Staff Acknowledgments:

For future questions about this statement, please contact Sharon Pickup 
at (202) 512-9619, Michael J. Sullivan at (937) 258-7915, or Brian J. 
Lepore at (202) 512-4523. Other individuals making key contributions to 
this statement include Harry E. Taylor, Jr., Patricia F. Albritton, 
Jeanett H. Reid, Elisha T. Matvay, Robert B. Brown, Cheryl A. Weissman, 
Ron La Due Lake, Kenneth E. Patton, Lily J. Chin, Bruce D. Fairbairn, 
Steven M. Hunter, Matthew B. Lea, Charlie Shivers, and Adam Vodraska.

[End of section]

Related GAO Products:
Unmanned Aerial Vehicles: Changes in Global Hawk's Acquisition Strategy 
Are Needed to Reduce Program Risks. 
[Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-05-6] Washington, 
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Unmanned Aerial Vehicles: Major Management Issues Facing DOD's 
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[Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-04-530T] Washington, 
D.C.: March 17, 2004.

Force Structure: Improved Strategic Planning Can Enhance DOD's Unmanned 
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[Hyperlink, http://www.gao.gov/cgi-bin/getrpt?GAO-04-342] Washington, 
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Nonproliferation: Improvements Needed for Controls on Exports of Cruise 
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Nonproliferation: Improvements Needed to Better Control Technology 
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FOOTNOTES

[1] Time-sensitive targets are targets that are expected to be 
vulnerable to attack for only a short time.

[2] Testimony of General John P. Abizaid, Commander, United States 
Central Command, before the Senate Committee on Armed Services, March 
1, 2005. 

[3] Bandwith refers to the available frequencies to support the flight 
of UAVs, to transmit the output of on-board sensors, and to interface 
with air traffic control centers.

[4] GAO, Force Structure: Improved Strategic Planning Can Enhance DOD's 
Unmanned Aerial Vehicles Efforts, GAO-04-342 (Washington, D.C.: Mar. 
17, 2004). 

[5] An autonomously piloted UAV is one that is pre-programmed for its 
mission before it takes off. It then flies its mission without a 
ground- based pilot. A remotely piloted UAV is controlled by a pilot in 
a control station on the ground during the flight.

[6] Statement of the Director, Joint UAV Planning Task Force, before 
the Subcommittee on Tactical Air and Land Forces, House Committee on 
Armed Services, March 26, 2003.

[7] Statement of the Director, Defense Systems, Office of the 
Undersecretary of Defense (Acquisition, Technology, and Logistics), 
Subcommittee on Tactical Air and Land Forces, House Committee on Armed 
Services, March 17, 2004.